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MBI

MBIA INC

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0000814585
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2018 Filed Mar 7, 2018 23:49 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 656 $8.58 $5,628.48
Disclosure

SEC source: 0000814585-18-000014 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,299

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:16 UTC GrantCommon Stock 11,655 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000025 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,139

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:55 UTC
Harris Jonathan C.General Counsel and Secretary
GrantCommon Stock 29,059 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000024 · primary_doc.xml · nonDerivative · entry 2

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,765

F2 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:55 UTC
Harris Jonathan C.General Counsel and Secretary
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000024 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,706

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:34 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 29,059 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000023 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,538

F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:34 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000023 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,479

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:10 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 29,059 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000022 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,297

F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:10 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000022 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,238

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:54 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 35,765 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000021 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,604

F3 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:54 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 23,310 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000021 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,839

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:36 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 44,707 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000020 · primary_doc.xml · nonDerivative · entry 2

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,452

F3 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:36 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 29,138 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000020 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,745

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:01 UTC
Fallon William CCEO, COO & President
GrantCommon Stock 79,637 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000019 · primary_doc.xml · nonDerivative · entry 2

Fallon William C · CIK 0001334233 · CEO, COO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,191

F3 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:01 UTC
Fallon William CCEO, COO & President
GrantCommon Stock 51,904 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000019 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO, COO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,554

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2018 Filed Mar 7, 2019 23:00 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 925 $10.68 $9,879.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 4

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,196

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 01:04 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 1,184 $8.51 $10,075.84
Disclosure

SEC source: 0000814585-18-000018 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,507

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:50 UTC
Young Christopher H.Assistant Vice Pesident
Tax withholdingCommon Stock 1,184 $8.51 $10,075.84
Disclosure

SEC source: 0000814585-18-000017 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice Pesident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,280

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:35 UTC Tax withholdingCommon Stock 1,184 $8.51 $10,075.84
Disclosure

SEC source: 0000814585-18-000016 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,224

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:11 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 1,479 $8.51 $12,586.29
Disclosure

SEC source: 0000814585-18-000015 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,454

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:49 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 1,049 $8.51 $8,926.99
Disclosure

SEC source: 0000814585-18-000014 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,955

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:22 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000008 · primary_doc.xml · nonDerivative · entry 2

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,954

F2 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:22 UTC
Harris Jonathan C.General Counsel and Secretary
GrantCommon Stock 2,263 $8.08 $18,285.04
Disclosure

SEC source: 0000814585-18-000008 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,723

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:03 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000007 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,727

F3 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:03 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 2,263 $8.08 $18,285.04
Disclosure

SEC source: 0000814585-18-000007 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 22:41 UTC Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000006 · primary_doc.xml · nonDerivative · entry 2

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,671

F3 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 22:41 UTC GrantCommon Stock 2,263 $8.08 $18,285.04
Disclosure

SEC source: 0000814585-18-000006 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,440

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 22:22 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 1,085 $8.08 $8,766.80
Disclosure

SEC source: 0000814585-18-000005 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,126

F3 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 22:03 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 669 $8.08 $5,405.52
Disclosure

SEC source: 0000814585-18-000004 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,973

F3 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 22:03 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 1,969 $8.08 $15,909.52
Disclosure

SEC source: 0000814585-18-000004 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,642

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 7, 2018 23:02 UTC Amendment
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000013 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,691

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

Read SEC document
March 04, 2018 Filed Mar 7, 2018 22:45 UTC Amendment
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000012 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,464

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 7, 2018 22:26 UTC Amendment Tax withholdingCommon Stock 769 $8.08 $6,213.52
Disclosure

SEC source: 0000814585-18-000011 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,408

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 7, 2018 22:09 UTC Amendment
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 1,085 $8.08 $8,766.80
Disclosure

SEC source: 0000814585-18-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,933

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2018 Filed Mar 7, 2018 21:06 UTC Amendment
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 669 $8.08 $5,405.52
Disclosure

SEC source: 0000814585-18-000009 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,004

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:17 UTC GrantCommon Stock 460 $7.54 $3,468.40
Disclosure

SEC source: 0000814585-18-000003 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,073

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:53 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Disposition to issuerCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000002 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,492

F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:19 UTC
Fallon William CPresident & CEO
Disposition to issuerCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000001 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,650

F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 21:54 UTC PurchaseCommon Stock 50,000 $7.25 $362,500.00
Disclosure

SEC source: 0000814585-17-000019 · primary_doc.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399,634

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:28 UTC GrantHypothetical Stock Units · Derivative 46.13 $8.13 Strike: $8.13 $375.04
Disclosure

SEC source: 0000814585-17-000018 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213.96

Underlying: Common Stock · 46.13 shares

Expires not disclosed

F2 · shares: Reconciliation of additional contribution credited to units acquired under Director Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is the date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is the date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:28 UTC GrantCommon Stock 15 $8.13 $121.95
Disclosure

SEC source: 0000814585-17-000018 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,251

F1 · shares: Reconciliation of additional shares acquired in payment of director retainer and meeting fees.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 22:19 UTC GrantHypothetical Stock Units · Derivative 53.57 $7.00 Strike: $7.00 $374.99
Disclosure

SEC source: 0000814585-17-000017 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,167.83

Underlying: Common Stock · 53.57 shares

Expires not disclosed

F2 · shares: Reconciliation of additional contribution credited to units acquired under Director Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 22:19 UTC GrantCommon Stock 17 $7.00 $119.00
Disclosure

SEC source: 0000814585-17-000017 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,236

F1 · shares: Reconciliation of additional Shares acquired in payment of director retainer and meeting fees.

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October 02, 2017 Filed Oct 4, 2017 21:05 UTC GrantHypotehtical Stock Units · Derivative 1,192.01 $8.73 Strike: $8.73 $10,406.25
Disclosure

SEC source: 0000814585-17-000016 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114.26

Underlying: Common Stock · 1,192.01 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

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October 02, 2017 Filed Oct 4, 2017 21:05 UTC GrantCommon Stock 397 $8.73 $3,465.81
Disclosure

SEC source: 0000814585-17-000016 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,219

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

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August 15, 2017 Filed Aug 29, 2017 20:23 UTC PurchaseCommon Stock 20,000 $10.41 $208,200.00
Disclosure

SEC source: 0000814585-17-000015 · primary_doc.xml · nonDerivative · entry 2

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA Account

Disclosed balance after: 20,000

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August 11, 2017 Filed Aug 29, 2017 20:23 UTC SaleCommon Stock 13,967 $10.30 $143,860.10
Disclosure

SEC source: 0000814585-17-000015 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,850

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July 03, 2017 Filed Jul 6, 2017 20:17 UTC GrantHypothetical Stock Units · Derivative 995.49 $9.70 Strike: $9.70 $9,656.25
Disclosure

SEC source: 0000814585-17-000014 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922.25

Underlying: Common Stock · 995.49 shares

Expires not disclosed

F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

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July 03, 2017 Filed Jul 6, 2017 20:17 UTC GrantCommon Stock 331 $9.70 $3,210.70
Disclosure

SEC source: 0000814585-17-000014 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,822

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

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June 28, 2017 Filed Jun 30, 2017 15:11 UTC PurchaseCommon Stock 40,000 $9.25 $370,000.00
Disclosure

SEC source: 0000814585-17-000013 · primary_doc.xml · nonDerivative · entry 1

RINEHART CHARLES R · CIK 0001191034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,592

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June 21, 2017 Filed Jun 21, 2017 21:49 UTC PurchaseCommon Stock 37,033 $8.72 $322,927.76
Disclosure

SEC source: 0000814585-17-000012 · primary_doc.xml · nonDerivative · entry 2

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,106

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.