Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forest Investments, Inc.GEC · Entity 144097 | Director · CHIEF EXECUTIVE OFFICER | December 30, 2016 | May 19, 2017 |
| MARA Holdings, Inc.MARA · Entity 4054 | Director | October 13, 2016 | October 19, 2016 |
| hopTo Inc.HPTO · Entity 146976 | Director | August 13, 2020 | August 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forest Investments, Inc.
Report date December 30, 2016 · Filed May 19, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 188,362 |
Reported balance
After 2016-12-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-12-30 · Purchase · Acquired 15,484 · Balance 188,362 F1: Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering.
MARA Holdings, Inc.
Report date October 13, 2016 · Filed October 19, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2021-10-13 | Direct | 20,000 |
Reported balance
After 2016-10-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-10-13 · Grant · Acquired 20,000 · Balance 20,000 F1: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 13, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 13, 2016.
hopTo Inc.
Report date August 13, 2020 · Filed August 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,436 |
Reported balance
After 2020-08-13 transaction · row 1
1 source rowRow 1 · 2020-08-13 · Grant · Acquired 53,436 · Balance 53,436 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2020 Filed Aug 20, 2020 17:15 UTC | hopTo Inc. HPTO · Entity 146976 | GrantCommon Stock | 53,436 | $0.30 | $16,030.80 |
DisclosureSEC source: 0001493152-20-016445 · ownership.xml · nonDerivative · entry 1 Chernicoff Richard · CIK 0001525202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,436 Read SEC document |
| March 31, 2017 Filed Apr 6, 2017 16:58 UTC | Forest Investments, Inc. GEC · Entity 144097 | Tax withholdingCommon Stock | 188 | $3.30 | $620.40 |
DisclosureSEC source: 0000899243-17-009663 · doc4.xml · nonDerivative · entry 1 Chernicoff Richard · CIK 0001525202 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,637 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 06:09 UTC | Forest Investments, Inc. GEC · Entity 144097 | PurchaseCOMMON STOCK | 14,947 | $3.29 | $49,175.63 |
DisclosureSEC source: 0000899243-17-000157 · doc4.xml · nonDerivative · entry 1 Chernicoff Richard · CIK 0001525202 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,825 Read SEC document |
| December 30, 2016 Filed May 19, 2017 21:41 UTC Amendment | Forest Investments, Inc. GEC · Entity 144097 | PurchaseCOMMON STOCK | 15,484 | $3.29 | $50,942.36 |
DisclosureSEC source: 0000899243-17-013973 · doc4a.xml · nonDerivative · entry 1 Chernicoff Richard · CIK 0001525202 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,362 F1 · shares: Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering. Read SEC document |
| October 13, 2016 Filed Oct 19, 2016 20:14 UTC | MARA Holdings, Inc. MARA · Entity 4054 | GrantOption · Derivative | 20,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001104659-16-150920 · a4.xml · derivative · entry 1 Chernicoff Richard · CIK 0001525202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-10-13 F1 · derivative.exercise_date: The options shall vest pro rata on a monthly basis over a twelve-month period commencing October 13, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.