MBRX

SEC source: 0001437749-22-027792 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,390

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.995 to $1.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-22-027792 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,648

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.935 to $1.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-22-017075 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,941

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-017075 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,435

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-017075 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-017219 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,941

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-017219 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,435

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-017219 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-016754 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,145

Underlying: Common Stock · 14,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-016754 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,446

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-016754 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-017220 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,145

Underlying: Common Stock · 14,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-017220 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,446

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-017220 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-015663 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397,862

Underlying: Common stock · 362,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015663 · rdgdoc.xml · derivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,862

Underlying: Common stock · 360,000 shares

Expires 2032-06-20

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015658 · rdgdoc.xml · derivative · entry 2

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015658 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015661 · rdgdoc.xml · derivative · entry 2

George Robert E. · CIK 0001674701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,001

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015661 · rdgdoc.xml · derivative · entry 1

George Robert E. · CIK 0001674701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,001

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015665 · rdgdoc.xml · derivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,177

Underlying: Common stock · 64,667 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015665 · rdgdoc.xml · derivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,510

Underlying: Common stock · 65,000 shares

Expires 2032-06-20

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015664 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,105

Underlying: Common stock · 162,667 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015664 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,438

Underlying: Common stock · 155,000 shares

Expires 2032-06-20

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015660 · rdgdoc.xml · derivative · entry 2

CANNON MICHAEL D · CIK 0001203602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,001

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015660 · rdgdoc.xml · derivative · entry 1

CANNON MICHAEL D · CIK 0001203602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,001

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015662 · rdgdoc.xml · derivative · entry 2

Climaco John M · CIK 0001546797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,501

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015662 · rdgdoc.xml · derivative · entry 1

Climaco John M · CIK 0001546797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,501

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015659 · rdgdoc.xml · derivative · entry 2

Cermak Elizabeth · CIK 0001471971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-015659 · rdgdoc.xml · derivative · entry 1

Cermak Elizabeth · CIK 0001471971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-22-017218 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,862

Underlying: Common stock · 225,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-017218 · rdgdoc.xml · derivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,862

Underlying: Common stock · 225,000 shares

Expires 2032-06-20

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-22-015536 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,862

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-015536 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,313

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-015536 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-015535 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,438

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-22-015535 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,123

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-22-015535 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-22-005081 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2032-03-01

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

SEC source: 0001437749-21-016790 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,862

Underlying: Common Stock · 13,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-21-016790 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,401

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-21-016790 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-21-016394 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,651

Underlying: Common Stock · 14,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-21-016394 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,411

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-21-016394 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-21-015274 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,785

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-21-015274 · rdgdoc.xml · derivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,785

Underlying: Common Stock · 223,635 shares

Expires 2031-06-16

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in four equal annual installments, beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-21-015276 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,938

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-21-015276 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,938

Underlying: Common Stock · 108,770 shares

Expires 2031-06-16

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in four equal annual installments, beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-21-015272 · rdgdoc.xml · derivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,510

Underlying: Common Stock · 62,676 shares

Expires 2031-06-16

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in four equal annual installments, beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.