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MARA

MARA Holdings, Inc.

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4054
SEC CIK
0001507605
Parsed reports
296

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202602
Mar 202602
Apr 202603
May 202603
Jun 202604
Jul 202603
Aug 202603
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
GrantRSUs · Derivative 245,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · derivative · entry 4

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,349

Underlying: Common · 245,349 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
May 04, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · derivative · entry 3

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 25,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
May 04, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
GrantRSUs · Derivative 393,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · derivative · entry 5

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,023

Underlying: Common · 393,023 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
May 04, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · derivative · entry 4

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control. These were exchanged on 5/4/20 for an equivalent number of RSUs.

Read SEC document
May 04, 2020 Filed Dec 2, 2020 21:21 UTC GrantRSUs · Derivative 62,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · derivative · entry 5

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common · 62,500 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 15,625 per quarter starting June 30, 2020.

Read SEC document
May 04, 2020 Filed Dec 2, 2020 21:21 UTC Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · derivative · entry 4

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
May 04, 2020 Filed Dec 3, 2020 21:30 UTC GrantRSUs · Derivative 62,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · derivative · entry 4

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common · 62,500 shares

Expires 2021-05-04

F1 · derivative.exercise_date: Vesting quarterly in equal amounts of 15,625 per quarter starting June 30, 2020.

Read SEC document
May 04, 2020 Filed Apr 12, 2021 16:30 UTC
Crawford JamesCHIEF OPERATING OFFICER
Disposition to issuerOptions · Derivative 25,000 $2.04 Strike: $0.00 $51,000.00
Disclosure

SEC source: 0001493152-21-008509 · ownership.xml · derivative · entry 5

Crawford James · CIK 0001519557 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: RSUs · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

Read SEC document
May 04, 2020 Filed Apr 13, 2021 15:49 UTC GrantRSUs · Derivative 25,000 $2.04 Strike: $0.00 $51,000.00
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · derivative · entry 8

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

Read SEC document
May 04, 2020 Filed Apr 14, 2021 10:15 UTC GrantRSUs · Derivative 62,500 $2.04 Strike: $0.00 $127,500.00
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 8

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common · 62,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
May 04, 2020 Filed Apr 14, 2021 10:15 UTC Disposition to issuerOptions · Derivative 75,000 $2.04 Strike: $0.00 $153,000.00
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 7

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: RSUs · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 12:26 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $0.99 $24,735.00
Disclosure

SEC source: 0001493152-19-018217 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Purchased by First Stage Capital, Inc. of which Mr. Okamoto is the beneficial owner.

Disclosed balance after: 53,875

Read SEC document
August 30, 2019 Filed Sep 3, 2019 09:42 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $1.56 $7,806.50
Disclosure

SEC source: 0001493152-19-013602 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Purchased by First Stage Capital, Inc. of which Mr. Okamoto is the beneficial owner.

Disclosed balance after: 28,875

Read SEC document
August 29, 2019 Filed Aug 30, 2019 12:35 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $1.61 $3,212.00
Disclosure

SEC source: 0001493152-19-013533 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Purchased by First Stage Capital, Inc. of which Mr. Okamoto is the beneficial owner.

Disclosed balance after: 23,875

Read SEC document
August 12, 2019 Filed Aug 14, 2019 17:00 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-19-012619 · ownership.xml · derivative · entry 1

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common · 50,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 17:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-19-012616 · ownership.xml · derivative · entry 1

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 50,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:00 UTC
Crawford JamesChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-19-012620 · ownership.xml · derivative · entry 1

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common · 25,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-19-012621 · ownership.xml · derivative · entry 1

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 50,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible uder the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001493152-19-012618 · ownership.xml · derivative · entry 1

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common · 25,000 shares

Expires 2024-08-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:26 UTC OtherCommon Stock 687,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-18-017913 · ownership.xml · nonDerivative · entry 1

GLOBAL BIT VENTURES INC. · CIK 0001725114 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,326

F1 · kind: Consideration was the redemption of Series A Preferred Stock of Reporting Person in exchange for shares of Issuer.

F1 · price: Consideration was the redemption of Series A Preferred Stock of Reporting Person in exchange for shares of Issuer.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 14:14 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014548 · ownership.xml · derivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common · 5,000,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 18:01 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014568 · ownership.xml · derivative · entry 1

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common · 200,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Compay's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 10:15 UTC
Crawford JamesChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014518 · ownership.xml · derivative · entry 1

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 100,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 10:15 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014519 · ownership.xml · derivative · entry 1

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Oct 17, 2018 21:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014596 · ownership.xml · derivative · entry 1

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible uder the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Oct 22, 2018 08:26 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-18-014709 · ownership.xml · derivative · entry 1

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent following on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control.

Read SEC document
October 12, 2018 Filed Aug 30, 2019 12:35 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-19-013533 · ownership.xml · derivative · entry 2

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common · 5,000,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control. Amount of shares listed is pre-the April 8, 2019 1:4 reverse stock split and equates to 1,250,000 shares post split.

Read SEC document
October 12, 2018 Filed Sep 3, 2019 09:42 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-19-013602 · ownership.xml · derivative · entry 2

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common · 5,000,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control. Amount of shares listed is pre-the April 8, 2019 1:4 reverse stock split and equates to 1,250,000 shares post split.

Read SEC document
October 12, 2018 Filed Nov 22, 2019 12:26 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-19-018217 · ownership.xml · derivative · entry 2

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common · 5,000,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control. Amount of shares listed is pre-the April 8, 2019 1:4 reverse stock split and equates to 1,250,000 shares post split.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 17:51 UTC
CROXALL DOUGLAS BResigned on 12-31-2017
Disposition to issuerCommon Stock 40,391 $2.78 $112,286.98
Disclosure

SEC source: 0001493152-18-002379 · form4.xml · nonDerivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Resigned on 12-31-2017

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 778,846

F1 · ownership.nature: Shares are owned by his Family Trust

Read SEC document
February 16, 2018 Filed Feb 20, 2018 17:51 UTC
CROXALL DOUGLAS BResigned on 12-31-2017
Disposition to issuerCommon Stock 34,609 $2.83 $97,943.47
Disclosure

SEC source: 0001493152-18-002379 · form4.xml · nonDerivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Resigned on 12-31-2017

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 819,237

F1 · ownership.nature: Shares are owned by his Family Trust

Read SEC document
September 29, 2017 Filed Oct 16, 2018 18:00 UTC GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-014567 · ownership.xml · nonDerivative · entry 1

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · balance_after: On October 30, 2017, the Issuer effected a 1-for-4 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: The restricted common stock granted shall vest and become exercisable in 1/36th increments each month over a three year period commencing on the first month from the date of grant. Upon the occurrence of a change in control, the restricted common stock shall vest and become exercisable immediately.

Read SEC document
September 29, 2017 Filed Oct 16, 2018 14:11 UTC GrantCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-014546 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

F1 · balance_after: On October 30, 2017, the Issuer effected a 1-for-4 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: The restricted common stock granted shall vest and become exercisable in 1/36th increments each month over a three year period commencing on the first month from the date of grant. Upon the occurrence of a change in control, the restricted common stock shall vest and become exercisable immediately.

Read SEC document
May 23, 2017 Filed May 31, 2017 19:39 UTC
CROXALL DOUGLAS BDirector · CEO, Chairman
Disposition to issuerOption · Derivative 307,692 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-17-036671 · a4.xml · derivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 307,692 shares

Expires 2018-06-11

F2 · derivative.exercise_date: 307,692 options to purchase shares of the Issuer's common stock were granted on 6/11/2013 (adjusted for the 1:2 stock dividend issued on December 2, 2013) ), which vested in 24 equal installments over a 24-month period beginning on June 11, 2013. On May 23, 2017, Mr. Croxall returned all of such options in the amount of 307,692 for cancellation.

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May 23, 2017 Filed May 31, 2017 19:39 UTC
CROXALL DOUGLAS BDirector · CEO, Chairman
Disposition to issuerOption · Derivative 220,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001104659-17-036671 · a4.xml · derivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220,000 shares

Expires 2024-11-03

F1 · derivative.exercise_date: 220,000 options to purchase shares of the Issuer's common stock were granted on 11/03/2014 (adjusted for the 1:2 stock dividend issued on December 2, 2014), which vested in 24 equal installments over a 24-month period beginning on November 3, 2014. On May 23, 2017, Mr. Croxall returned 220,000 of such options, respectively, for cancellation.

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May 22, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 100,000 $0.17 $17,250.00
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 8

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,248,802

F9 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1623 to $0.295.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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May 19, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 180,533 $0.27 $48,852.23
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 7

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,348,802

F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2481 to $0.39.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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May 16, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 51,962 $0.31 $16,035.47
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 6

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,529,335

F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.283 to $0.36.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 19, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 15,800 $0.57 $9,004.42
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 5

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,581,297

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.52 to $0.663.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 13, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 16,183 $0.85 $13,755.55
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 4

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,597,097

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.86 per share.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 10, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 24,100 $0.85 $20,550.07
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 3

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,613,280

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.81 to $1.02 per share.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 05, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 1,178 $0.93 $1,095.54
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 2

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,637,380

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.89 to $0.98 per share.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 03, 2017 Filed May 23, 2017 16:34 UTC
FEINBERG JEFF10% owner
SaleCommon Stock, $0.0001 par value per share 29,726 $0.92 $27,407.37
Disclosure

SEC source: 0000919574-17-004490 · p7499994.xml · nonDerivative · entry 1

FEINBERG JEFF · CIK 0001088219 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 2,638,558

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.89 to $1.02 per share. The reporting person undertakes to provide Marathon Patent Group, Inc., any security holder of Marathon Patent Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth for each transaction reported herein.

F1 · ownership.nature: Shares held by the Jeffrey L. Feinberg Personal Trust (the "Trust"). The reporting person is the trustee and a beneficiary of the Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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October 13, 2016 Filed Oct 17, 2016 19:04 UTC
CROXALL DOUGLAS BDirector · CEO, Chairman
Disposition to issuerOption · Derivative 80,000 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001104659-16-150566 · a4.xml · derivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 80,000 shares

Expires 2024-11-03

F1 · derivative.exercise_date: 300,000 options to purchase shares of the Issuer's common stock were granted on 11/03/2014 (adjusted for the 1:2 stock dividend issued on December 2. 2014), which vested in 24 equal installments over a 24-month period beginning on November 3, 2014. On October 13, 2016, Mr. Croxall returned 80,000 of such options for cancellation

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October 13, 2016 Filed Oct 17, 2016 23:06 UTC GrantOption · Derivative 20,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001104659-16-150569 · a4.xml · derivative · entry 1

Kovalik Edward · CIK 0001606277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-10-13

F1 · derivative.exercise_date: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 14, 2016.

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October 13, 2016 Filed Oct 17, 2016 23:05 UTC GrantOption · Derivative 20,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001104659-16-150567 · a4.xml · derivative · entry 1

Tyler Richard Molineaux III · CIK 0001637170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-10-13

F1 · derivative.exercise_date: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 14, 2016.

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October 13, 2016 Filed Oct 19, 2016 20:14 UTC GrantOption · Derivative 20,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001104659-16-150920 · a4.xml · derivative · entry 1

Chernicoff Richard · CIK 0001525202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-10-13

F1 · derivative.exercise_date: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 13, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.