Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 17,027.33 | $54.29 | $924,413.75 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,984 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 37,112.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,011.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 00:17 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 28,234 | $54.78 | $1,546,658.52 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:12 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2020 Incentive RSUs · Derivative | 8,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013581 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,264 Underlying: Class A Common Stock · 8,264 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:11 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2020 Incentive RSUs · Derivative | 16,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013578 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,859 Underlying: Class A Common Stock · 16,859 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:10 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Grant2020 LTI RSUs · Derivative | 8,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013575 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246 Underlying: Class A Common Stock · 8,246 shares Expires not disclosed F3 · security: Each 2020 LTI RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2020 LTI RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2020 LTI Restricted Stock Units vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. F4 · derivative.expiration_date: The 2020 LTI Restricted Stock Units vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:10 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Grant2020 Incentive RSUs · Derivative | 20,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013575 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,121 Underlying: Class A Common Stock · 20,121 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2020 Incentive RSUs · Derivative | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013568 · doc4.xml · derivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649 Underlying: Class A Common Stock · 1,649 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:08 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2020 Incentive RSUs · Derivative | 27,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013572 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,488 Underlying: Class A Common Stock · 27,488 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 00:17 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 69,944 | $54.62 | $3,820,341.28 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,739 Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 00:17 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 2,120 | $55.43 | $117,511.60 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,683 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:41 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 38,662 | $54.76 | $2,117,131.12 |
DisclosureSEC source: 0001209191-21-012087 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,803 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:41 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 23,325 | $55.11 | $1,285,440.75 |
DisclosureSEC source: 0001209191-21-012087 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,465 Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:22 UTC |
Shropshire KennethDirector
|
SaleClass A Common Stock | 1,645 | $54.69 | $89,965.05 |
DisclosureSEC source: 0001209191-21-010511 · doc4.xml · nonDerivative · entry 1 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742 Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (December) · Derivative | 676.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710.53 Underlying: Class A Common Stock · 676.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 12, 2021. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (December) · Derivative | 717.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153.08 Underlying: Class A Common Stock · 717.69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 12, 2021. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive RSUs (December) · Derivative | 541.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082.78 Underlying: Class A Common Stock · 541.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 12, 2021. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs (December) · Derivative | 834.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834.8 Underlying: Class A Common Stock · 834.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 12, 2021. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 (December) · Derivative | 1,838.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,838.38 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 12, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 12, 2021. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 2,116.05 | $53.99 | $114,245.54 |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,899 Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:21 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 4,609.05 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010509 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,015.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:17 UTC |
ALLISON JOHN ADirector
|
Grant2020 Elective Restricted Stock Units | 45.02 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 3 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425.46 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:17 UTC |
ALLISON JOHN ADirector
|
Grant2020 Annual Restricted Stock Units | 56.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 2 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359.36 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:17 UTC |
ALLISON JOHN ADirector
|
Grant2019 Annual Restricted Stock Units | 55.64 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 1 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338.9 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
Shropshire KennethDirector
|
Grant2020 Elective Restricted Stock Units | 10.58 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065722 · doc4.xml · nonDerivative · entry 3 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334.68 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
Shropshire KennethDirector
|
Grant2020 Annual Restricted Stock Units | 56.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065722 · doc4.xml · nonDerivative · entry 2 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359.36 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
Shropshire KennethDirector
|
Grant2019 Annual Restricted Stock Units | 55.64 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065722 · doc4.xml · nonDerivative · entry 1 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338.9 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2019 Incentive RSUs · Derivative | 709.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,075.99 Underlying: Class A Common Stock · 709.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2018 Incentive RSUs · Derivative | 462.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138.87 Underlying: Class A Common Stock · 462.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2017 Incentive RSUs · Derivative | 338.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,144.84 Underlying: Class A Common Stock · 338.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2016 Incentive RSUs · Derivative | 280.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,749.37 Underlying: Class A Common Stock · 280.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2015 Incentive RSUs · Derivative | 204.56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,922.75 Underlying: Class A Common Stock · 204.56 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2019 Incentive RSUs · Derivative | 1,147.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,614.83 Underlying: Class A Common Stock · 1,147.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2018 Incentive RSUs · Derivative | 713.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,176 Underlying: Class A Common Stock · 713.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2017 Incentive RSUs · Derivative | 534.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,862.65 Underlying: Class A Common Stock · 534.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2016 Incentive RSUs · Derivative | 386.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299.19 Underlying: Class A Common Stock · 386.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2015 Incentive RSUs · Derivative | 289.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978.09 Underlying: Class A Common Stock · 289.97 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:26 UTC |
Richardson Yolonda CDirector
|
Grant2020 Annual Restricted Stock Units | 56.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065720 · doc4.xml · nonDerivative · entry 2 Richardson Yolonda C · CIK 0001763524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359.36 F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:26 UTC |
Richardson Yolonda CDirector
|
Grant2019 Annual Restricted Stock Units | 55.64 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065720 · doc4.xml · nonDerivative · entry 1 Richardson Yolonda C · CIK 0001763524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338.9 F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2019 Incentive RSUs · Derivative | 3,015.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,574.36 Underlying: Class A Common Stock · 3,015.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2018 Incentive RSUs · Derivative | 2,335.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,214.97 Underlying: Class A Common Stock · 2,335.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2017 Incentive RSUs · Derivative | 2,625.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,173.14 Underlying: Class A Common Stock · 2,625.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2016 Incentive RSUs · Derivative | 2,150.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,748.93 Underlying: Class A Common Stock · 2,150.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2015 Incentive RSUs · Derivative | 1,320.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773.14 Underlying: Class A Common Stock · 1,320.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2019 Incentive RSUs · Derivative | 9,165.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,571.87 Underlying: Class A Common Stock · 9,165.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2018 Incentive RSUs · Derivative | 4,758.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,512.43 Underlying: Class A Common Stock · 4,758.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2017 Incentive RSUs · Derivative | 2,625.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,173.14 Underlying: Class A Common Stock · 2,625.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2016 Incentive RSUs · Derivative | 2,150.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,748.93 Underlying: Class A Common Stock · 2,150.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2015 Incentive RSUs · Derivative | 1,320.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773.14 Underlying: Class A Common Stock · 1,320.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2019 Long Term Incentive Award · Derivative | 5,676.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,611.29 Underlying: Class A Common Stock · 5,676.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.