MBRX

SEC source: 0001437749-24-020995 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-24-020997 · rdgdoc.xml · derivative · entry 3

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,124

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 4,312 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 4,312 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-24-020997 · rdgdoc.xml · nonDerivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,759

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-24-020997 · rdgdoc.xml · nonDerivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-24-020996 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166

Underlying: Common Stock · 2,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,087

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-24-020663 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,874

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 6,668 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 6,668 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-24-020663 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,657

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-24-020663 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-24-020664 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,878

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,011

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-035340 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,880

SEC source: 0001437749-23-035341 · rdgdoc.xml · nonDerivative · entry 1

George Robert E. · CIK 0001674701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,660

SEC source: 0001437749-23-035342 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,556

SEC source: 0001437749-23-019907 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,928,145

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 11, 2019, the reporting person was granted 52,818 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-019907 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,476

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-019907 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-019412 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,941,349

Underlying: Common Stock · 14,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 2, 2020, the reporting person was granted 58,869 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-019412 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,488

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-019412 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-018529 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,956,066

Underlying: Common Stock · 539,375 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018529 · rdgdoc.xml · derivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,416,691

Underlying: Common Stock · 400,000 shares

Expires 2033-06-22

F2 · price: Issued in connection with the reporting person's employment with the Company.Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,626

Underlying: Common Stock · 259,688 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,938

Underlying: Common Stock · 150,000 shares

Expires 2033-06-22

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018528 · rdgdoc.xml · derivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,948

Underlying: Common Stock · 105,938 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018528 · rdgdoc.xml · derivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,010

Underlying: Common Stock · 100,000 shares

Expires 2033-06-22

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

SEC source: 0001437749-23-018140 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,691

Underlying: Common Stock · 56,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 225,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 225,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-018140 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,355

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-018140 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-018142 · rdgdoc.xml · derivative · entry 3

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,010

Underlying: Common Stock · 16,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 64,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 64,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-018142 · rdgdoc.xml · nonDerivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,006

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-018142 · rdgdoc.xml · nonDerivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-018141 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,938

Underlying: Common Stock · 40,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,570

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-017884 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,941

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-017884 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,802

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-017884 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-017885 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,605

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001437749-23-017885 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,579

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

SEC source: 0001437749-23-017885 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001437749-23-016005 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

SEC source: 0001437749-23-016000 · rdgdoc.xml · derivative · entry 1

George Robert E. · CIK 0001674701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,001

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

SEC source: 0001437749-23-016003 · rdgdoc.xml · derivative · entry 1

Cermak Elizabeth · CIK 0001471971 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

SEC source: 0001437749-23-016002 · rdgdoc.xml · derivative · entry 1

Climaco John M · CIK 0001546797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,501

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

SEC source: 0001437749-23-016001 · rdgdoc.xml · derivative · entry 1

CANNON MICHAEL D · CIK 0001203602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,001

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on the earlier of one year from the date of the Company's 2023 annual meeting of stockholders or on the next annual meeting of stockholders, subject to the grantee's continued service on the Company's Board of Directors on such vesting date.

SEC source: 0001437749-22-028116 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,890

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.25 to $1.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-22-027949 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,890

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.12 to $1.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.