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Macy's, Inc.

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3820
SEC CIK
0000794367
Parsed reports
495

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026012
Apr 202608
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2017 Filed May 23, 2017 19:33 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000069 · primary_doc.xml · derivative · entry 1

LEVINSON SARA · CIK 0001227925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:28 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000068 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:15 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000066 · primary_doc.xml · derivative · entry 1

Connelly Deirdre P · CIK 0001303417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:22 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000067 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:09 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000065 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:02 UTC GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000064 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:25 UTC GrantPhantom Stock Units · Derivative 649 $30.83 $20,008.67
Disclosure

SEC source: 0000794367-17-000056 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649

Underlying: Common Stock · 649 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:30 UTC GrantPhantom Stock Units · Derivative 569 $30.83 $17,542.27
Disclosure

SEC source: 0000794367-17-000057 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:17 UTC GrantPhantom Stock Units · Derivative 729 $30.83 $22,475.07
Disclosure

SEC source: 0000794367-17-000055 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729

Underlying: Common Stock · 729 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:02 UTC GrantPhantom Stock Units · Derivative 811 $30.83 $25,003.13
Disclosure

SEC source: 0000794367-17-000054 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

Underlying: Common Stock · 811 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2017 Filed Mar 12, 2018 13:43 UTC GrantPhantom Stock Units · Derivative 1 $32.03 $32.03
Disclosure

SEC source: 0000794367-18-000023 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 13:57 UTC
BAXTER TIMOTHY GChief Merchandising Officer
SaleCommon Stock 1,573 $28.55 $44,909.15
Disclosure

SEC source: 0000794367-17-000043 · primary_doc.xml · nonDerivative · entry 2

BAXTER TIMOTHY G · CIK 0001633247 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,011

Read SEC document
March 29, 2017 Filed Mar 30, 2017 14:30 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
SaleCommon Stock 1,697 $28.55 $48,449.35
Disclosure

SEC source: 0000794367-17-000045 · primary_doc.xml · nonDerivative · entry 2

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 29, 2017 Filed Mar 30, 2017 14:20 UTC
Ongman Patti HChief Merchandise Planning Ofc
SaleCommon Stock 4,243 $28.55 $121,137.65
Disclosure

SEC source: 0000794367-17-000044 · primary_doc.xml · nonDerivative · entry 2

Ongman Patti H · CIK 0001633131 · Chief Merchandise Planning Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Read SEC document
March 29, 2017 Filed Mar 30, 2017 13:45 UTC
LANGENSTEIN MOLLYChief Private Brands Officer
SaleCommon Stock 1,251 $28.55 $35,716.05
Disclosure

SEC source: 0000794367-17-000042 · primary_doc.xml · nonDerivative · entry 2

LANGENSTEIN MOLLY · CIK 0001633246 · Chief Private Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,163

Read SEC document
March 28, 2017 Filed Mar 30, 2017 13:57 UTC
BAXTER TIMOTHY GChief Merchandising Officer
Exercise / conversionRestricted Stock Units · Derivative 4,243 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000043 · primary_doc.xml · derivative · entry 4

BAXTER TIMOTHY G · CIK 0001633247 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F3 · derivative.exercise_date: The reporting person was granted 4,243 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

F3 · derivative.expiration_date: The reporting person was granted 4,243 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 13:57 UTC
BAXTER TIMOTHY GChief Merchandising Officer
Exercise / conversionCommon Stock 4,243 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-17-000043 · primary_doc.xml · nonDerivative · entry 1

BAXTER TIMOTHY G · CIK 0001633247 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 14:30 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
Exercise / conversionRestricted Stock Units · Derivative 1,697 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000045 · primary_doc.xml · derivative · entry 3

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F2 · derivative.exercise_date: The reporting person was granted 1,697 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

F2 · derivative.expiration_date: The reporting person was granted 1,697 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 14:30 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
Exercise / conversionCommon Stock 1,697 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-17-000045 · primary_doc.xml · nonDerivative · entry 1

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 14:20 UTC
Ongman Patti HChief Merchandise Planning Ofc
Exercise / conversionCommon Stock · Derivative 4,243 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000044 · primary_doc.xml · derivative · entry 4

Ongman Patti H · CIK 0001633131 · Chief Merchandise Planning Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F3 · derivative.exercise_date: The reporting person was granted 4,243 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

F3 · derivative.expiration_date: The reporting person was granted 4,243 restricted stock units on March 28, 2014, vesting was on March 28, 2017.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 14:20 UTC
Ongman Patti HChief Merchandise Planning Ofc
Exercise / conversionCommon Stock 4,243 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-17-000044 · primary_doc.xml · nonDerivative · entry 1

Ongman Patti H · CIK 0001633131 · Chief Merchandise Planning Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 13:45 UTC
LANGENSTEIN MOLLYChief Private Brands Officer
Exercise / conversionRestricted Stock Units · Derivative 3,394 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000042 · primary_doc.xml · derivative · entry 4

LANGENSTEIN MOLLY · CIK 0001633246 · Chief Private Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F3 · derivative.exercise_date: The reporting person was granted 3,394 restricted stock units on March 28, 2014, vesting was on March 28, 2017

F3 · derivative.expiration_date: The reporting person was granted 3,394 restricted stock units on March 28, 2014, vesting was on March 28, 2017

Read SEC document
March 28, 2017 Filed Mar 30, 2017 13:45 UTC
LANGENSTEIN MOLLYChief Private Brands Officer
Exercise / conversionCommon Stock 3,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-17-000042 · primary_doc.xml · nonDerivative · entry 1

LANGENSTEIN MOLLY · CIK 0001633246 · Chief Private Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 20:34 UTC
Harrison Robert BChief Omnichannel &Ops Officer
GrantOptions to Purchase Common Stock · Derivative 86,412 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000025 · primary_doc.xml · derivative · entry 2

Harrison Robert B · CIK 0001543353 · Chief Omnichannel &Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412

Underlying: Common Stock · 86,412 shares

Expires 2027-03-24

F2 · derivative.exercise_date: Grant to reporting person of options to purchase 86,412 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:49 UTC
LUNDGREN TERRY JDirector · Executive Chair&Chairman of Bd
GrantOptions to Purchase Common Stock · Derivative 290,076 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000029 · primary_doc.xml · derivative · entry 3

LUNDGREN TERRY J · CIK 0001184471 · Director · Executive Chair&Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,076

Underlying: Common Stock · 290,076 shares

Expires 2027-03-24

F3 · derivative.exercise_date: Grant to reporting person of options to purchase 290,076 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:04 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
GrantOptions to Purchase Common Stock · Derivative 24,427 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000031 · primary_doc.xml · derivative · entry 1

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,427

Underlying: Common Stock · 24,427 shares

Expires 2027-03-24

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 24,427 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:58 UTC
MacFarlane Justin SChief Strat/Analyt/Innov Ofc
GrantOptions to Purchase Common Stock · Derivative 73,282 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000030 · primary_doc.xml · derivative · entry 1

MacFarlane Justin S · CIK 0001665839 · Chief Strat/Analyt/Innov Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,282

Underlying: Common Stock · 73,282 shares

Expires 2027-03-24

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 73,282 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:33 UTC
LANGENSTEIN MOLLYChief Private Brands Officer
GrantOptions to Purchase Common Stock · Derivative 86,412 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000028 · primary_doc.xml · derivative · entry 2

LANGENSTEIN MOLLY · CIK 0001633246 · Chief Private Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412

Underlying: Common Stock · 86,412 shares

Expires 2027-03-24

F2 · derivative.exercise_date: Grant to reporting person of options to purchase 86,412 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:21 UTC
Kantor Jeffrey AChief Stores and HR Officer
GrantOptions to Purchase Common Stock · Derivative 97,709 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000027 · primary_doc.xml · derivative · entry 2

Kantor Jeffrey A · CIK 0001542939 · Chief Stores and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,709

Underlying: Common Stock · 97,709 shares

Expires 2027-03-24

F2 · derivative.exercise_date: Grant to reporting person of options to purchase 97,709 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:09 UTC
HOGUET KAREN MChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 86,412 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000026 · primary_doc.xml · derivative · entry 2

HOGUET KAREN M · CIK 0001180671 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412

Underlying: Common Stock · 86,412 shares

Expires 2027-03-24

F2 · derivative.exercise_date: Grant to reporting person of options to purchase 86,412 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 20:21 UTC
Garcia C Elisa DChief Legal Officer &Secretary
GrantOptions to Purchase Common Stock · Derivative 73,282 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000024 · primary_doc.xml · derivative · entry 1

Garcia C Elisa D · CIK 0001402458 · Chief Legal Officer &Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,282

Underlying: Common Stock · 73,282 shares

Expires 2027-03-24

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 73,282 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 20:20 UTC
Gennette JeffreyDirector · President and CEO
GrantOptions to Purchase Common Stock · Derivative 396,946 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0000794367-17-000023 · primary_doc.xml · derivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,946

Underlying: Common Stock · 396,946 shares

Expires 2027-03-24

F2 · derivative.exercise_date: Grant to reporting person of options to purchase 396,946 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:24 UTC
LUNDGREN TERRY JDirector · Chairman and CEO
GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000017 · primary_doc.xml · nonDerivative · entry 2

LUNDGREN TERRY J · CIK 0001184471 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,760

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:24 UTC
LUNDGREN TERRY JDirector · Chairman and CEO
PurchaseCommon Stock 30 $33.47 $1,004.10
Disclosure

SEC source: 0000794367-17-000017 · primary_doc.xml · nonDerivative · entry 1

LUNDGREN TERRY J · CIK 0001184471 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,070

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:31 UTC GrantPhantom Stock Units · Derivative 459 $38.10 $17,487.90
Disclosure

SEC source: 0000794367-17-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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December 31, 2016 Filed Jan 4, 2017 21:15 UTC GrantPhantom Stock Units · Derivative 525 $38.09 $19,997.25
Disclosure

SEC source: 0000794367-17-000002 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Underlying: Common Stock · 525 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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December 31, 2016 Filed Jan 4, 2017 20:54 UTC GrantPhantom Stock Units · Derivative 657 $38.09 $25,025.13
Disclosure

SEC source: 0000794367-17-000001 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

Underlying: Common Stock · 657 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $11.32 $0.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · derivative · entry 6

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $25.32 $0.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · derivative · entry 5

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC SaleCommon Stock 10,000 $41.99 $419,947.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · nonDerivative · entry 4

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC Exercise / conversionCommon Stock 10,000 $11.32 $113,200.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · nonDerivative · entry 3

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC SaleCommon Stock 10,000 $42.00 $419,966.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · nonDerivative · entry 2

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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November 30, 2016 Filed Nov 30, 2016 20:37 UTC Exercise / conversionCommon Stock 10,000 $25.32 $253,200.00
Disclosure

SEC source: 0000794367-16-000288 · primary_doc.xml · nonDerivative · entry 1

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:26 UTC GrantPhantom Stock Units · Derivative 482 $36.31 $17,501.42
Disclosure

SEC source: 0000794367-16-000283 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Common Stock · 482 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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September 30, 2016 Filed Oct 4, 2016 20:15 UTC GrantPhantom Stock Units · Derivative 551 $36.31 $20,006.81
Disclosure

SEC source: 0000794367-16-000282 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551

Underlying: Common Stock · 551 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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September 30, 2016 Filed Oct 4, 2016 19:52 UTC GrantPhantom Stock Units · Derivative 688 $36.31 $24,981.28
Disclosure

SEC source: 0000794367-16-000281 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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September 30, 2016 Filed Oct 4, 2016 19:35 UTC GrantPhantom Stock Units · Derivative 620 $36.31 $22,512.20
Disclosure

SEC source: 0000794367-16-000280 · primary_doc.xml · derivative · entry 1

BOLLENBACH STEPHEN F · CIK 0001159762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 620 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

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September 20, 2016 Filed Sep 22, 2016 15:59 UTC
Garcia C Elisa DChief Legal Officer
GrantRestricted Stock Units · Derivative 21,453 $0.00 $0.00
Disclosure

SEC source: 0000794367-16-000278 · primary_doc.xml · derivative · entry 2

Garcia C Elisa D · CIK 0001402458 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,453

Underlying: Common Stock · 21,453 shares

Expires 2019-09-20

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The units vest 50% each on the second and third anniversary of the grant date.

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September 20, 2016 Filed Sep 22, 2016 15:59 UTC
Garcia C Elisa DChief Legal Officer
GrantOption to Purchase Common Stock · Derivative 84,937 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0000794367-16-000278 · primary_doc.xml · derivative · entry 1

Garcia C Elisa D · CIK 0001402458 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,937

Underlying: Common Stock · 84,937 shares

Expires 2026-09-20

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 84,937 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on September 20, 2017, September 20, 2018, September 20, 2019 and September 20, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.