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MAC

MACERICH CO

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0000912242
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322

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2020 Filed Jan 3, 2020 23:00 UTC
Kingsmore Scott WChief Financial Officer
GrantLTIP Units · Derivative 13,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001348 · doc4.xml · derivative · entry 1

Kingsmore Scott W · CIK 0001761466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,728

Underlying: Common Stock · 13,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:01 UTC
Menard Ann CChief Legal Officer/Secretary
GrantLTIP Units · Derivative 9,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001350 · doc4.xml · derivative · entry 1

Menard Ann C · CIK 0001733320 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

Underlying: Common Stock · 9,286 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:59 UTC
Healey Doug JEVP, Leasing
GrantLTIP Units · Derivative 13,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001344 · doc4.xml · derivative · entry 1

Healey Doug J · CIK 0001744654 · EVP, Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,594

Underlying: Common Stock · 13,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:59 UTC
COPPOLA EDWARD CDirector · President
GrantLTIP Units · Derivative 33,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001342 · doc4.xml · derivative · entry 1

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,419

Underlying: Common Stock · 33,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:56 UTC GrantPhantom Stock Units · Derivative 3,588.97 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001337 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,836.32

Underlying: Common Stock · 3,588.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 279.40 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:57 UTC
LAING DIANADirector
GrantPhantom Stock Units · Derivative 3,116.74 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001339 · doc4.xml · derivative · entry 1

LAING DIANA · CIK 0001266612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,920.82

Underlying: Common Stock · 3,116.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 3,296.63 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:58 UTC
O HERN THOMAS EDirector · Chief Executive Officer
GrantLTIP Units · Derivative 55,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001340 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,306

Underlying: Common Stock · 55,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:55 UTC
Hash SteveDirector
GrantPhantom Stock Units · Derivative 2,795.62 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001335 · doc4.xml · derivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165.47

Underlying: Common Stock · 2,795.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the earlier of January 1, 2030 or the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the earlier of January 1, 2030 or the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 128.87 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:03 UTC
ANDERSON DANA KVice Chair Emeritus
Tax withholdingCommon Stock 7 $26.51 $185.57
Disclosure

SEC source: 0001209191-19-059188 · doc4.xml · nonDerivative · entry 2

ANDERSON DANA K · CIK 0001022055 · Vice Chair Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Anderson Family Trust

Disclosed balance after: 120,492

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the reporting person's acquisition of shares pursuant to the ESPP on December 2, 2019.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:03 UTC
ANDERSON DANA KVice Chair Emeritus
GrantCommon Stock 156 $22.53 $3,514.68
Disclosure

SEC source: 0001209191-19-059188 · doc4.xml · nonDerivative · entry 1

ANDERSON DANA K · CIK 0001022055 · Vice Chair Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Anderson Family Trust

Disclosed balance after: 120,499

F1 · shares: The reporting person is voluntarily reporting the acquisition of the issuer's common stock pursuant to the issuer's Employee Stock Purchase Plan ("ESPP") for the six month ESPP offering period ended November 30, 2019. This transaction is exempt pursuant to Rule 16b-3(c).

F2 · price: In accordance with the ESPP, the shares were purchased at a 15% discount from the closing price of the issuer's common stock on December 2, 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:34 UTC
Hash SteveDirector
PurchaseCommon Stock 10,000 $26.44 $264,396.00
Disclosure

SEC source: 0001209191-19-057853 · doc4.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

F1 · price: The purchase price ranged from $26.4350 to $26.4400.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 18:49 UTC
Zecchini Christopher JChief Accounting Officer
SaleCommon Stock 1,500 $27.70 $41,553.00
Disclosure

SEC source: 0001209191-19-057100 · doc4.xml · nonDerivative · entry 1

Zecchini Christopher J · CIK 0001767072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,672

Read SEC document
September 01, 2019 Filed Sep 4, 2019 23:10 UTC
Voegele William PEVP, Chief Development Officer
GrantLTIP Units · Derivative 4,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048336 · doc4.xml · derivative · entry 2

Voegele William P · CIK 0001786582 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F3 · derivative.exercise_date: LTIP Units vest one-third on August 31, 2020, one-third on August 31, 2021 and one-third on August 31, 2022.

F2 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 23:10 UTC
Voegele William PEVP, Chief Development Officer
GrantCommon Stock 35,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048336 · doc4.xml · nonDerivative · entry 1

Voegele William P · CIK 0001786582 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

F1 · balance_after: Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan. The restricted stock units vest in four equal annual installments beginning August 31, 2020.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 22:11 UTC
O HERN THOMAS EDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $28.02 $140,081.00
Disclosure

SEC source: 0001209191-19-047049 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,621

F1 · balance_after: Excludes 5,201 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 21:36 UTC
Hash SteveDirector
PurchaseCommon Stock 5,000 $29.37 $146,834.00
Disclosure

SEC source: 0001209191-19-045972 · doc4.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,884

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:39 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 4,299 $30.54 $131,269.97
Disclosure

SEC source: 0001209191-19-045974 · doc4.xml · nonDerivative · entry 5

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Partnership

Disclosed balance after: 50,000

F3 · balance_after: Shares are held by the E.C. Coppola Limited Partnership. The reporting person disclaims beneficial ownership of all shares held through this partnership for his wife and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:39 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 1,808 $30.55 $55,225.36
Disclosure

SEC source: 0001209191-19-045974 · doc4.xml · nonDerivative · entry 3

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 8,000

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:39 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 4,131 $30.54 $126,140.09
Disclosure

SEC source: 0001209191-19-045974 · doc4.xml · nonDerivative · entry 1

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,226

F1 · balance_after: 6,610 shares are also held indirectly by the reporting person through the Company's 401-k Plan.

F2 · balance_after: 1,800 shares are also held by Mr. Coppola for his children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:39 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 701 $30.10 $21,100.10
Disclosure

SEC source: 0001209191-19-045974 · doc4.xml · nonDerivative · entry 4

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Partnership

Disclosed balance after: 45,701

Read SEC document
August 09, 2019 Filed Aug 9, 2019 21:19 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 5,031 $30.63 $154,074.38
Disclosure

SEC source: 0001209191-19-045381 · doc4.xml · nonDerivative · entry 5

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Partnership

Disclosed balance after: 45,000

F3 · balance_after: Shares are held by the E.C. Coppola Limited Partnership. The reporting person disclaims beneficial ownership of all shares held through this partnership for his wife and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 21:19 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 4,000 $30.63 $122,500.00
Disclosure

SEC source: 0001209191-19-045381 · doc4.xml · nonDerivative · entry 3

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,095

F1 · balance_after: 6,610 shares are also held indirectly by the reporting person through the Company's 401-k Plan.

F2 · balance_after: 1,800 shares are also held by Mr. Coppola for his children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 23:50 UTC
Volk KennethEVP, Business Development
PurchaseCommon Stock 3,000 $30.43 $91,279.50
Disclosure

SEC source: 0001209191-19-045652 · doc4.xml · nonDerivative · entry 1

Volk Kenneth · CIK 0001762914 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · Volk Living Trust

Disclosed balance after: 12,360

Read SEC document
August 09, 2019 Filed Aug 14, 2019 21:39 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 2,500 $30.96 $77,404.00
Disclosure

SEC source: 0001209191-19-045974 · doc4.xml · nonDerivative · entry 2

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 6,192

Read SEC document
August 08, 2019 Filed Aug 9, 2019 21:19 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 3,692 $30.94 $114,220.88
Disclosure

SEC source: 0001209191-19-045381 · doc4.xml · nonDerivative · entry 4

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 3,692

Read SEC document
August 08, 2019 Filed Aug 9, 2019 21:19 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 3,000 $30.93 $92,793.90
Disclosure

SEC source: 0001209191-19-045381 · doc4.xml · nonDerivative · entry 2

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,095

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:53 UTC
O HERN THOMAS EDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $30.90 $154,495.00
Disclosure

SEC source: 0001209191-19-045282 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,621

F1 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 21:19 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 2,500 $30.94 $77,356.50
Disclosure

SEC source: 0001209191-19-045381 · doc4.xml · nonDerivative · entry 1

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,095

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:28 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 1,787 $33.45 $59,768.36
Disclosure

SEC source: 0001209191-19-039845 · doc4.xml · nonDerivative · entry 2

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,595

F1 · balance_after: 1,800 shares are also held by Mr. Coppola for his children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: 39,969 shares are also held by E.C. Coppola Limited Partnership. The reporting person disclaims beneficial ownership of all shares held through this partnership for his wife and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: 6,598 shares are also held indirectly by the reporting person through the Company's 401-k Plan.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:28 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 1,713 $33.24 $56,938.06
Disclosure

SEC source: 0001209191-19-039845 · doc4.xml · nonDerivative · entry 1

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,808

Read SEC document
June 26, 2019 Filed Jun 26, 2019 23:26 UTC PurchaseCommon Stock 10,000 $32.06 $320,599.00
Disclosure

SEC source: 0001209191-19-039185 · doc4.xml · nonDerivative · entry 2

Stephen Andrea M · CIK 0001565966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Husband

Disclosed balance after: 40,000

Read SEC document
June 25, 2019 Filed Jun 26, 2019 23:27 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 5,000 $32.88 $164,400.00
Disclosure

SEC source: 0001209191-19-039186 · doc4.xml · nonDerivative · entry 1

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,095

F1 · price: The purchase price ranged from $32.78 to $32.95.

F2 · balance_after: 1,800 shares are also held by Mr. Coppola for his children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: 39,969 shares are also held by E.C. Coppola Limited Partnership. The reporting person disclaims beneficial ownership of all shares held through this partnership for his wife and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F4 · balance_after: 6,598 shares are also held indirectly by the reporting person through the Company's 401-k Plan.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 23:26 UTC PurchaseCommon Stock 10,000 $32.93 $329,283.00
Disclosure

SEC source: 0001209191-19-039185 · doc4.xml · nonDerivative · entry 1

Stephen Andrea M · CIK 0001565966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Husband

Disclosed balance after: 30,000

Read SEC document
June 11, 2019 Filed Jun 12, 2019 22:35 UTC PurchaseCommon Stock 10,000 $34.80 $348,000.00
Disclosure

SEC source: 0001209191-19-036522 · doc4.xml · nonDerivative · entry 2

Stephen Andrea M · CIK 0001565966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Husband

Disclosed balance after: 20,000

Read SEC document
June 10, 2019 Filed Jun 12, 2019 22:35 UTC PurchaseCommon Stock 10,000 $35.23 $352,300.00
Disclosure

SEC source: 0001209191-19-036522 · doc4.xml · nonDerivative · entry 1

Stephen Andrea M · CIK 0001565966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Husband

Disclosed balance after: 10,000

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:22 UTC
LAING DIANADirector
GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036263 · doc4.xml · nonDerivative · entry 1

LAING DIANA · CIK 0001266612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,397

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 765 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:25 UTC GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036265 · doc4.xml · nonDerivative · entry 1

Stephen Andrea M · CIK 0001565966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 334 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:23 UTC GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036264 · doc4.xml · nonDerivative · entry 1

SOBOROFF STEVEN L · CIK 0001188228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,581

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 813 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:19 UTC
Hash SteveDirector
GrantCommon Stock 5,574 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036258 · doc4.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 334 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:21 UTC GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036261 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,932

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 102 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:18 UTC
BRANDT ERICDirector
GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036256 · doc4.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:17 UTC GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036253 · doc4.xml · nonDerivative · entry 1

ALSCHULER JOHN H JR · CIK 0001216192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,507

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 508 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:16 UTC
Alford PeggyDirector
GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036252 · doc4.xml · nonDerivative · entry 1

Alford Peggy · CIK 0001736236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:18 UTC
Volk KennethSVP, Chief Marketing Officer
Tax withholdingCommon Stock 28 $36.33 $1,017.24
Disclosure

SEC source: 0001209191-19-034571 · doc4.xml · nonDerivative · entry 2

Volk Kenneth · CIK 0001762914 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,989

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the reporting person's acquisition of shares pursuant to the ESPP on May 31, 2019.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:18 UTC
Volk KennethSVP, Chief Marketing Officer
GrantCommon Stock 618 $30.88 $19,083.84
Disclosure

SEC source: 0001209191-19-034571 · doc4.xml · nonDerivative · entry 1

Volk Kenneth · CIK 0001762914 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,017

F1 · shares: The reporting person is voluntarily reporting the acquisition of the issuer's common stock pursuant to the issuer's Employee Stock Purchase Plan ("ESPP") for the six month ESPP offering period ended May 31, 2019. This transaction is exempt pursuant to Rule 16b-3(c).

F2 · price: In accordance with the ESPP, the shares were purchased at a 15% discount from the closing price of the issuer's common stock on May 31, 2019.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:17 UTC
ANDERSON DANA KVice Chair Emeritus
Tax withholdingCommon Stock 32 $36.33 $1,162.56
Disclosure

SEC source: 0001209191-19-034569 · doc4.xml · nonDerivative · entry 2

ANDERSON DANA K · CIK 0001022055 · Vice Chair Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Anderson Family Trust

Disclosed balance after: 120,343

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the reporting person's acquisition of shares pursuant to the ESPP on May 31, 2019.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:17 UTC
ANDERSON DANA KVice Chair Emeritus
GrantCommon Stock 729 $30.88 $22,511.52
Disclosure

SEC source: 0001209191-19-034569 · doc4.xml · nonDerivative · entry 1

ANDERSON DANA K · CIK 0001022055 · Vice Chair Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Anderson Family Trust

Disclosed balance after: 120,375

F1 · shares: The reporting person is voluntarily reporting the acquisition of the issuer's common stock pursuant to the issuer's Employee Stock Purchase Plan ("ESPP") for the six month ESPP offering period ended May 31, 2019. This transaction is exempt pursuant to Rule 16b-3(c).

F2 · price: In accordance with the ESPP, the shares were purchased at a 15% discount from the closing price of the issuer's common stock on May 31, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 15:17 UTC
Kingsmore Scott WChief Financial Officer
PurchaseCommon Stock 3,000 $37.14 $111,408.60
Disclosure

SEC source: 0001209191-19-033564 · doc4.xml · nonDerivative · entry 1

Kingsmore Scott W · CIK 0001761466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Kingsmore Family Trust

Disclosed balance after: 9,117

F1 · price: The purchase price ranged from $36.85 to $37.46.

F2 · balance_after: In addition, 11,838 shares are held directly by the reporting person.

Read SEC document
May 29, 2019 Filed May 29, 2019 21:00 UTC
COPPOLA EDWARD CDirector · President
PurchaseCommon Stock 2,500 $37.00 $92,500.00
Disclosure

SEC source: 0001209191-19-033235 · doc4.xml · nonDerivative · entry 2

COPPOLA EDWARD C · CIK 0001023135 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,095

F1 · balance_after: 6,494 shares are also held indirectly by the reporting person through the Company's 401-k Plan.

F2 · balance_after: 39,969 shares are also held by E.C. Coppola Limited Partnership. The reporting person disclaims beneficial ownership of all shares held through this partnership for his wife and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: 1,800 shares are also held by Mr. Coppola for his children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:34 UTC
O HERN THOMAS EDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $37.11 $185,563.00
Disclosure

SEC source: 0001209191-19-033384 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,621

F1 · price: The purchase price ranged from $36.84 to $37.40.

F2 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.