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MBI

MBIA INC

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6171
SEC CIK
0000814585
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353

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 5, 2020 22:54 UTC Tax withholdingCommon Stock 939 $7.93 $7,446.27
Disclosure

SEC source: 0000814585-20-000010 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,201

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:31 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 1,677 $7.93 $13,298.61
Disclosure

SEC source: 0000814585-20-000008 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,060

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:19 UTC
Fallon William CCEO & President
Tax withholdingCommon Stock 14,505 $7.93 $115,024.65
Disclosure

SEC source: 0000814585-20-000007 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061,975

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:04 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 2,313 $7.93 $18,342.09
Disclosure

SEC source: 0000814585-20-000006 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,883

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:52 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 1,677 $7.93 $13,298.61
Disclosure

SEC source: 0000814585-20-000005 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,794

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:03 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Disposition to issuerCommon Stock 17,397 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000004 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,882

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:49 UTC
Fallon William CPresident & COO
Disposition to issuerCommon Stock 28,706 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000003 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,480

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:21 UTC
Fallon William CPresident and COO
Disposition to issuerCommon Stock 58,220 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000002 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105,186

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:00 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Disposition to issuerCommon Stock 35,284 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000001 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,438

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
November 13, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 4,787 $10.06 $48,157.22
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 16

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,877

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 2,000 $10.10 $20,200.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 15

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,664

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 476 $10.43 $4,964.68
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 14

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,664

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,500 $10.40 $15,600.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 13

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,140

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 100 $10.38 $1,038.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 12

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,640

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,000 $10.38 $10,380.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 11

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,740

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,500 $10.38 $15,570.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 10

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,740

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,000 $10.37 $10,370.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 9

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,240

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,400 $10.37 $14,518.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 8

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,240

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,500 $10.36 $15,540.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 7

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,640

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 100 $10.36 $1,036.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 6

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,140

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 400 $10.36 $4,144.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 5

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,240

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,000 $10.34 $10,340.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 4

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,640

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 2,000 $10.25 $20,500.00
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 3

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,640

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 1,024 $10.24 $10,485.76
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 2

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,640

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:35 UTC SaleCommon Stock 213 $10.19 $2,170.47
Disclosure

SEC source: 0000814585-19-000027 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,664

Read SEC document
August 28, 2019 Filed Aug 30, 2019 14:51 UTC SaleCommon Stock 3,900 $9.00 $35,100.00
Disclosure

SEC source: 0000814585-19-000026 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,224

Read SEC document
August 27, 2019 Filed Aug 28, 2019 18:32 UTC SaleCommon Stock 5,408 $9.01 $48,726.08
Disclosure

SEC source: 0000814585-19-000025 · primary_doc.xml · nonDerivative · entry 2

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,124

Read SEC document
August 26, 2019 Filed Aug 28, 2019 18:32 UTC SaleCommon Stock 24,401 $9.15 $223,269.15
Disclosure

SEC source: 0000814585-19-000025 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,532

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:02 UTC GrantHypothetical Stock Units · Derivative 1,077.47 $9.31 Strike: $9.31 $10,031.25
Disclosure

SEC source: 0000814585-19-000024 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394.98

Underlying: Hypothetical Stock Units · 1,077.47 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:02 UTC GrantCommon Stock 359 $9.31 $3,342.29
Disclosure

SEC source: 0000814585-19-000024 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,263

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:35 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000023 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,877

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:27 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000022 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,933

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:21 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000021 · primary_doc.xml · nonDerivative · entry 1

RINEHART CHARLES R · CIK 0001191034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,796

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:08 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000020 · primary_doc.xml · nonDerivative · entry 1

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,310

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 19:41 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000019 · primary_doc.xml · nonDerivative · entry 1

DEWBREY DIANE L · CIK 0001200125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,003

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 18:31 UTC GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000018 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:25 UTC GrantHypothetical Stock Units · Derivative 1,291.4 $9.51 Strike: $9.51 $12,281.21
Disclosure

SEC source: 0000814585-19-000017 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317.51

Underlying: Hypothetical Stock Units · 1,291.4 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:25 UTC GrantCommon Stock 430 $9.51 $4,089.30
Disclosure

SEC source: 0000814585-19-000017 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:52 UTC Tax withholdingCommon Stock 740 $10.68 $7,903.20
Disclosure

SEC source: 0000814585-19-000013 · primary_doc.xml · nonDerivative · entry 3

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,140

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:25 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 740 $10.68 $7,903.20
Disclosure

SEC source: 0000814585-19-000012 · primary_doc.xml · nonDerivative · entry 4

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,856

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:11 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 656 $10.68 $7,006.08
Disclosure

SEC source: 0000814585-19-000010 · primary_doc.xml · nonDerivative · entry 4

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,471

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:47 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 740 $10.68 $7,903.20
Disclosure

SEC source: 0000814585-19-000009 · primary_doc.xml · nonDerivative · entry 4

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,737

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:00 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 33,182 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 3

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,121

F4 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2021. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:00 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 21,127 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,939

F3 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:00 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 1,479 $10.65 $15,751.35
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,812

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:42 UTC SaleCommon Stock 12,121 $10.66 $129,209.86
Disclosure

SEC source: 0000814585-19-000016 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,016

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:35 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 36,869 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000015 · primary_doc.xml · nonDerivative · entry 2

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,457

F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2021. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:35 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 23,474 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000015 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,588

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:52 UTC GrantCommon Stock 32,864 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000013 · primary_doc.xml · nonDerivative · entry 2

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,880

F3 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:52 UTC Tax withholdingCommon Stock 1,184 $10.65 $12,609.60
Disclosure

SEC source: 0000814585-19-000013 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,016

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.