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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 29, 2020 21:20 UTC OtherCommon Stock 6 $44.28 $265.65
Disclosure

SEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,379

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:20 UTC OtherCommon Stock 84.805 $44.57 $3,779.76
Disclosure

SEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,251.1769

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:20 UTC OtherCommon Stock 34.786 $44.17 $1,536.50
Disclosure

SEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,166.3719

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:35 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 54.7075 $44.17 $2,416.43
Disclosure

SEC source: 0001593968-20-000239 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,314.9573

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:34 UTC OtherCommon Stock 92.363 $44.57 $4,116.62
Disclosure

SEC source: 0001593968-20-000238 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,862.63

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:34 UTC OtherCommon Stock 57.046 $44.17 $2,519.72
Disclosure

SEC source: 0001593968-20-000238 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,770.267

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:33 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.24 $44.17 $1,114.85
Disclosure

SEC source: 0001593968-20-000237 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,618.6217

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:32 UTC OtherCommon Stock 59.621 $44.57 $2,657.31
Disclosure

SEC source: 0001593968-20-000236 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,421.015

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:32 UTC OtherCommon Stock 4.098 $44.17 $181.01
Disclosure

SEC source: 0001593968-20-000236 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,361.394

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:31 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 170.244 $44.17 $7,519.68
Disclosure

SEC source: 0001593968-20-000235 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,651.5533

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:33 UTC GrantCommon Stock 590.134 $43.38 $25,600.01
Disclosure

SEC source: 0001593968-20-000130 · primary_01.xml · nonDerivative · entry 2

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282.134

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:33 UTC GrantCommon Stock 692 $43.38 $30,018.96
Disclosure

SEC source: 0001593968-20-000130 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 21:36 UTC
Magdol David L.President, CIO and SMD
GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000114 · primary_01.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,176.0961

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 21:38 UTC
Hyzak Dwayne L.Director · CEO, SMD
GiftCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000116 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,395.8486

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:39 UTC OtherCommon Stock 4.52 $43.56 $196.89
Disclosure

SEC source: 0001593968-20-000117 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847.6885

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:39 UTC OtherCommon Stock 74.656 $43.68 $3,260.97
Disclosure

SEC source: 0001593968-20-000117 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,843.1685

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:39 UTC OtherCommon Stock 23.8953 $43.56 $1,040.88
Disclosure

SEC source: 0001593968-20-000117 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,768.5125

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:27 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 152.9357 $43.56 $6,661.88
Disclosure

SEC source: 0001593968-20-000108 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657,565.58

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:27 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,391.26 $43.56 $60,603.29
Disclosure

SEC source: 0001593968-20-000108 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657,412.6443

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:27 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.5232 $43.56 $414.83
Disclosure

SEC source: 0001593968-20-000108 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,021.3843

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:37 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 29.34 $43.56 $1,278.05
Disclosure

SEC source: 0001593968-20-000115 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,076.1534

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:34 UTC OtherCommon Stock 62.206 $43.68 $2,717.16
Disclosure

SEC source: 0001593968-20-000112 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500.3608

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:34 UTC OtherCommon Stock 23.921 $43.56 $1,042.00
Disclosure

SEC source: 0001593968-20-000112 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,438.1548

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:26 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 127.322 $43.56 $5,546.15
Disclosure

SEC source: 0001593968-20-000107 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,468.7359

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:36 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 46.773 $43.56 $2,037.43
Disclosure

SEC source: 0001593968-20-000114 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,476.0961

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:36 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 249.109 $43.56 $10,851.19
Disclosure

SEC source: 0001593968-20-000114 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,429.3231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:21 UTC OtherCommon Stock 102.458 $43.68 $4,475.37
Disclosure

SEC source: 0001593968-20-000102 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,376.3181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:38 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 383.383 $43.56 $16,700.16
Disclosure

SEC source: 0001593968-20-000116 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,645.8486

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:22 UTC OtherCommon Stock 268.258 $43.56 $11,685.32
Disclosure

SEC source: 0001593968-20-000103 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,954.0153

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:22 UTC OtherCommon Stock 107.65 $43.68 $4,702.15
Disclosure

SEC source: 0001593968-20-000103 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,450.967

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:25 UTC OtherCommon Stock 196.544 $43.68 $8,585.04
Disclosure

SEC source: 0001593968-20-000106 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,659.4926

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:25 UTC OtherCommon Stock 74.6265 $43.56 $3,250.73
Disclosure

SEC source: 0001593968-20-000106 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,462.9486

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:33 UTC OtherCommon Stock 7 $43.71 $306.00
Disclosure

SEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,373

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:33 UTC OtherCommon Stock 100.467 $43.68 $4,388.40
Disclosure

SEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,131.5859

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:33 UTC OtherCommon Stock 41.069 $43.56 $1,788.97
Disclosure

SEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,031.1189

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:24 UTC OtherCommon Stock 109.421 $43.68 $4,779.51
Disclosure

SEC source: 0001593968-20-000105 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,713.221

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:24 UTC OtherCommon Stock 67.349 $43.56 $2,933.72
Disclosure

SEC source: 0001593968-20-000105 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,603.8

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:40 UTC
Meserve NicholasManaging Director
OtherCommon Stock 29.799 $43.56 $1,298.04
Disclosure

SEC source: 0001593968-20-000118 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,593.3817

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:32 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 200.994 $43.56 $8,755.30
Disclosure

SEC source: 0001593968-20-000110 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,481.3093

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:23 UTC OtherCommon Stock 70.631 $43.68 $3,085.16
Disclosure

SEC source: 0001593968-20-000104 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,357.296

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:23 UTC OtherCommon Stock 4.838 $43.56 $210.74
Disclosure

SEC source: 0001593968-20-000104 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,286.665

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:29 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 61.1807 $43.56 $2,665.03
Disclosure

SEC source: 0001593968-20-000109 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,260.2498

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:29 UTC OtherCommon Stock 3.87 $43.25 $167.38
Disclosure

SEC source: 0001593968-19-002360 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,744.6172

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:29 UTC OtherCommon Stock 64.025 $43.30 $2,772.28
Disclosure

SEC source: 0001593968-19-002360 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,740.7472

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:29 UTC OtherCommon Stock 20.4601 $43.25 $884.90
Disclosure

SEC source: 0001593968-19-002360 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,676.7222

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 130.9482 $43.25 $5,663.51
Disclosure

SEC source: 0001593968-19-002358 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,011.8611

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,191.24 $43.25 $51,521.13
Disclosure

SEC source: 0001593968-19-002358 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655,880.9129

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.1538 $43.25 $352.65
Disclosure

SEC source: 0001593968-19-002358 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,689.6729

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 16:21 UTC OtherCommon Stock 237.2812 $43.25 $10,262.41
Disclosure

SEC source: 0001593968-19-002354 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,685.7573

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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December 11, 2019 Filed Dec 23, 2019 16:21 UTC OtherCommon Stock 92.321 $43.30 $3,997.50
Disclosure

SEC source: 0001593968-19-002354 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,343.317

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.