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CROXALL DOUGLAS B

Disclosed activity across 2 companies

Tapewire entity
80392
SEC CIK
0001331155

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Crown Electrokinetics Corp.CRKN · Entity 80049Director · Chief Executive OfficerApril 25, 2025April 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crown Electrokinetics Corp.

Report date April 25, 2025 · Filed April 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect623,221 Ending reported balance After 2025-04-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-04-25 · Grant · Acquired 311,535 · Balance 311,686

F1: The securities reported herein are shares of restricted stock of Crown Electrokinetics Corp. (the "Issuer") that were granted to the reporting person by the Issuer pursuant to the Issuer's 2022 Employee Incentive Plan.

F2: Subject to the reporting person remaining in continuous service with the Issuer through each applicable vesting date, the shares of restricted stock reported herein vest on the second anniversary of the date of grant.

Row 2 · 2025-04-25 · Grant · Acquired 311,535 · Balance 623,221

F3: The securities reported herein are shares of restricted stock of the Issuer that were granted to the reporting person by the Issuer pursuant to the Issuer's 2024 Employee Incentive Plan.

F2: Subject to the reporting person remaining in continuous service with the Issuer through each applicable vesting date, the shares of restricted stock reported herein vest on the second anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are shares of restricted stock of Crown Electrokinetics Corp. (the "Issuer") that were granted to the reporting person by the Issuer pursuant to the Issuer's 2022 Employee Incentive Plan.

F2: Subject to the reporting person remaining in continuous service with the Issuer through each applicable vesting date, the shares of restricted stock reported herein vest on the second anniversary of the date of grant.

F3: The securities reported herein are shares of restricted stock of the Issuer that were granted to the reporting person by the Issuer pursuant to the Issuer's 2024 Employee Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARA Holdings, Inc.

Report date February 16, 2018 · Filed February 20, 2018

Section 16 reporting ended · disclosed 2018-02-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote778,846 Last balance in matching sequence After 2018-02-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-02-16 · Disposition to issuer · Disposed 34,609 · Balance 819,237

F1: Shares are owned by his Family Trust

Row 2 · 2018-02-16 · Disposition to issuer · Disposed 40,391 · Balance 778,846

F1: Shares are owned by his Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: Shares are owned by his Family Trust

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2025 Filed Apr 29, 2025 10:27 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantCommon Stock 311,535 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-036463 · ownership.xml · nonDerivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,221

F3 · kind: The securities reported herein are shares of restricted stock of the Issuer that were granted to the reporting person by the Issuer pursuant to the Issuer's 2024 Employee Incentive Plan.

F2 · shares: Subject to the reporting person remaining in continuous service with the Issuer through each applicable vesting date, the shares of restricted stock reported herein vest on the second anniversary of the date of grant.

F3 · shares: The securities reported herein are shares of restricted stock of the Issuer that were granted to the reporting person by the Issuer pursuant to the Issuer's 2024 Employee Incentive Plan.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 10:27 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantCommon Stock 311,535 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-036463 · ownership.xml · nonDerivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,686

F1 · kind: The securities reported herein are shares of restricted stock of Crown Electrokinetics Corp. (the "Issuer") that were granted to the reporting person by the Issuer pursuant to the Issuer's 2022 Employee Incentive Plan.

F1 · shares: The securities reported herein are shares of restricted stock of Crown Electrokinetics Corp. (the "Issuer") that were granted to the reporting person by the Issuer pursuant to the Issuer's 2022 Employee Incentive Plan.

F2 · shares: Subject to the reporting person remaining in continuous service with the Issuer through each applicable vesting date, the shares of restricted stock reported herein vest on the second anniversary of the date of grant.

Read SEC document
October 27, 2023 Filed Mar 28, 2024 17:57 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantRestricted Stock Units · Derivative 1,077,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-24-027403 · ownership.xml · derivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,227,675

Underlying: Common Stock · 1,077,675 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock of Crown Electrokinetics Corp. (the "Issuer").

F2 · derivative.exercise_date: Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, the restricted stock units reported herein vest in equal monthly installments over 12 months beginning on the date of grant, provided, that all such restricted stock units vest immediately upon the Issuer achieving a market capitalization of $50,000,000.

F2 · derivative.expiration_date: Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, the restricted stock units reported herein vest in equal monthly installments over 12 months beginning on the date of grant, provided, that all such restricted stock units vest immediately upon the Issuer achieving a market capitalization of $50,000,000.

F3 · derivative.underlying_shares: The amount of shares reported herein reflects the 60-for-1 reverse stock split effected by the Issuer on August 14, 2023.

Read SEC document
September 23, 2022 Filed Mar 31, 2023 16:10 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantOptions to Purchase Common Stock · Derivative 150,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001213900-23-025464 · ownership.xml · derivative · entry 4

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,365,672

Underlying: Common Stock · 150,000 shares

Expires 2032-09-23

F2 · shares: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F5 · derivative.exercise_date: Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, 4,166 of the restricted stock units will vest monthly for a period of 36 months, beginning September 23, 2022.

F2 · derivative.underlying_shares: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F2 · balance_after: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F3 · ownership.nature: Held through Croxall Family Revocable Trust dated February 20, 2004.

Read SEC document
September 23, 2022 Filed Mar 31, 2023 16:10 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-025464 · ownership.xml · derivative · entry 3

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F5 · derivative.exercise_date: Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, 4,166 of the restricted stock units will vest monthly for a period of 36 months, beginning September 23, 2022.

F5 · derivative.expiration_date: Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, 4,166 of the restricted stock units will vest monthly for a period of 36 months, beginning September 23, 2022.

F2 · derivative.underlying_shares: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F2 · balance_after: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F3 · ownership.nature: Held through Croxall Family Revocable Trust dated February 20, 2004.

Read SEC document
November 10, 2021 Filed Mar 31, 2023 16:10 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 SaleCommon Stock 1,000,000 $0.90 $900,000.00
Disclosure

SEC source: 0001213900-23-025464 · ownership.xml · nonDerivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,829,448

F2 · balance_after: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F3 · ownership.nature: Held through Croxall Family Revocable Trust dated February 20, 2004.

Read SEC document
September 29, 2021 Filed Dec 17, 2021 12:15 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantRestricted Stock Unit · Derivative 1,061,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-065896 · ownership.xml · derivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,905

Underlying: Common Stock · 1,061,905 shares

Expires not disclosed

F2 · security: Awarded in connection with the listing of the Issuer's common stock on The Nasdaq Stock Market pursuant to the Issuer's 2020 Employee Incentive Plan in satisfaction of the Reporting Person's entitlement to such award as set forth in the Reporting Person's employment agreement with the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Certain of these restricted stock units were issued as reimbursement for securities previously held by the Reporting Person that were cancelled by the Issuer.

F4 · derivative.exercise_price: Not applicable.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The restricted stock units vest on January 26, 2022, subject to the Reporting Person remaining in continuous service with the Issuer through such date. In the event of a change in control of the Issuer, all then-unvested restricted stock units will vest as of the date of such change in control; if the Reporting Person terminates service with the Issuer as a result of his death, disability or a termination by the Issuer without cause, 100% of the unvested restricted stock units will vest as of the date of such termination. Share of unrestricted Common Stock of the Issuer will be issued with respect to vested restricted stock units on the earliest to occur of (1) January 26, 2022; (2) the Reporting Person's separation from service; (3) a change in control; or (4) the Reporting Person's death.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Dec 17, 2021 12:15 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 GrantRestricted Stock Award 238,095 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-065896 · ownership.xml · nonDerivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,095

F1 · security: Issued as reimbursement for certain fees and expenses previously advanced to third parties by the Reporting Person.

Read SEC document
January 12, 2020 Filed Mar 31, 2023 16:10 UTC Crown Electrokinetics Corp. CRKN · Entity 80049 Disposition to issuerCommon Stock 238,095 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-025464 · ownership.xml · nonDerivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,829,448

F1 · shares: Reflects the forfeiture of certain incentive compensation for no consideration.

F2 · shares: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F2 · balance_after: Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.

F3 · ownership.nature: Held through Croxall Family Revocable Trust dated February 20, 2004.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 17:51 UTC MARA Holdings, Inc. MARA · Entity 4054 Disposition to issuerCommon Stock 40,391 $2.78 $112,286.98
Disclosure

SEC source: 0001493152-18-002379 · form4.xml · nonDerivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Resigned on 12-31-2017

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 778,846

F1 · ownership.nature: Shares are owned by his Family Trust

Read SEC document
February 16, 2018 Filed Feb 20, 2018 17:51 UTC MARA Holdings, Inc. MARA · Entity 4054 Disposition to issuerCommon Stock 34,609 $2.83 $97,943.47
Disclosure

SEC source: 0001493152-18-002379 · form4.xml · nonDerivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Resigned on 12-31-2017

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 819,237

F1 · ownership.nature: Shares are owned by his Family Trust

Read SEC document
May 23, 2017 Filed May 31, 2017 19:39 UTC MARA Holdings, Inc. MARA · Entity 4054 Disposition to issuerOption · Derivative 307,692 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-17-036671 · a4.xml · derivative · entry 2

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 307,692 shares

Expires 2018-06-11

F2 · derivative.exercise_date: 307,692 options to purchase shares of the Issuer's common stock were granted on 6/11/2013 (adjusted for the 1:2 stock dividend issued on December 2, 2013) ), which vested in 24 equal installments over a 24-month period beginning on June 11, 2013. On May 23, 2017, Mr. Croxall returned all of such options in the amount of 307,692 for cancellation.

Read SEC document
May 23, 2017 Filed May 31, 2017 19:39 UTC MARA Holdings, Inc. MARA · Entity 4054 Disposition to issuerOption · Derivative 220,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001104659-17-036671 · a4.xml · derivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220,000 shares

Expires 2024-11-03

F1 · derivative.exercise_date: 220,000 options to purchase shares of the Issuer's common stock were granted on 11/03/2014 (adjusted for the 1:2 stock dividend issued on December 2, 2014), which vested in 24 equal installments over a 24-month period beginning on November 3, 2014. On May 23, 2017, Mr. Croxall returned 220,000 of such options, respectively, for cancellation.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 19:04 UTC MARA Holdings, Inc. MARA · Entity 4054 Disposition to issuerOption · Derivative 80,000 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001104659-16-150566 · a4.xml · derivative · entry 1

CROXALL DOUGLAS B · CIK 0001331155 · Director · CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 80,000 shares

Expires 2024-11-03

F1 · derivative.exercise_date: 300,000 options to purchase shares of the Issuer's common stock were granted on 11/03/2014 (adjusted for the 1:2 stock dividend issued on December 2. 2014), which vested in 24 equal installments over a 24-month period beginning on November 3, 2014. On October 13, 2016, Mr. Croxall returned 80,000 of such options for cancellation

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.