M

SEC source: 0000794367-24-000032 · wk-form4_1711392421.xml · nonDerivative · entry 2

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,347

F2 · shares: Withholding by Macy's, Inc. of 1,126 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 21, 2024 and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-24-000032 · wk-form4_1711392421.xml · nonDerivative · entry 1

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,473

F1 · shares: Settlement of performance restricted stock units granted March 21, 2024 following the 3-year (fiscal 2021 - 2023) performance period. Number includes 2,792 dividend shares accrued during the performance period.

SEC source: 0000794367-24-000034 · wk-form4_1711392505.xml · nonDerivative · entry 2

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,625

F2 · shares: Withholding by Macy's, Inc. of 1,281 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 21, 2024 and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-24-000034 · wk-form4_1711392505.xml · nonDerivative · entry 1

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,906

F1 · shares: Settlement of performance restricted stock units granted March 21, 2024 following the 3-year (fiscal 2021 - 2023) performance period. Number includes 3,552 dividend shares accrued during the performance period.

SEC source: 0000794367-24-000030 · wk-form4_1711392338.xml · nonDerivative · entry 2

Spring Antony · CIK 0001702551 · Director · CEO & Chair-Elect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,690.1058

F2 · shares: Withholding by Macy's, Inc. of 1,138 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 21, 2024 and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-24-000030 · wk-form4_1711392338.xml · nonDerivative · entry 1

Spring Antony · CIK 0001702551 · Director · CEO & Chair-Elect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,828.1058

F1 · shares: Settlement of performance restricted stock units granted in March 2021 following the 3-year (fiscal 2021 - 2023) performance period. Number includes 3,155 dividend shares accrued during the performance period.

SEC source: 0000794367-24-000028 · wk-form4_1711392255.xml · nonDerivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,868

F2 · shares: Withholding by Macy's, Inc. of 7,312 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 21, 2024 and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-24-000028 · wk-form4_1711392255.xml · nonDerivative · entry 1

Gennette Jeffrey · CIK 0001457264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,180

F1 · shares: Settlement of performance restricted stock units granted March 21, 2024 following the 3-year (fiscal 2021 - 2023) performance period. Number includes 14,323 dividend shares accrued during the performance period.

SEC source: 0000794367-24-000016 · wk-form4_1709330727.xml · derivative · entry 1

Preston Tracy M · CIK 0001851840 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,123

Underlying: Common Stock · 36,123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest 50% on each of the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 50% on each of the second and third anniversary of the grant date.

SEC source: 0000794367-24-000002 · wk-form4_1704295846.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,971

Underlying: Common Stock · 1,971 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-23-000087 · wk-form4_1701103100.xml · nonDerivative · entry 2

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,386

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

SEC source: 0000794367-23-000087 · wk-form4_1701103100.xml · derivative · entry 4

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,061 shares

Expires 2023-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: On November 23, 2020, the reporting person was granted 96,061 restricted stock units vesting 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: On November 23, 2020, the reporting person was granted 96,061 restricted stock units vesting 100% on the third anniversary of the grant date.

SEC source: 0000794367-23-000087 · wk-form4_1701103100.xml · derivative · entry 3

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,947

Underlying: Common Stock · 5,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: On November 23, 2020, the reporting person was granted 23,787 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 23, 2020, the reporting person was granted 23,787 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000087 · wk-form4_1701103100.xml · nonDerivative · entry 1

Mitchell Adrian V · CIK 0001830542 · EVP, COO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000080 · wk-form4_1696277374.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,021

Underlying: Common Stock · 2,021 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-23-000077 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,727

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2201 to $12.2250, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000077 · primary_doc.xml · derivative · entry 3

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,085

Underlying: Common Stock · 4,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: On September 4, 2020, the reporting person was granted 16,339 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On September 4, 2020, the reporting person was granted 16,339 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000077 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000075 · primary_doc.xml · nonDerivative · entry 3

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,272

F4 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.645 to $16.665, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000075 · primary_doc.xml · nonDerivative · entry 2

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,272

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.025, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000074 · primary_doc.xml · nonDerivative · entry 2

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,854

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction.

SEC source: 0000794367-23-000073 · primary_doc.xml · nonDerivative · entry 2

Spring Antony · CIK 0001702551 · Director · President & CEO-Elect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,155.1058

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.025, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000072 · primary_doc.xml · nonDerivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,383

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.025, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000071 · primary_doc.xml · nonDerivative · entry 2

Garcia C Elisa D · CIK 0001402458 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,691

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.025, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

SEC source: 0000794367-23-000075 · primary_doc.xml · derivative · entry 4

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,512

Underlying: Common Stock · 47,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F5 · derivative.exercise_date: On July 9, 2020, the reporting person was granted 190,045 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On July 9, 2020, the reporting person was granted 190,045 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000075 · primary_doc.xml · nonDerivative · entry 1

Kirgan Danielle L. · CIK 0001629771 · EVP, Chief Transformation & HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000074 · primary_doc.xml · derivative · entry 3

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: On July 9, 2020, the reporting person was granted 4,524 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 9, 2020, the reporting person was granted 4,524 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000074 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000073 · primary_doc.xml · derivative · entry 3

Spring Antony · CIK 0001702551 · Director · President & CEO-Elect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,349

Underlying: Common Stock · 37,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: On July 9, 2020, the reporting person was granted 149,396 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On July 9, 2020, the reporting person was granted 149,396 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000073 · primary_doc.xml · nonDerivative · entry 1

Spring Antony · CIK 0001702551 · Director · President & CEO-Elect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,181.1058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000072 · primary_doc.xml · derivative · entry 3

Gennette Jeffrey · CIK 0001457264 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,690

Underlying: Common Stock · 136,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: On July 9, 2020, the reporting person was granted 546,757 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On July 9, 2020, the reporting person was granted 546,757 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000072 · primary_doc.xml · nonDerivative · entry 1

Gennette Jeffrey · CIK 0001457264 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000071 · primary_doc.xml · derivative · entry 3

Garcia C Elisa D · CIK 0001402458 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,674

Underlying: Common Stock · 31,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: On July 9, 2020, the reporting person was granted 126,696 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On July 9, 2020, the reporting person was granted 126,696 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.

SEC source: 0000794367-23-000071 · primary_doc.xml · nonDerivative · entry 1

Garcia C Elisa D · CIK 0001402458 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

SEC source: 0000794367-23-000064 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

SEC source: 0000794367-23-000063 · primary_doc.xml · nonDerivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,061

SEC source: 0000794367-23-000051 · primary_doc.xml · derivative · entry 1

Zhen Tracey · CIK 0001884514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000050 · primary_doc.xml · derivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000049 · primary_doc.xml · derivative · entry 1

LEVINSON SARA · CIK 0001227925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000048 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000047 · primary_doc.xml · derivative · entry 1

Granoff Jill · CIK 0001404923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000046 · primary_doc.xml · derivative · entry 1

Connelly Deirdre P · CIK 0001303417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000045 · primary_doc.xml · derivative · entry 1

CHOPRA NAVEEN K. · CIK 0001565390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000044 · primary_doc.xml · derivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000043 · primary_doc.xml · derivative · entry 1

Buchanan Ashley · CIK 0001798910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000042 · primary_doc.xml · derivative · entry 1

Boone Torrence · CIK 0001702252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000041 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000040 · primary_doc.xml · derivative · entry 1

Arel Emilie · CIK 0001791887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,818

Underlying: Common Stock · 10,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

SEC source: 0000794367-23-000036 · primary_doc.xml · derivative · entry 1

Griscom Paul · CIK 0001813891 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,861

Underlying: Common Stock · 6,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

SEC source: 0000794367-23-000035 · primary_doc.xml · derivative · entry 1

Garcia C Elisa D · CIK 0001402458 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,305

Underlying: Common Stock · 34,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.

F2 · derivative.expiration_date: The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.