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Nasdaq · USD

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Merchants Bancorp

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4382
SEC CIK
0001629019
Parsed reports
502

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 2026013
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2024 Filed Nov 20, 2024 21:11 UTC GrantCommon Stock 449 $39.00 $17,511.00
Disclosure

SEC source: 0001562180-24-007821 · primarydocument.xml · nonDerivative · entry 2

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,103

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:11 UTC PurchaseSeries E Depositary Shares 100 $25.00 $2,500.00
Disclosure

SEC source: 0001562180-24-007822 · primarydocument.xml · nonDerivative · entry 1

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:11 UTC PurchaseSeries E Depositary Shares 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001562180-24-007823 · primarydocument.xml · nonDerivative · entry 2

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by O'Brien Motors, Inc.

Disclosed balance after: 40,000

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:11 UTC PurchaseSeries E Depositary Shares 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001562180-24-007823 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:11 UTC PurchaseSeries E Depositary Shares 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001562180-24-007821 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
September 13, 2024 Filed Sep 16, 2024 08:25 UTC
Sievers Sean A.CHIEF FINANCIAL OFFICER
GrantCommon Stock 3,446 $42.43 $146,213.78
Disclosure

SEC source: 0001562180-24-006804 · primarydocument.xml · nonDerivative · entry 1

Sievers Sean A. · CIK 0002035266 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,446

F1 · shares: Net shares issued to Reporting Person after withholding shares to cover tax withholding obligations in payment of equity sign-on bonus.

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August 27, 2024 Filed Aug 29, 2024 01:34 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
SaleCommon Stock 22,050 $45.34 $999,747.00
Disclosure

SEC source: 0001562180-24-006545 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,545

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.35 to $45.43 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 70,541 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 35,319 vesting 2/1/2025; 22,146 vesting 2/1/2026, and 13,076 vesting 2/1/2027.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 50,000 $45.50 $2,275,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 698,000

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 50,000 $45.50 $2,275,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 698,000

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 25,000 $46.00 $1,150,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 698,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.06 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 25,000 $45.00 $1,125,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 723,000

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 748,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.09 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 748,000

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC
Rogers Randall D.Director · Vice Chairman
SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 748,000

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:25 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006328 · primarydocument.xml · nonDerivative · entry 1

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,512

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:26 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006333 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,405

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:25 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006331 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,918

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:26 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006334 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,654

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:26 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006332 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,467

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:25 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006330 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,811

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 12:25 UTC GrantCommon Stock 430 $40.78 $17,535.40
Disclosure

SEC source: 0001562180-24-006329 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,512

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:32 UTC
Dury Michael R.CEO of Merchants Capital
PurchaseCommon Stock 1,900 $39.11 $74,309.00
Disclosure

SEC source: 0001562180-24-005986 · primarydocument.xml · nonDerivative · entry 2

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,793

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.97 to $39.32 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16,584 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 4,993 vesting 2/1/2026, and 3,051 vesting 2/1/2027.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:32 UTC
Dury Michael R.CEO of Merchants Capital
PurchaseCommon Stock 3,300 $38.48 $126,984.00
Disclosure

SEC source: 0001562180-24-005986 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,893

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.96 to $38.96 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16,584 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 4,993 vesting 2/1/2026, and 3,051 vesting 2/1/2027.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 01:50 UTC
Dury Michael R.CEO of Merchants Capital
PurchaseCommon Stock 4,400 $45.04 $198,176.00
Disclosure

SEC source: 0001562180-24-005912 · primarydocument.xml · nonDerivative · entry 2

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,593

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.70 to $45.64 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16,584 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 4,993 vesting 2/1/2026, and 3,051 vesting 2/1/2027.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 01:50 UTC
Dury Michael R.CEO of Merchants Capital
PurchaseCommon Stock 1,600 $44.23 $70,768.00
Disclosure

SEC source: 0001562180-24-005912 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,193

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.70 to $44.67 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16,584 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 4,993 vesting 2/1/2026, and 3,051 vesting 2/1/2027.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:42 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004185 · primarydocument.xml · nonDerivative · entry 1

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,082

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:41 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004176 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,975

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:41 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004177 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,488

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:42 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004186 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,381

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:42 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004184 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,082

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:41 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004179 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,224

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
May 16, 2024 Filed May 20, 2024 12:41 UTC GrantCommon Stock 407 $43.04 $17,517.28
Disclosure

SEC source: 0001562180-24-004178 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,037

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

Read SEC document
April 01, 2024 Filed May 20, 2024 08:42 UTC
Koors Jerry F.Merchants Mortgage President
Disposition to issuerSeries A Preferred Stock 300 $25.00 $7,500.00
Disclosure

SEC source: 0001562180-24-004182 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:41 UTC Disposition to issuerSeries A Preferred Stock 8,000 $25.00 $200,000.00
Disclosure

SEC source: 0001562180-24-004177 · primarydocument.xml · nonDerivative · entry 2

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:42 UTC
Kucer Susan DehnerIndianpolis Market President
Disposition to issuerSeries A Preferred Stock 8,000 $25.00 $200,000.00
Disclosure

SEC source: 0001562180-24-004183 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:42 UTC
Schroeter Martin APresident-Warehouse Lending
Disposition to issuerSeries A Preferred Stock 1,600 $25.00 $40,000.00
Disclosure

SEC source: 0001562180-24-004181 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin A · CIK 0001793725 · President-Warehouse Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:42 UTC
Dury Michael R.CEO of Merchants Capital
Disposition to issuerSeries A Preferred Stock 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001562180-24-004180 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:41 UTC Disposition to issuerSeries A Preferred Stock 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001562180-24-004179 · primarydocument.xml · nonDerivative · entry 2

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

Read SEC document
April 01, 2024 Filed May 20, 2024 12:41 UTC Disposition to issuerSeries A Preferred Stock 80,000 $25.00 $2,000,000.00
Disclosure

SEC source: 0001562180-24-004178 · primarydocument.xml · nonDerivative · entry 3

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by O'Brien Motors, Inc.

Disclosed balance after: 0

F2 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

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April 01, 2024 Filed May 20, 2024 12:41 UTC Disposition to issuerSeries A Preferred Stock 23,000 $25.00 $575,000.00
Disclosure

SEC source: 0001562180-24-004178 · primarydocument.xml · nonDerivative · entry 2

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Redemption by the issuer of all outstanding shares of Series A preferred stock at the liquidation preference prescribed by the issuer's Articles.

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March 11, 2024 Filed Mar 13, 2024 20:07 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002656 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,012,595

F1 · balance_after: Includes 70,541 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 35,319 vesting 2/1/2025; 22,146 vesting 2/1/2026, and 13,076 vesting 2/1/2027.

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February 14, 2024 Filed Feb 16, 2024 02:45 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001346 · primarydocument.xml · nonDerivative · entry 1

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,675

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:47 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001348 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,568

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:47 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001347 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,081

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:49 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001352 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,817

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:48 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001351 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,630

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:48 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001350 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,974

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 14, 2024 Filed Feb 16, 2024 02:47 UTC GrantCommon Stock 452 $38.75 $17,515.00
Disclosure

SEC source: 0001562180-24-001349 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,675

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

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February 02, 2024 Filed Feb 2, 2024 21:12 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000985 · primarydocument.xml · nonDerivative · entry 3

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Emily J. Petrie Irrevocable Trust - 2010

Disclosed balance after: 3,587,034

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February 02, 2024 Filed Feb 2, 2024 21:12 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 12,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000985 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,295

F3 · balance_after: See footnote 2

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.