person · Reporting owner

MacFarlane Justin S

Disclosed activity across 2 companies

Tapewire entity: 152056
SEC CIK: 0001665839

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Ascena Retail Group, Inc.ASNA · Entity 144408	EVP. Chief Customer Officer	January 31, 2020	February 03, 2020
Macy's, Inc.M · Entity 3820	Chief Strat/Analyt/Innov Ofc	October 27, 2017	November 06, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ascena Retail Group, Inc.

Report date January 31, 2020 · Filed February 03, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.46 · Expires 2027-01-31	Direct	5,000	Reported balance After 2020-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-01-31 · Grant · Acquired 5,000 · Balance 5,000 F1: Granted under the Company's 2016 Omnibus Incentive Plan. F2: On January 31, 2020, the reporting person was granted 5,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date.
Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.46 · Expires 2027-01-31	Direct	10,000	Reported balance After 2020-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-01-31 · Grant · Acquired 10,000 · Balance 10,000 F1: Granted under the Company's 2016 Omnibus Incentive Plan. F3: On January 31, 2020, the reporting person was granted 10,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date.
CommonSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2020-01-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Company's 2016 Omnibus Incentive Plan.

F2: On January 31, 2020, the reporting person was granted 5,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date.

F3: On January 31, 2020, the reporting person was granted 10,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date.

Macy's, Inc.

Report date October 27, 2017 · Filed November 06, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,000	Reported balance Holding disclosure · report date 2017-10-27 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 10,000
Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $43.42 · Expires 2026-03-23	Direct	Not disclosed	Reported balance Holding disclosure · report date 2017-10-27 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.
Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $28.17 · Expires 2027-03-24	Direct	Not disclosed	Reported balance Holding disclosure · report date 2017-10-27 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F2: Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.

F2: Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 31, 2020 Filed Feb 3, 2020 11:55 UTC	Ascena Retail Group, Inc. ASNA · Entity 144408	GrantOption To Buy · Derivative	10,000	$0.00 Strike: $4.46	$0.00	Disclosure SEC source: 0001498301-20-000005 · edgar.xml · derivative · entry 3 MacFarlane Justin S · CIK 0001665839 · EVP. Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2027-01-31 F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F3 · derivative.exercise_date: On January 31, 2020, the reporting person was granted 10,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On January 31, 2020, the reporting person was granted 10,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. Read SEC document
January 31, 2020 Filed Feb 3, 2020 11:55 UTC	Ascena Retail Group, Inc. ASNA · Entity 144408	GrantOption To Buy · Derivative	5,000	$0.00 Strike: $4.46	$0.00	Disclosure SEC source: 0001498301-20-000005 · edgar.xml · derivative · entry 2 MacFarlane Justin S · CIK 0001665839 · EVP. Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common · 5,000 shares Expires 2027-01-31 F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_date: On January 31, 2020, the reporting person was granted 5,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 31, 2020, the reporting person was granted 5,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. Read SEC document
March 24, 2017 Filed Mar 28, 2017 21:58 UTC	Macy's, Inc. M · Entity 3820	GrantOptions to Purchase Common Stock · Derivative	73,282	$0.00 Strike: $28.17	$0.00	Disclosure SEC source: 0000794367-17-000030 · primary_doc.xml · derivative · entry 1 MacFarlane Justin S · CIK 0001665839 · Chief Strat/Analyt/Innov Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,282 Underlying: Common Stock · 73,282 shares Expires 2027-03-24 F1 · derivative.exercise_date: Grant to reporting person of options to purchase 73,282 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.