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Richardson Yolonda C

Disclosed activity across 1 company

Tapewire entity
111872
SEC CIK
0001763524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moelis & CoMC · Entity 3898DirectorJune 23, 2023June 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moelis & Co

Report date June 23, 2023 · Filed June 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2021 Annual Restricted Stock UnitsSEC Table I · non-derivativeDirect1,428.55 Reported balance After 2023-06-23 transaction · row 1
1 source row

Row 1 · 2023-06-23 · Grant · Acquired 19.99 · Balance 1,428.55

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

2022 Annual Restricted Stock UnitsSEC Table I · non-derivativeDirect1,862.94 Reported balance After 2023-06-23 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2023-06-23 · Grant · Acquired 26.07 · Balance 1,862.94

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

2022 Annual Restricted Stock UnitsSEC Table I · non-derivativeDirect78.09 Reported balance After 2023-06-23 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2023-06-23 · Grant · Acquired 1.09 · Balance 78.09

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F3: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F4: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2023 Filed Jun 27, 2023 20:46 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 1.09 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-039908 · doc4.xml · nonDerivative · entry 3

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78.09

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 20:46 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 26.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-039908 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,862.94

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 20:46 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 19.99 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-039908 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428.55

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 23:01 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 77 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023464 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2022 Annual Restricted Stock Units vested on April 3, 2023 and settlement is within 60 days following July 1, 2024.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $37.74 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on March 31, 2023.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 22:08 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 28.92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021668 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836.87

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 22:08 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 22.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021668 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,408.56

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 22:28 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 24.21 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060074 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807.95

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 22:28 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 18.57 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060074 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386.39

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 21:06 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 23.74 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047546 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783.74

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 21:06 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 18.2 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047546 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367.82

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:54 UTC Moelis & Co MC · Entity 3898 Grant2022 Annual Restricted Stock Units 1,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041192 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2022 Annual Restricted Stock Units vested on July 1, 2022 and settlement is within 60 days following July 1, 2024.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $39.77 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2022.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:15 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 17.79 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035861 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349.62

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:15 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 20.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035861 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559.81

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 28, 2022 Filed Apr 1, 2022 00:40 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 16.84 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021869 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331.83

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 28, 2022 Filed Apr 1, 2022 00:40 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 19.47 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021869 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539.26

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:54 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 57.92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066697 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314.99

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:54 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 66.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066697 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519.79

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 00:17 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 12.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057154 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257.07

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 00:17 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 13.95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057154 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452.85

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:31 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 1,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-045681 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · date: The 2021 Annual Restricted Stock Units vested on July 1, 2021 and settlement is within 60 days following July 1, 2023.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $56.21 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2021.

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:34 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 66.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042659 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438.9

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:34 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 65.19 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042659 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417.24

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:52 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 13.36 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023686 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.72

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:52 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 13.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023686 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352.05

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 22:26 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 56.49 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065720 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359.36

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 22:26 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 55.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065720 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338.9

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 30, 2020 Filed Dec 11, 2020 02:49 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 12.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062834 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.87

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 30, 2020 Filed Dec 11, 2020 02:49 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 12.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062834 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283.26

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 22:45 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 9.3 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053355 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290.3

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 22:45 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 9.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053355 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270.87

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
July 01, 2020 Filed Jul 3, 2020 01:05 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 1,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040814 · doc4.xml · nonDerivative · entry 3

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

F1 · security: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F4 · date: The 2020 Annual Restricted Stock Units vested on July 1, 2020 and settlement is within 60 days following July 1, 2022.

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F5 · price: Restricted Stock Units granted to Non-Employee Director based on $31.22 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:05 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 10.24 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040814 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261.72

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:05 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 5.42 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040814 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667.16

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2020 Filed Apr 1, 2020 00:46 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 50.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021956 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251.48

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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March 27, 2020 Filed Apr 1, 2020 00:46 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 26.78 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021956 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661.74

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 18.95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061031 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200.82

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 10.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061031 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634.96

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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September 27, 2019 Filed Oct 1, 2019 22:51 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 17.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051393 · doc4.xml · nonDerivative · entry 2

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181.87

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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September 27, 2019 Filed Oct 1, 2019 22:51 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 9.45 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051393 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624.94

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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July 01, 2019 Filed Jul 3, 2019 22:29 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 1,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-041277 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · date: The 2019 Annual Restricted Stock Units vested on July 1, 2019 and settlement is within 60 days following July 1, 2021.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $34.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 28, 2019.

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June 25, 2019 Filed Jun 28, 2019 00:41 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 9.0062 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-039404 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615.4862

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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March 29, 2019 Filed Apr 3, 2019 00:38 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 24.48 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022854 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606.48

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on January 2, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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January 02, 2019 Filed Jan 4, 2019 23:12 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-002242 · doc4.xml · nonDerivative · entry 1

Richardson Yolonda C · CIK 0001763524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · date: The 2018 Annual Restricted Stock Units vested on January 2, 2019 and settlement is within 60 days following July 1, 2020.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · price: Restricted Stock Units granted to Non-employee Director based on $34.08 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on December 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.