Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionCommon Stock | 8,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021050 · rdgdoc.xml · nonDerivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 7 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,510 Underlying: Common Stock · 4,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,054 | $0.27 | $281.42 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 4 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,317 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · derivative · entry 6 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,258 Underlying: Common Stock · 1,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 7,063 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 7,063 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Tax withholdingCommon Stock | 430 | $0.27 | $114.81 |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · nonDerivative · entry 4 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,152 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionCommon Stock | 1,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · nonDerivative · entry 3 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021050 · rdgdoc.xml · derivative · entry 6 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 391,446 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 15,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 15,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
KLEMP WALTER VDirector · CEO and President
|
Tax withholdingCommon Stock | 914 | $0.27 | $244.04 |
DisclosureSEC source: 0001437749-25-021050 · rdgdoc.xml · nonDerivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,132 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021050 · rdgdoc.xml · nonDerivative · entry 1 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 6 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,838 Underlying: Common Stock · 2,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Tax withholdingCommon Stock | 661 | $0.27 | $176.49 |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,043 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:35 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · derivative · entry 5 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,024 Underlying: Common Stock · 1,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 4,312 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 4,312 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Tax withholdingCommon Stock | 263 | $0.27 | $70.22 |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · nonDerivative · entry 2 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,816 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:34 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionCommon Stock | 1,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021049 · rdgdoc.xml · nonDerivative · entry 1 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020802 · rdgdoc.xml · derivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,075 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 6,668 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 6,668 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Tax withholdingCommon Stock | 406 | $0.69 | $278.19 |
DisclosureSEC source: 0001437749-25-020802 · rdgdoc.xml · nonDerivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,296 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-020802 · rdgdoc.xml · nonDerivative · entry 1 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,684 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Tax withholdingCommon Stock | 203 | $0.69 | $139.10 |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,993 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 16, 2025 Filed Jun 19, 2025 01:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionCommon Stock | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
GrantRestricted Stock Units · Derivative | 115,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033703 · rdgdoc.xml · derivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,152 Underlying: Common Stock · 115,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
GrantStock option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033703 · rdgdoc.xml · derivative · entry 1 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,152 Underlying: Common Stock · 100,000 shares Expires 2024-11-04 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 20:06 UTC |
Yan JoyDirector
|
GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033710 · rdgdoc.xml · derivative · entry 1 Yan Joy · CIK 0001866109 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,001 Underlying: Common Stock · 10,000 shares Expires 2034-11-04 F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company. F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 20:03 UTC |
George Robert E.Director
|
GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033707 · rdgdoc.xml · derivative · entry 1 George Robert E. · CIK 0001674701 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,336 Underlying: Common Stock · 10,000 shares Expires 2034-11-04 F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company. F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:05 UTC |
Cermak ElizabethDirector
|
GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033709 · rdgdoc.xml · derivative · entry 1 Cermak Elizabeth · CIK 0001471971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,668 Underlying: Common Stock · 10,000 shares Expires 2034-11-04 F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company. F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:04 UTC |
Climaco John MDirector
|
GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033708 · rdgdoc.xml · derivative · entry 1 Climaco John M · CIK 0001546797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,169 Underlying: Common Stock · 10,000 shares Expires 2034-11-04 F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company. F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:03 UTC |
CANNON MICHAEL DDirector
|
GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033706 · rdgdoc.xml · derivative · entry 1 CANNON MICHAEL D · CIK 0001203602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,336 Underlying: Common Stock · 10,000 shares Expires 2034-11-04 F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company. F1 · derivative.exercise_date: The options set forth in this table vest through April 2025, subject to the grantee's continued service on the Company's Board of Directors on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC |
Foster Jonathan P.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 82,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,337 Underlying: Common Stock · 82,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:00 UTC |
Foster Jonathan P.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 65,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,837 Underlying: Common Stock · 65,000 shares Expires 2034-11-04 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:03 UTC |
PICKER DONALD HChief Science Officer
|
GrantRestricted Stock Units · Derivative | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033705 · rdgdoc.xml · derivative · entry 2 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,358 Underlying: Common Stock · 35,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 01:03 UTC |
PICKER DONALD HChief Science Officer
|
GrantStock option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001437749-24-033705 · rdgdoc.xml · derivative · entry 1 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,358 Underlying: Common Stock · 40,000 shares Expires 2034-11-04 F2 · price: Issued in connection with the reporting person's employment with the Company. F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date. Read SEC document |
| October 25, 2024 Filed Nov 7, 2024 01:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
GrantPerformance Based Restricted Stock Units · Derivative | 43,590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033703 · rdgdoc.xml · derivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,742 Underlying: Common Stock · 43,590 shares Expires 2033-12-29 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F5 · derivative.exercise_date: On December 29, 2023, the Board approved this performance based restricted stock unit, subject to shareholder approval of the stock plan. The performance based restricted stock units set forth in this table will vest only upon both (A) the approval of the Plan Amendment by the Company stockholders; and (B) the first of the following to occur: (a) a licensing transaction with a valuation, at the time, in excess of $150 million, which valuation shall be determined by the Board; (b) the filing of a new drug application; or (c) upon a Change in Control (as defined in the Plan), in each case subject to the respective executive officer's continued service with the Company at each such vesting date. Read SEC document |
| October 25, 2024 Filed Nov 7, 2024 01:00 UTC |
Foster Jonathan P.Chief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 19,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,517 Underlying: Common Stock · 19,180 shares Expires 2033-12-29 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F5 · derivative.exercise_date: On December 29, 2023, the Board approved this performance based restricted stock unit, subject to shareholder approval of the stock plan. The performance based restricted stock units set forth in this table will vest only upon both (A) the approval of the Plan Amendment by the Company stockholders; and (B) the first of the following to occur: (a) a licensing transaction with a valuation, at the time, in excess of $150 million, which valuation shall be determined by the Board; (b) the filing of a new drug application; or (c) upon a Change in Control (as defined in the Plan), in each case subject to the respective executive officer's continued service with the Company at each such vesting date. Read SEC document |
| October 25, 2024 Filed Nov 7, 2024 01:03 UTC |
PICKER DONALD HChief Science Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 5,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-033705 · rdgdoc.xml · derivative · entry 3 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,102 Underlying: Common Stock · 5,744 shares Expires 2033-12-29 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F2 · price: Issued in connection with the reporting person's employment with the Company. F5 · derivative.exercise_date: On December 29, 2023, the Board approved this performance based restricted stock unit, subject to shareholder approval of the stock plan. The performance based restricted stock units set forth in this table will vest only upon both (A) the approval of the Plan Amendment by the Company stockholders; and (B) the first of the following to occur: (a) a licensing transaction with a valuation, at the time, in excess of $150 million, which valuation shall be determined by the Board; (b) the filing of a new drug application; or (c) upon a Change in Control (as defined in the Plan), in each case subject to the respective executive officer's continued service with the Company at each such vesting date. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 21:01 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022252 · rdgdoc.xml · derivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,152 Underlying: Common Stock · 982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 2, 2020, the reporting person was granted 3,926 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On July 2, 2020, the reporting person was granted 3,926 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 21:01 UTC |
KLEMP WALTER VDirector · CEO and President
|
Tax withholdingCommon Stock | 240 | $3.57 | $856.80 |
DisclosureSEC source: 0001437749-24-022252 · rdgdoc.xml · nonDerivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,035 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 21:01 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionCommon Stock | 982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-022252 · rdgdoc.xml · nonDerivative · entry 1 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 8,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021197 · rdgdoc.xml · derivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,134 Underlying: Common Stock · 8,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 35,959 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 35,959 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Tax withholdingCommon Stock | 2,190 | $3.74 | $8,190.60 |
DisclosureSEC source: 0001437749-24-021197 · rdgdoc.xml · nonDerivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,293 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionCommon Stock | 8,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-021197 · rdgdoc.xml · nonDerivative · entry 1 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:02 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021199 · rdgdoc.xml · derivative · entry 3 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,358 Underlying: Common Stock · 1,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 7,063 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 7,063 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:02 UTC |
PICKER DONALD HChief Science Officer
|
Tax withholdingCommon Stock | 524 | $3.74 | $1,959.76 |
DisclosureSEC source: 0001437749-24-021199 · rdgdoc.xml · nonDerivative · entry 2 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,001 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:02 UTC |
PICKER DONALD HChief Science Officer
|
Exercise / conversionCommon Stock | 1,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-021199 · rdgdoc.xml · nonDerivative · entry 1 PICKER DONALD H · CIK 0001266800 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · derivative · entry 3 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,837 Underlying: Common Stock · 4,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,053 | $3.74 | $3,938.22 |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 2 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,363 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| June 22, 2024 Filed Jun 25, 2024 22:01 UTC |
Foster Jonathan P.Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 1 Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-020995 · rdgdoc.xml · derivative · entry 3 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,124 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 15,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 15,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:00 UTC |
KLEMP WALTER VDirector · CEO and President
|
Tax withholdingCommon Stock | 914 | $3.78 | $3,454.92 |
DisclosureSEC source: 0001437749-24-020995 · rdgdoc.xml · nonDerivative · entry 2 KLEMP WALTER V · CIK 0000938419 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,493 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.