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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2020 Filed Mar 5, 2020 22:22 UTC
Morris Jesse EEVP and COO
PurchaseCommon Stock 1,300 $38.39 $49,900.76
Disclosure

SEC source: 0001593968-20-000643 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,668.9046

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:04 UTC GrantCommon Stock 446.0771 $38.11 $17,000.00
Disclosure

SEC source: 0001593968-20-000625 · primary_01.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233.0771

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:04 UTC GrantCommon Stock 787 $38.11 $29,992.57
Disclosure

SEC source: 0001593968-20-000625 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 21:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
GrantCommon Stock 13,701 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000547 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667,718.0323

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:28 UTC OtherCommon Stock 3.775 $45.00 $169.88
Disclosure

SEC source: 0001593968-20-000546 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,021.172

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:28 UTC OtherCommon Stock 62.664 $44.90 $2,813.61
Disclosure

SEC source: 0001593968-20-000546 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,017.397

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:28 UTC OtherCommon Stock 19.9587 $45.00 $898.14
Disclosure

SEC source: 0001593968-20-000546 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,954.733

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 125.77 $45.00 $5,659.65
Disclosure

SEC source: 0001593968-20-000547 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,017.0323

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 7.954 $45.00 $357.93
Disclosure

SEC source: 0001593968-20-000547 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,891.2623

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:26 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 24.144 $45.00 $1,086.48
Disclosure

SEC source: 0001593968-20-000544 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,125.0314

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:27 UTC OtherCommon Stock 52.215 $44.90 $2,344.45
Disclosure

SEC source: 0001593968-20-000545 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,645.3258

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:27 UTC OtherCommon Stock 19.98 $45.00 $899.10
Disclosure

SEC source: 0001593968-20-000545 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,593.1108

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:12 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 104.778 $45.00 $4,715.01
Disclosure

SEC source: 0001593968-20-000533 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,680.8519

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:11 UTC OtherCommon Stock 86.001 $44.90 $3,861.44
Disclosure

SEC source: 0001593968-20-000532 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,548.8051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:24 UTC OtherCommon Stock 224.0618 $45.00 $10,082.78
Disclosure

SEC source: 0001593968-20-000542 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,405.2947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:24 UTC OtherCommon Stock 90.359 $44.90 $4,057.12
Disclosure

SEC source: 0001593968-20-000542 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,632.194

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:25 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 39.0669 $45.00 $1,758.01
Disclosure

SEC source: 0001593968-20-000543 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,670.343

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:25 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 205 $45.00 $9,225.00
Disclosure

SEC source: 0001593968-20-000543 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,631.2761

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:10 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 320.22 $45.00 $14,409.90
Disclosure

SEC source: 0001593968-20-000531 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,040.7986

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:16 UTC OtherCommon Stock 164.975 $44.90 $7,407.38
Disclosure

SEC source: 0001593968-20-000535 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,115.9138

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:16 UTC OtherCommon Stock 62.3316 $45.00 $2,804.92
Disclosure

SEC source: 0001593968-20-000535 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,950.9388

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:22 UTC OtherCommon Stock 6 $45.00 $270.00
Disclosure

SEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,385

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:22 UTC OtherCommon Stock 84.33 $44.90 $3,786.42
Disclosure

SEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,369.8099

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:22 UTC OtherCommon Stock 34.303 $45.00 $1,543.64
Disclosure

SEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285.4799

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:32 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 167.879 $45.00 $7,554.56
Disclosure

SEC source: 0001593968-20-000548 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,819.4323

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:21 UTC OtherCommon Stock 91.845 $44.90 $4,123.84
Disclosure

SEC source: 0001593968-20-000540 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,010.728

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:21 UTC OtherCommon Stock 56.253 $45.00 $2,531.39
Disclosure

SEC source: 0001593968-20-000540 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,918.883

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:20 UTC
Meserve NicholasManaging Director
OtherCommon Stock 24.89 $45.00 $1,120.05
Disclosure

SEC source: 0001593968-20-000539 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,643.5117

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:19 UTC OtherCommon Stock 2.694 $44.90 $120.96
Disclosure

SEC source: 0001593968-20-000538 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284.828

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:18 UTC OtherCommon Stock 59.287 $44.90 $2,661.99
Disclosure

SEC source: 0001593968-20-000537 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,484.343

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:18 UTC OtherCommon Stock 4.041 $45.00 $181.85
Disclosure

SEC source: 0001593968-20-000537 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,425.056

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:17 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 53.9473 $45.00 $2,427.63
Disclosure

SEC source: 0001593968-20-000536 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,368.9046

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:42 UTC OtherCommon Stock 3.828 $44.17 $169.08
Disclosure

SEC source: 0001593968-20-000244 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,934.7743

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:42 UTC OtherCommon Stock 63.018 $44.57 $2,808.71
Disclosure

SEC source: 0001593968-20-000244 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930.9463

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:42 UTC OtherCommon Stock 20.2398 $44.17 $893.99
Disclosure

SEC source: 0001593968-20-000244 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867.9283

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 129.5381 $44.17 $5,721.70
Disclosure

SEC source: 0001593968-20-000230 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,883.3083

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,178.41 $44.17 $52,050.37
Disclosure

SEC source: 0001593968-20-000230 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,753.7702

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:25 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.0661 $44.17 $356.28
Disclosure

SEC source: 0001593968-20-000230 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652,575.3602

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:41 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 40.172 $44.17 $1,774.40
Disclosure

SEC source: 0001593968-20-000243 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,426.2761

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:41 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 210.008 $44.17 $9,276.05
Disclosure

SEC source: 0001593968-20-000243 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,386.1041

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:19 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 24.734 $44.17 $1,092.50
Disclosure

SEC source: 0001593968-20-000226 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,100.8874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:22 UTC OtherCommon Stock 52.509 $44.57 $2,340.33
Disclosure

SEC source: 0001593968-20-000229 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,573.1308

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:22 UTC OtherCommon Stock 20.261 $44.17 $894.93
Disclosure

SEC source: 0001593968-20-000229 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,520.6218

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:21 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 107.338 $44.17 $4,741.12
Disclosure

SEC source: 0001593968-20-000228 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,576.0739

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:40 UTC OtherCommon Stock 86.486 $44.57 $3,854.68
Disclosure

SEC source: 0001593968-20-000242 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,462.8041

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:30 UTC OtherCommon Stock 227.2176 $44.17 $10,036.20
Disclosure

SEC source: 0001593968-20-000234 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,181.2329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:30 UTC OtherCommon Stock 90.868 $44.57 $4,049.99
Disclosure

SEC source: 0001593968-20-000234 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,541.835

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:36 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 324.73 $44.17 $14,343.32
Disclosure

SEC source: 0001593968-20-000240 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,720.5786

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:37 UTC OtherCommon Stock 165.905 $44.57 $7,394.39
Disclosure

SEC source: 0001593968-20-000241 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,888.6072

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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January 15, 2020 Filed Jan 29, 2020 16:37 UTC OtherCommon Stock 63.2096 $44.17 $2,791.97
Disclosure

SEC source: 0001593968-20-000241 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,722.7022

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.