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Nasdaq · USD

MBRX

Moleculin Biotech, Inc.

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Tapewire entity
7886
SEC CIK
0001659617
Parsed reports
128

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 20:16 UTC
KLEMP WALTER VDirector · CEO and President
GrantSeries I Warrants · Derivative 1,599,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025928 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,926,335

Underlying: Common Stock · 1,599,999 shares

Expires 2031-08-03

F1 · derivative.exercise_price: On August 3, 2026, the reporting person acquired 533,333 shares of common stock and Series I warrants to purchase 1,599,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · price: On August 3, 2026, the reporting person acquired 533,333 shares of common stock and Series I warrants to purchase 1,599,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · balance_after: On August 3, 2026, the reporting person acquired 533,333 shares of common stock and Series I warrants to purchase 1,599,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:16 UTC
KLEMP WALTER VDirector · CEO and President
PurchaseCommon Stock 533,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025928 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,340

F1 · price: On August 3, 2026, the reporting person acquired 533,333 shares of common stock and Series I warrants to purchase 1,599,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:16 UTC
Foster Jonathan P.Chief Financial Officer
PurchaseSeries I Warrants · Derivative 879,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025929 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027,717

Underlying: Common Stock · 879,999 shares

Expires 2031-08-03

F1 · derivative.exercise_price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:16 UTC
Foster Jonathan P.Chief Financial Officer
PurchaseCommon Stock 293,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025929 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,673

F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:15 UTC
PICKER DONALD HChief Science Officer
PurchaseSeries I Warrants · Derivative 519,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025927 · rdgdoc.xml · derivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,595

Underlying: Common Stock · 519,999 shares

Expires 2026-08-03

F1 · derivative.exercise_price: On August 3, 2026, The reporting person acquired 173,333 shares of common stock and Series I warrants to purchase 519,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · price: On August 3, 2026, The reporting person acquired 173,333 shares of common stock and Series I warrants to purchase 519,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · balance_after: On August 3, 2026, The reporting person acquired 173,333 shares of common stock and Series I warrants to purchase 519,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:15 UTC
PICKER DONALD HChief Science Officer
PurchaseCommon Stock 173,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025927 · rdgdoc.xml · nonDerivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,086

F1 · price: On August 3, 2026, The reporting person acquired 173,333 shares of common stock and Series I warrants to purchase 519,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · derivative · entry 6

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,336

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 1,439 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 1,439 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 250,002 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Tax withholdingCommon Stock 88 $3.12 $274.56
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · nonDerivative · entry 4

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,007

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionCommon Stock 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · nonDerivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionRestricted Stock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · derivative · entry 6

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,596

Underlying: Common Stock · 50 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 283 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 283 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Tax withholdingCommon Stock 21 $3.12 $65.52
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · nonDerivative · entry 4

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 753

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionCommon Stock 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · nonDerivative · entry 3

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 6

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,718

Underlying: Common Stock · 174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Tax withholdingCommon Stock 41 $3.12 $127.92
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 4

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,340

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionCommon Stock 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · derivative · entry 5

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,696

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 600 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 600 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 250,002 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Tax withholdingCommon Stock 37 $2.88 $106.56
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,728

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionCommon Stock 150 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021611 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · derivative · entry 5

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,667

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 173 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 173 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Tax withholdingCommon Stock 13 $2.88 $37.44
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · nonDerivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:01 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionCommon Stock 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021612 · rdgdoc.xml · nonDerivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 5

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,892

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Tax withholdingCommon Stock 31 $2.88 $89.28
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,207

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionCommon Stock 109 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:07 UTC
KLEMP WALTER VDirector · CEO and President
GrantPerformance Based Restricted Stock Units · Derivative 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-035182 · rdgdoc.xml · derivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,960,731

Underlying: Common Stock · 750,000 shares

Expires 2035-11-12

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:07 UTC
KLEMP WALTER VDirector · CEO and President
GrantStock option (right to buy) · Derivative 830,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035182 · rdgdoc.xml · derivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,210,731

Underlying: Common Stock · 830,000 shares

Expires 2035-11-12

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 16:07 UTC
Yan JoyDirector
GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035179 · rdgdoc.xml · derivative · entry 1

Yan Joy · CIK 0001866109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,001

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 16:05 UTC GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035168 · rdgdoc.xml · derivative · entry 1

George Robert E. · CIK 0001674701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,336

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC GrantPerformance Based Restricted Stock Units · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-035186 · rdgdoc.xml · derivative · entry 2

PICKER DONALD H · CIK 0001266800 · CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,508

Underlying: Common Stock · 200,000 shares

Expires 2035-11-12

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC GrantStock option (right to buy) · Derivative 200,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035186 · rdgdoc.xml · derivative · entry 1

PICKER DONALD H · CIK 0001266800 · CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,508

Underlying: Common Stock · 200,000 shares

Expires 2035-11-12

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC GrantPerformance Based Restricted Stock Units · Derivative 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,017,695

Underlying: Common Stock · 400,000 shares

Expires 2035-11-12

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC GrantStock option (right to buy) · Derivative 600,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617,695

Underlying: Common Stock · 600,000 shares

Expires 2035-11-12

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:06 UTC GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035177 · rdgdoc.xml · derivative · entry 1

Cermak Elizabeth · CIK 0001471971 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,668

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:06 UTC GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035174 · rdgdoc.xml · derivative · entry 1

CANNON MICHAEL D · CIK 0001203602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,336

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

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November 12, 2025 Filed Nov 14, 2025 21:05 UTC GrantStock Options (right to buy) · Derivative 150,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035170 · rdgdoc.xml · derivative · entry 1

Climaco John M · CIK 0001546797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,169

Underlying: Common Stock · 150,000 shares

Expires 2035-11-12

F2 · price: The options were issued in connection with the reporting person's Board of Director service to the Company.

F1 · derivative.exercise_date: The options set forth in this table vest on November 12, 2026, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.

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November 04, 2025 Filed Nov 7, 2025 01:24 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 28,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-033683 · rdgdoc.xml · derivative · entry 3

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,380,731

Underlying: Common Stock · 28,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 4, 2024, the reporting person was granted 115,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 4, 2024, the reporting person was granted 115,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

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November 04, 2025 Filed Nov 7, 2025 01:24 UTC
KLEMP WALTER VDirector · CEO and President
Tax withholdingCommon Stock 7,001 $0.50 $3,479.50
Disclosure

SEC source: 0001437749-25-033683 · rdgdoc.xml · nonDerivative · entry 2

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,356

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

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November 04, 2025 Filed Nov 7, 2025 01:24 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionCommon Stock 28,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-033683 · rdgdoc.xml · nonDerivative · entry 1

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:25 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-033684 · rdgdoc.xml · derivative · entry 3

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,508

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 4, 2024, the reporting person was granted 35,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date

F3 · derivative.expiration_date: On November 4, 2024, the reporting person was granted 35,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date

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November 04, 2025 Filed Nov 7, 2025 01:25 UTC
PICKER DONALD HChief Science Officer
Tax withholdingCommon Stock 2,131 $0.50 $1,059.11
Disclosure

SEC source: 0001437749-25-033684 · rdgdoc.xml · nonDerivative · entry 2

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,771

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

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November 04, 2025 Filed Nov 7, 2025 01:25 UTC
PICKER DONALD HChief Science Officer
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-033684 · rdgdoc.xml · nonDerivative · entry 1

PICKER DONALD H · CIK 0001266800 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,695

Underlying: Common Stock · 20,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionCommon Stock 5,023 $0.50 $2,496.43
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC
Foster Jonathan P.Chief Financial Officer
Exercise / conversionCommon Stock 20,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC
KLEMP WALTER VDirector · CEO and President
PurchaseSeries E Warrants · Derivative 2,027,025 Not disclosed Strike: $0.37 Not disclosed
Disclosure

SEC source: 0001437749-25-021050 · rdgdoc.xml · derivative · entry 8

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,409,481

Underlying: Common Stock · 2,027,025 shares

Expires not disclosed

F5 · price: On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.exercise_date: On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.expiration_date: On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC
KLEMP WALTER VDirector · CEO and President
PurchaseCommon Stock 675,675 $0.37 $249,999.75
Disclosure

SEC source: 0001437749-25-021050 · rdgdoc.xml · nonDerivative · entry 5

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,607

F5 · price: On June 23, 2025, the reporting person acquired 675,675 shares of common stock and Series E warrants to purchase 2,027,025 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC
Foster Jonathan P.Chief Financial Officer
PurchaseSeries E Warrants · Derivative 810,810 Not disclosed Strike: $0.37 Not disclosed
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 8

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,320

Underlying: Common Stock · 810,810 shares

Expires not disclosed

F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.exercise_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.expiration_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC
Foster Jonathan P.Chief Financial Officer
PurchaseCommon Stock 270,270 $0.37 $99,999.90
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 5

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,587

F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 22, 2025 Filed Jun 23, 2025 20:35 UTC
KLEMP WALTER VDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 8,990 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021050 · rdgdoc.xml · derivative · entry 7

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,456

Underlying: Common Stock · 8,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 35,959 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 35,959 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 22, 2025 Filed Jun 23, 2025 20:35 UTC
KLEMP WALTER VDirector · CEO and President
Tax withholdingCommon Stock 2,190 $0.27 $584.73
Disclosure

SEC source: 0001437749-25-021050 · rdgdoc.xml · nonDerivative · entry 4

KLEMP WALTER V · CIK 0000938419 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,932

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.