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person · Reporting owner

Yan Joy

Disclosed activity across 2 companies

Tapewire entity
73143
SEC CIK
0001866109

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moleculin Biotech, Inc.MBRX · Entity 7886DirectorNovember 12, 2025November 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moleculin Biotech, Inc.

Report date November 12, 2025 · Filed November 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.49 · Expires 2035-11-12Direct164,001 Reported balance After 2025-11-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-12 · Grant · Acquired 150,000 · Balance 164,001

F2: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

F2: The options were issued in connection with the reporting person's Board of Director service to the Company.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Checkmate Pharmaceuticals, Inc.

Report date May 31, 2022 · Filed May 31, 2022

Section 16 reporting ended · disclosed 2022-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2031-12-16Direct0 Reported balance After 2022-05-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-31 · Disposition to issuer · Disposed 20,061 · Balance 0

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger dated April 18, 2022, among Checkmate Pharmaceuticals, Inc. (the "Issuer"), Regeneron Pharmaceuticals, and Scandinavian Acquisition Sub, Inc. (the "Merger"), each option granted by the Issuer to purchase Issuer Common Stock, whether or not vested, which has a per share exercise price that is less than $10.50 (each, an "In the Money Issuer Option") that was outstanding and unexercised as of immediately prior to the effective time of the Merger was cancelled and automatically converted into the right to receive an amount in cash equal to the product of (1) the total number of Issuer Common Stock subject to such In the Money Issuer Option and (2) the excess of $10.50 over the exercise price of such In the Money Issuer Option, subject to any required withholding of taxes.

Filing footnotes · ownership attribution and instrument terms

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger dated April 18, 2022, among Checkmate Pharmaceuticals, Inc. (the "Issuer"), Regeneron Pharmaceuticals, and Scandinavian Acquisition Sub, Inc. (the "Merger"), each option granted by the Issuer to purchase Issuer Common Stock, whether or not vested, which has a per share exercise price that is less than $10.50 (each, an "In the Money Issuer Option") that was outstanding and unexercised as of immediately prior to the effective time of the Merger was cancelled and automatically converted into the right to receive an amount in cash equal to the product of (1) the total number of Issuer Common Stock subject to such In the Money Issuer Option and (2) the excess of $10.50 over the exercise price of such In the Money Issuer Option, subject to any required withholding of taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2025 Filed Nov 14, 2025 16:07 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035179 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,001

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 20:06 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 10,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001437749-24-033710 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 10,000 shares

Expires 2034-11-04

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 17:16 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 15,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001437749-23-016005 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 19:02 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 15,000 Not disclosed Strike: $1.49 Not disclosed
Disclosure

SEC source: 0001437749-22-015658 · rdgdoc.xml · derivative · entry 2

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F2 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2022 annual meeting of stockholders or on the date of the next annual meeting of stockholders, subject the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
June 20, 2022 Filed Jun 22, 2022 19:02 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 23,333 Not disclosed Strike: $1.49 Not disclosed
Disclosure

SEC source: 0001437749-22-015658 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 23,333 shares

Expires 2032-06-20

F3 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
May 31, 2022 Filed May 31, 2022 10:06 UTC Checkmate Pharmaceuticals, Inc. CMPI · Entity 126718 Disposition to issuerStock Option (Right to Buy) · Derivative 20,061 Not disclosed Strike: $3.12 Not disclosed
Disclosure

SEC source: 0000899243-22-020084 · doc4.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,061 shares

Expires 2031-12-16

F1 · kind: At the effective time of the merger contemplated by the Agreement and Plan of Merger dated April 18, 2022, among Checkmate Pharmaceuticals, Inc. (the "Issuer"), Regeneron Pharmaceuticals, and Scandinavian Acquisition Sub, Inc. (the "Merger"), each option granted by the Issuer to purchase Issuer Common Stock, whether or not vested, which has a per share exercise price that is less than $10.50 (each, an "In the Money Issuer Option") that was outstanding and unexercised as of immediately prior to the effective time of the Merger was cancelled and automatically converted into the right to receive an amount in cash equal to the product of (1) the total number of Issuer Common Stock subject to such In the Money Issuer Option and (2) the excess of $10.50 over the exercise price of such In the Money Issuer Option, subject to any required withholding of taxes.

F1 · price: At the effective time of the merger contemplated by the Agreement and Plan of Merger dated April 18, 2022, among Checkmate Pharmaceuticals, Inc. (the "Issuer"), Regeneron Pharmaceuticals, and Scandinavian Acquisition Sub, Inc. (the "Merger"), each option granted by the Issuer to purchase Issuer Common Stock, whether or not vested, which has a per share exercise price that is less than $10.50 (each, an "In the Money Issuer Option") that was outstanding and unexercised as of immediately prior to the effective time of the Merger was cancelled and automatically converted into the right to receive an amount in cash equal to the product of (1) the total number of Issuer Common Stock subject to such In the Money Issuer Option and (2) the excess of $10.50 over the exercise price of such In the Money Issuer Option, subject to any required withholding of taxes.

F1 · derivative.exercise_date: At the effective time of the merger contemplated by the Agreement and Plan of Merger dated April 18, 2022, among Checkmate Pharmaceuticals, Inc. (the "Issuer"), Regeneron Pharmaceuticals, and Scandinavian Acquisition Sub, Inc. (the "Merger"), each option granted by the Issuer to purchase Issuer Common Stock, whether or not vested, which has a per share exercise price that is less than $10.50 (each, an "In the Money Issuer Option") that was outstanding and unexercised as of immediately prior to the effective time of the Merger was cancelled and automatically converted into the right to receive an amount in cash equal to the product of (1) the total number of Issuer Common Stock subject to such In the Money Issuer Option and (2) the excess of $10.50 over the exercise price of such In the Money Issuer Option, subject to any required withholding of taxes.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:48 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock Option (right to buy) · Derivative 6,667 Not disclosed Strike: $1.38 Not disclosed
Disclosure

SEC source: 0001437749-22-005081 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2032-03-01

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest in three equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 20:22 UTC Checkmate Pharmaceuticals, Inc. CMPI · Entity 126718 GrantStock Option (Right to Buy) · Derivative 20,061 $0.00 Strike: $3.12 $0.00
Disclosure

SEC source: 0000899243-21-048892 · doc4.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,061

Underlying: Common Stock · 20,061 shares

Expires 2031-12-16

F1 · derivative.exercise_date: This stock option shall vest 1/3 on the first anniversary of the grant date and monthly thereafter through the third anniversary of the grant date, subject to the Reporting Persons continued service through such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.