Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Chief Executive Officer | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2022 Performance LP Units of MCGEH (Granted Feb 16, 2023)SEC Table II · derivative / convertible security | Direct | 74,254.17 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 3,416.39 · Balance 74,254.17 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F3: Amount reflects 3,416.39 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F4: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. |
| 2024 Vested LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 184,519 |
Reported balance
After 2026-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-09 · Grant · Acquired 184,519 · Balance 184,519 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. |
| 2024 LTI LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 51,007 |
Reported balance
After 2026-02-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-09 · Grant · Acquired 51,007 · Balance 51,007 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. |
| 2025 Performance LP Units of MCGEH (Granted June 9, 2025)SEC Table II · derivative / convertible security | Direct | 453,762.06 |
Reported balance
After 2026-02-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-09 · Grant · Acquired 453,762.06 · Balance 453,762.06 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7: On June 9, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with being named Chief Executive Officer, which was previously reported on Form 8-K on June 9, 2025. These LP Units are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F8: Amount reflects target award of 450,000 Performance LP Units plus 3,762.06 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F9: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.
F2: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below.
F3: Amount reflects 3,416.39 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026.
F4: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire.
F5: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.
F6: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.
F7: On June 9, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with being named Chief Executive Officer, which was previously reported on Form 8-K on June 9, 2025. These LP Units are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below.
F8: Amount reflects target award of 450,000 Performance LP Units plus 3,762.06 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026.
F9: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 23:42 UTC | Moelis & Co MC · Entity 3898 | Grant2025 Performance LP Units of MCGEH (Granted June 9, 2025) · Derivative | 453,762.06 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-047090 · ownership.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,762.06 Underlying: Class A Common Stock · 453,762.06 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · kind: On June 9, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with being named Chief Executive Officer, which was previously reported on Form 8-K on June 9, 2025. These LP Units are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F8 · shares: Amount reflects target award of 450,000 Performance LP Units plus 3,762.06 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F9 · derivative.exercise_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire. F9 · derivative.expiration_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 23:42 UTC | Moelis & Co MC · Entity 3898 | Grant2024 LTI LP Units of MCGEH (Granted February 13, 2025) · Derivative | 51,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-047090 · ownership.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,007 Underlying: Class A Common Stock · 51,007 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6 · kind: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F6 · derivative.exercise_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F6 · derivative.expiration_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 23:42 UTC | Moelis & Co MC · Entity 3898 | Grant2024 Vested LP Units of MCGEH (Granted February 13, 2025) · Derivative | 184,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-047090 · ownership.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,519 Underlying: Class A Common Stock · 184,519 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5 · kind: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F5 · derivative.exercise_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F5 · derivative.expiration_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 23:42 UTC | Moelis & Co MC · Entity 3898 | Grant2022 Performance LP Units of MCGEH (Granted Feb 16, 2023) · Derivative | 3,416.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-047090 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,254.17 Underlying: Class A Common Stock · 3,416.39 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2 · kind: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F3 · shares: Amount reflects 3,416.39 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F4 · derivative.exercise_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. F4 · derivative.expiration_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 57,008.98 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 57,008.98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 9,406 | $74.00 | $696,044.00 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,602 F2 · security: Class A Common Stock sold by Mr. Mahmoodzadegan in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 0.98 | $74.00 | $72.52 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,008 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 57,008.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,008.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2022 LP Units of MCGEH · Derivative | 23,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,966 Underlying: Class A Common Stock · 23,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F6 · derivative.exercise_date: The 2022 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2025, and (b) and 20% vests on or about each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F6 · derivative.expiration_date: The 2022 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2025, and (b) and 20% vests on or about each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 LP Units of MCGEH · Derivative | 28,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,724 Underlying: Class A Common Stock · 28,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F5 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F5 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 Vested LP Units of MCGEH · Derivative | 68,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 68,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 LP Units of MCGEH · Derivative | 30,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,421 Underlying: Class A Common Stock · 30,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F3 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F3 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 01:49 UTC | Moelis & Co MC · Entity 3898 | Grant2023 LTI LP Units of MCGEH · Derivative | 2,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-015719 · ownership.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,744 Underlying: Class A Common Stock · 2,744 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6 · kind: Reflects a profits interest award in the form of Long Term Incentive LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LTI LP Units"). The 2023 LTI LP Units vest over two years as follows: 50% vests on each February 23, 2028 and February 23, 2029. These 2023 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Long Term Incentive LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LTI LP Units"). The 2023 LTI LP Units vest over two years as follows: 50% vests on each February 23, 2028 and February 23, 2029. These 2023 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Long Term Incentive LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LTI LP Units"). The 2023 LTI LP Units vest over two years as follows: 50% vests on each February 23, 2028 and February 23, 2029. These 2023 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 01:49 UTC | Moelis & Co MC · Entity 3898 | Grant2023 LP Units of MCGEH · Derivative | 166,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-015719 · ownership.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,526 Underlying: Class A Common Stock · 166,526 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F5 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F5 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 01:49 UTC | Moelis & Co MC · Entity 3898 | Grant2022 Performance LP Units of MCGEH · Derivative | 3,151.96 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-015719 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,837.79 Underlying: Class A Common Stock · 3,151.96 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2 · kind: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F3 · shares: Amount reflects 3,151.96 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2025. F4 · derivative.exercise_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. F4 · derivative.expiration_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:14 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 447.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133505 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,008.98 Underlying: Class A Common Stock · 447.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:55 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 486.13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-110516 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,561.32 Underlying: Class A Common Stock · 486.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 23:49 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 618.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077010 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,075.19 Underlying: Class A Common Stock · 618.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 13, 2024 Filed May 14, 2024 23:06 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 44,980 | $54.92 | $2,470,301.60 |
DisclosureSEC source: 0000950170-24-059903 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Mr. Mahmoodzadegan's ownership includes (i) 692,837 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2019 through 2023, (ii) 70,055 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022 Read SEC document |
| March 28, 2024 Filed Apr 3, 2024 00:34 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 579.99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-040613 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,456.26 Underlying: Class A Common Stock · 579.99 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 22:58 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 19,483 | $53.88 | $1,049,744.04 |
DisclosureSEC source: 0000950170-24-024107 · ownership.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,980 F1 · balance_after: Mr. Mahmoodzadegan's ownership of 44,980 shares of Class A common stock is in addition to (i) 692,257 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2019 through 2023, (ii) 69,323 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022 Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:58 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 50,772 | $54.11 | $2,747,272.92 |
DisclosureSEC source: 0000950170-24-024107 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,463 Read SEC document |
| February 22, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 10,402 | $54.92 | $571,277.84 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · nonDerivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,235 Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 23:24 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 20,311 | $54.68 | $1,110,605.48 |
DisclosureSEC source: 0000950170-24-018235 · ownership.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,906 F1 · balance_after: Mr. Mahmoodzadegan's ownership of 33,906 shares of Class A common stock is in addition to (i) 869,889 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2018 through 2023, (ii) 69,323 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022 Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Grant2022 Performance LP Units of MCGEH · Derivative | 67,685.83 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 11 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,685.83 Underlying: Class A Common Stock · 67,685.83 shares Expires not disclosed F8 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F8 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F10 · kind: Reflects a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F11 · shares: Amount reflects target award of 43,792 Performance LP Units (with a maximum award of 65,688 Performance LP Units) plus 1,997.83 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2024. F12 · derivative.exercise_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. F12 · derivative.expiration_date: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Grant2022 LP Units of MCGEH · Derivative | 253,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 10 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,996 Underlying: Class A Common Stock · 253,996 shares Expires not disclosed F8 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F8 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F9 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 LP Units"). The 2022 LP Units vest over four years as follows: (a) 40% vests on February 23, 2025, and (b) and 20% vests on each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2022 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 LP Units"). The 2022 LP Units vest over four years as follows: (a) 40% vests on February 23, 2025, and (b) and 20% vests on each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2022 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 LP Units"). The 2022 LP Units vest over four years as follows: (a) 40% vests on February 23, 2025, and (b) and 20% vests on each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2022 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 LP Units of MCGEH · Derivative | 56,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 9 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,085 Underlying: Class A Common Stock · 56,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Certain of the 2020 and 2021 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F2 · derivative.exercise_price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F2 · price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F7 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F7 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 LP Units of MCGEH · Derivative | 30,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 8 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,842 Underlying: Class A Common Stock · 30,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Certain of the 2020 and 2021 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F2 · derivative.exercise_price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F2 · price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F6 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F6 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 54,876.28 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,876.28 Underlying: Class A Common Stock · 54,876.28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 35,612.82 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,612.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 85,900 | $52.60 | $4,518,340.00 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · nonDerivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,637 F3 · security: Class A Common Stock sold by Mr. Mahmoodzadegan in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs and LP units. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1.1 | $52.60 | $57.86 |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,537 Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 87,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,538.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 90,489.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019627 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,395.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 23:24 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 25,642 | $55.29 | $1,417,746.18 |
DisclosureSEC source: 0000950170-24-018235 · ownership.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,217 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 23:24 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 20,001 | $55.82 | $1,116,455.82 |
DisclosureSEC source: 0000950170-24-018235 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,859 Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:04 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,151.05 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073349 · ownership.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,752.55 Underlying: Class A Common Stock · 1,151.05 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:04 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 373.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073349 · ownership.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,612.82 Underlying: Class A Common Stock · 373.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:15 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,441.29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050591 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,601.5 Underlying: Class A Common Stock · 1,441.29 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:15 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 467.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050591 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,239.33 Underlying: Class A Common Stock · 467.68 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:41 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,499.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039901 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,160.21 Underlying: Class A Common Stock · 1,499.44 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:41 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 486.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039901 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,771.65 Underlying: Class A Common Stock · 486.54 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:04 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,663.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021661 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,660.77 Underlying: Class A Common Stock · 1,663.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:04 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 539.78 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021661 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,285.11 Underlying: Class A Common Stock · 539.78 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 03, 2023 Filed Mar 8, 2023 01:03 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 23,323 | $43.05 | $1,004,055.15 |
DisclosureSEC source: 0001209191-23-016987 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,860 F1 · balance_after: Mr. Mahmoodzadegan's ownership of 99,860 shares of Class A common stock is in addition to (i) 692,996 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2018 through 2022, (ii) 65,688 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 01:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 54,009 | $43.13 | $2,329,408.17 |
DisclosureSEC source: 0001209191-23-015023 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,183 F1 · balance_after: Mr. Mahmoodzadegan's ownership of 123,183 shares of Class A common stock is in addition to (i) 692,996 units of unvested or restricted equity granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2018 through 2022 and (ii) 65,688 units of equity that are subject to vesting and performance provisions granted to Mr. Mahmoodzadegan as incentive compensation for fiscal year 2022. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 52,209 | $43.22 | $2,256,472.98 |
DisclosureSEC source: 0001209191-23-015023 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,192 Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC | Moelis & Co MC · Entity 3898 | Grant2021 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 141,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 10 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,808 Underlying: Class A Common Stock · 141,808 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F9 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC | Moelis & Co MC · Entity 3898 | Grant2021 Vested LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 68,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 9 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,188 Underlying: Class A Common Stock · 68,188 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F8 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.