Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Autonomix Medical, Inc.AMIX · Entity 8309 | Director | January 26, 2024 | January 27, 2024 |
| Empery Digital Inc.EMPD · Entity 21 | Director | February 18, 2026 | February 20, 2026 |
| Moleculin Biotech, Inc.MBRX · Entity 7886 | Chief Financial Officer | August 03, 2026 | August 05, 2026 |
| Soliton, Inc.SOLY · Entity 132212 | Director | December 16, 2021 | December 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Autonomix Medical, Inc.
Report date January 26, 2024 · Filed January 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 725,000 |
Reported balance
Holding disclosure · report date 2024-01-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 725,000 |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2028-10-06 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-01-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
Empery Digital Inc.
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $993,600.00 · Expires 2034-07-12 | Direct | 0 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Other · Disposed 2 · Balance 0 F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2,232,000.00 · Expires 2033-07-26 | Direct | 0 |
Reported balance
After 2026-02-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-18 · Other · Disposed 1 · Balance 0 F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,440,000.00 · Expires 2031-05-19 | Direct | 0 |
Reported balance
After 2026-02-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-18 · Other · Disposed 1 · Balance 0 F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.
Moleculin Biotech, Inc.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 305,673 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Purchase · Acquired 293,333 · Balance 305,673 F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering. |
| Series I WarrantsSEC Table II · derivative / convertible security · Expires 2031-08-03 | Direct | 1,027,717 |
Reported balance
After 2026-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-03 · Purchase · Acquired 879,999 · Balance 1,027,717 F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.
Soliton, Inc.
Report date December 16, 2021 · Filed December 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2028-06-19 | Direct | 0 |
Reported balance
After 2021-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-16 · Disposition to issuer · Disposed 30,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.62 · Expires 2029-06-27 | Direct | 0 |
Reported balance
After 2021-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-16 · Disposition to issuer · Disposed 15,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2030-06-19 | Direct | 0 |
Reported balance
After 2021-12-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-16 · Disposition to issuer · Disposed 15,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2023-10-19 | Direct | 0 |
Reported balance
After 2021-12-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-16 · Disposition to issuer · Disposed 12,500 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised warrant, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to the excess of (i) the number of shares of common stock subject to the warrant, multiplied by the Merger Consideration over (ii) the number of shares of common stock subject to the warrant, multiplied by the per share exercise price of such warrant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised warrant, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to the excess of (i) the number of shares of common stock subject to the warrant, multiplied by the Merger Consideration over (ii) the number of shares of common stock subject to the warrant, multiplied by the per share exercise price of such warrant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 20:16 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | PurchaseSeries I Warrants · Derivative | 879,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-025929 · rdgdoc.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,027,717 Underlying: Common Stock · 879,999 shares Expires 2031-08-03 F1 · derivative.exercise_price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering. F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 20:16 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | PurchaseCommon Stock | 293,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-025929 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,673 F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering. Read SEC document |
| June 22, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 6 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,718 Underlying: Common Stock · 174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock. Read SEC document |
| June 22, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 41 | $3.12 | $127.92 |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 4 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,340 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 5 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,892 Underlying: Common Stock · 109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock. Read SEC document |
| June 20, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 31 | $2.88 | $89.28 |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,207 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2026 Filed Jun 25, 2026 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:03 UTC | Empery Digital Inc. EMPD · Entity 21 | OtherStock Option (Right to buy) · Derivative | 1 | $0.00 Strike: $1,440,000.00 | $0.00 |
DisclosureSEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1 shares Expires 2031-05-19 F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:03 UTC | Empery Digital Inc. EMPD · Entity 21 | OtherStock Option (Right to buy) · Derivative | 1 | $0.00 Strike: $2,232,000.00 | $0.00 |
DisclosureSEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1 shares Expires 2033-07-26 F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:03 UTC | Empery Digital Inc. EMPD · Entity 21 | OtherStock Option (Right to buy) · Derivative | 2 | $0.00 Strike: $993,600.00 | $0.00 |
DisclosureSEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1 shares Expires 2034-07-12 F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 21:08 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantPerformance Based Restricted Stock Units · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,017,695 Underlying: Common Stock · 400,000 shares Expires 2035-11-12 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 21:08 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantStock option (right to buy) · Derivative | 600,000 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,617,695 Underlying: Common Stock · 600,000 shares Expires 2035-11-12 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2025 Filed Nov 7, 2025 01:24 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-033682 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,695 Underlying: Common Stock · 20,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 04, 2025 Filed Nov 7, 2025 01:24 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 5,023 | $0.50 | $2,496.43 |
DisclosureSEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| November 04, 2025 Filed Nov 7, 2025 01:24 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 20,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 01:47 UTC | Empery Digital Inc. VLCN · Entity 21 | GrantCommon Stock | 20,000 | $10.00 | $200,000.00 |
DisclosureSEC source: 0001683168-25-005261 · ownership.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025. Read SEC document |
| July 17, 2025 Filed Jul 22, 2025 01:47 UTC | Empery Digital Inc. VLCN · Entity 21 | GrantStock options (right to buy) · Derivative | 10,000 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001683168-25-005261 · ownership.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-07-17 F2 · price: The stock options were issued by the Issuer in connection with the Reporting Person's service as a director of the Issuer and vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. F2 · derivative.exercise_date: The stock options were issued by the Issuer in connection with the Reporting Person's service as a director of the Issuer and vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. Read SEC document |
| June 23, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | PurchaseSeries E Warrants · Derivative | 810,810 | Not disclosed Strike: $0.37 | Not disclosed |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 8 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,038,320 Underlying: Common Stock · 810,810 shares Expires not disclosed F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. F5 · derivative.exercise_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. F5 · derivative.expiration_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. Read SEC document |
| June 23, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | PurchaseCommon Stock | 270,270 | $0.37 | $99,999.90 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 5 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,587 F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 4,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 7 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,510 Underlying: Common Stock · 4,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 1,054 | $0.27 | $281.42 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 4 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,317 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 4,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 6 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,838 Underlying: Common Stock · 2,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 661 | $0.27 | $176.49 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,043 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 2,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,684 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 203 | $0.69 | $139.10 |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,993 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantRestricted Stock Units · Derivative | 82,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,337 Underlying: Common Stock · 82,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantStock option (right to buy) · Derivative | 65,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,837 Underlying: Common Stock · 65,000 shares Expires 2034-11-04 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| October 25, 2024 Filed Nov 7, 2024 01:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantPerformance Based Restricted Stock Units · Derivative | 19,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,517 Underlying: Common Stock · 19,180 shares Expires 2033-12-29 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F5 · derivative.exercise_date: On December 29, 2023, the Board approved this performance based restricted stock unit, subject to shareholder approval of the stock plan. The performance based restricted stock units set forth in this table will vest only upon both (A) the approval of the Plan Amendment by the Company stockholders; and (B) the first of the following to occur: (a) a licensing transaction with a valuation, at the time, in excess of $150 million, which valuation shall be determined by the Board; (b) the filing of a new drug application; or (c) upon a Change in Control (as defined in the Plan), in each case subject to the respective executive officer's continued service with the Company at each such vesting date. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,837 Underlying: Common Stock · 4,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 1,053 | $3.74 | $3,938.22 |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,363 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 4,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 2,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-020996 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,166 Underlying: Common Stock · 2,712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 636 | $3.78 | $2,404.08 |
DisclosureSEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,087 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 2,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2024 Filed Jun 18, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-020664 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,878 Underlying: Common Stock · 834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 16, 2024 Filed Jun 18, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 196 | $4.14 | $811.44 |
DisclosureSEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,011 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 16, 2024 Filed Jun 18, 2024 21:01 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 26, 2023 Filed Dec 27, 2023 12:32 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | PurchaseCommon Stock | 28,986 | $0.69 | $20,000.34 |
DisclosureSEC source: 0001437749-23-035342 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,556 Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 20:03 UTC | Empery Digital Inc. VLCN · Entity 21 | GrantStock Option · Derivative | 200,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001683168-23-004920 · ownership.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,250 Underlying: Common Stock · 200,000 shares Expires 2033-07-12 Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:21 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantRestricted Stock Units · Derivative | 259,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,090,626 Underlying: Common Stock · 259,688 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:21 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | GrantStock option (right to buy) · Derivative | 150,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,938 Underlying: Common Stock · 150,000 shares Expires 2033-06-22 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 23:02 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 40,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-018141 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 680,938 Underlying: Common Stock · 40,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 23:02 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 9,676 | $0.57 | $5,515.32 |
DisclosureSEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,570 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 23:02 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionCommon Stock | 40,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017885 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,605 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:00 UTC | Moleculin Biotech, Inc. MBRX · Entity 7886 | Tax withholdingCommon Stock | 3,044 | $0.57 | $1,735.08 |
DisclosureSEC source: 0001437749-23-017885 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,579 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.