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NYSE · USD

M

Macy's, Inc.

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3820
SEC CIK
0000794367
Parsed reports
495

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026012
Apr 202608
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2020 Filed Apr 8, 2020 18:23 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000056 · primary_doc.xml · derivative · entry 3

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342

Underlying: Common Stock · 671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · derivative.exercise_date: On April 6, 2018 the reporting person was granted 2,684 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On April 6, 2018 the reporting person was granted 2,684 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:23 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
Exercise / conversionCommon Stock 671 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000056 · primary_doc.xml · nonDerivative · entry 1

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1-for-1 conversion.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:31 UTC GrantPhantom Stock Units · Derivative 2,103 $11.90 $25,018.55
Disclosure

SEC source: 0000794367-20-000047 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103

Underlying: Common Stock · 2,103 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:25 UTC GrantPhantom Stock Units · Derivative 1 $7.63 $7.63
Disclosure

SEC source: 0000794367-20-000046 · primary_doc.xml · derivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:10 UTC GrantPhantom Stock Units · Derivative 1 $7.63 $7.63
Disclosure

SEC source: 0000794367-20-000045 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:01 UTC GrantPhantom Stock Units · Derivative 1 $7.63 $7.63
Disclosure

SEC source: 0000794367-20-000044 · primary_doc.xml · derivative · entry 1

LEVINSON SARA · CIK 0001227925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:48 UTC Amendment GrantPhantom Stock Units · Derivative 1,052 $11.89 $12,512.49
Disclosure

SEC source: 0000794367-20-000042 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 1,052 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the Price of Derivative Security on the March 31, 2020 acquisition of Phantom Stock Units, which was previously reported incorrectly.

F2 · derivative.exercise_price: 1-for-1 conversion.

F4 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F3 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:55 UTC GrantPhantom Stock Units · Derivative 1,228 $11.98 $14,711.69
Disclosure

SEC source: 0000794367-20-000043 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:08 UTC GrantPhantom Stock Units · Derivative 1,052 $12,512.00 $13,162,624.00
Disclosure

SEC source: 0000794367-20-000041 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 1,052 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 1,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 9

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 1,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion

F1 · price: One-for-one conversion

F6 · derivative.exercise_date: On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 13,781 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 8

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion

F1 · price: One-for-one conversion

F5 · derivative.exercise_date: On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

F5 · derivative.expiration_date: On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · derivative · entry 7

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 2,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion

F1 · price: One-for-one conversion

F4 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
SaleCommon Stock 5,144 $5.58 $28,721.52
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 5

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,346

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionCommon Stock 13,781 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 4

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionCommon Stock 1,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 3

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
SaleCommon Stock 979 $4.89 $4,788.39
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 2

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:55 UTC
Harper John T.Chief Operations Officer
Exercise / conversionCommon Stock 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000033 · primary_doc.xml · nonDerivative · entry 1

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion

Read SEC document
March 23, 2020 Filed Mar 25, 2020 19:51 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
Exercise / conversionRestricted Stock Units · Derivative 1,040 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000032 · primary_doc.xml · derivative · entry 3

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

Underlying: Common Stock · 1,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F3 · derivative.exercise_date: On March 21, 2019 the reporting person was granted 4,161 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 21, 2019 the reporting person was granted 4,161 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 19:51 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
SaleCommon Stock 422 $4.92 $2,075.23
Disclosure

SEC source: 0000794367-20-000032 · primary_doc.xml · nonDerivative · entry 2

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 19:51 UTC
Williams FeliciaSVP,Controller/Enterprise Risk
Exercise / conversionCommon Stock 1,040 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-20-000032 · primary_doc.xml · nonDerivative · entry 1

Williams Felicia · CIK 0001675737 · SVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:23 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
SaleCommon Stock 6,556 $12.72 $83,416.58
Disclosure

SEC source: 0000794367-20-000024 · primary_doc.xml · nonDerivative · entry 3

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:06 UTC
Harper John T.Chief Operations Officer
SaleCommon Stock 5,209 $12.73 $66,315.26
Disclosure

SEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 3

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,770

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:44 UTC
Garcia C Elisa DCLO & Secretary
SaleCommon Stock 7,868 $12.68 $99,770.96
Disclosure

SEC source: 0000794367-20-000022 · primary_doc.xml · nonDerivative · entry 3

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,599

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:25 UTC
Gennette JeffreyDirector · Chairman and CEO
SaleCommon Stock 47,190 $12.72 $600,214.33
Disclosure

SEC source: 0000794367-20-000021 · primary_doc.xml · nonDerivative · entry 3

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,005

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:23 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
Tax withholdingCommon Stock 416 $13.23 $5,503.68
Disclosure

SEC source: 0000794367-20-000024 · primary_doc.xml · nonDerivative · entry 2

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,396

F2 · shares: Withholding by Macy's, Inc. of 416 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on February 28, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:23 UTC
Williams FeliciaEVP,Controller/Enterprise Risk
GrantCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000024 · primary_doc.xml · nonDerivative · entry 1

Williams Felicia · CIK 0001675737 · EVP,Controller/Enterprise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F1 · shares: Settlement of performance restricted stock units granted in March 2017 following a 3-year (fiscal 2017-2019) performance period. Number includes 1,256 dividend shares accrued during the performance period.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:06 UTC
Harper John T.Chief Operations Officer
Tax withholdingCommon Stock 963 $13.23 $12,740.49
Disclosure

SEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 2

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,979

F2 · shares: Withholding by Macy's, Inc. of 963 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on February 28, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:06 UTC
Harper John T.Chief Operations Officer
GrantCommon Stock 15,632 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000023 · primary_doc.xml · nonDerivative · entry 1

Harper John T. · CIK 0001802657 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,942

F1 · shares: Settlement of performance restricted stock units granted in March 2017 following a 3-year (fiscal 2017-2019) performance period. Number includes 2,519 dividend shares accrued during the performance period.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:44 UTC
Garcia C Elisa DCLO & Secretary
Tax withholdingCommon Stock 722 $13.23 $9,552.06
Disclosure

SEC source: 0000794367-20-000022 · primary_doc.xml · nonDerivative · entry 2

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,467

F2 · shares: Withholding by Macy's, Inc. of 722 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on February 28, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:44 UTC
Garcia C Elisa DCLO & Secretary
GrantCommon Stock 23,453 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000022 · primary_doc.xml · nonDerivative · entry 1

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,189

F1 · shares: Settlement of performance restricted stock units granted in March 2017 following a 3-year (fiscal 2017-2019) performance period. Number includes 3,783 dividend shares accrued during the performance period.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:25 UTC
Gennette JeffreyDirector · Chairman and CEO
Tax withholdingCommon Stock 10,918 $13.23 $144,445.14
Disclosure

SEC source: 0000794367-20-000021 · primary_doc.xml · nonDerivative · entry 2

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,195

F2 · shares: Withholding by Macy's, Inc. of 10,918 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on February 28, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:25 UTC
Gennette JeffreyDirector · Chairman and CEO
GrantCommon Stock 127,060 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000021 · primary_doc.xml · nonDerivative · entry 1

Gennette Jeffrey · CIK 0001457264 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,113

F1 · shares: Settlement of performance restricted stock units granted in March 2017 following a 3-year ( fiscal 2017-2019) performance period. Number includes 20,513 dividend shares accrued during the performance period.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:35 UTC GrantPhantom Stock Units · Derivative 889 $15.69 $13,947.79
Disclosure

SEC source: 0000794367-20-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

Underlying: Common Stock · 889 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:17 UTC GrantPhantom Stock Units · Derivative 1,594 $15.68 $24,994.24
Disclosure

SEC source: 0000794367-20-000002 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:01 UTC GrantPhantom Stock Units · Derivative 797 $15.68 $12,497.12
Disclosure

SEC source: 0000794367-20-000001 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Common Stock · 797 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:13 UTC GrantPhantom Stock Units · Derivative 800 $17.96 $14,371.44
Disclosure

SEC source: 0000794367-19-000104 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:02 UTC GrantPhantom Stock Units · Derivative 1 $17.00 $17.00
Disclosure

SEC source: 0000794367-19-000103 · primary_doc.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:50 UTC GrantPhantom Stock Units · Derivative 1,392 $17.96 $25,004.77
Disclosure

SEC source: 0000794367-19-000102 · primary_doc.xml · derivative · entry 1

Lenehan William H · CIK 0001548409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Underlying: Common Stock · 1,392 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

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September 30, 2019 Filed Oct 1, 2019 15:03 UTC GrantPhantom Stock Units · Derivative 696 $17.96 $12,499.88
Disclosure

SEC source: 0000794367-19-000101 · primary_doc.xml · derivative · entry 1

Hale Leslie D. · CIK 0001520050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696

Underlying: Common Stock · 696 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting Person's termination from the Board of Directors.

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September 23, 2019 Filed Sep 24, 2019 15:12 UTC
Garcia C Elisa DCLO & Secretary
SaleCommon Stock 5,089 $15.48 $78,753.29
Disclosure

SEC source: 0000794367-19-000100 · primary_doc.xml · nonDerivative · entry 2

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

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September 20, 2019 Filed Sep 24, 2019 15:12 UTC
Garcia C Elisa DCLO & Secretary
Exercise / conversionRestricted Stock Units · Derivative 10,726 $0.00 $0.00
Disclosure

SEC source: 0000794367-19-000100 · primary_doc.xml · derivative · entry 3

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F2 · derivative.exercise_date: On September 20, 2016 the reporting person was granted 21,453 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

F2 · derivative.expiration_date: On September 20, 2016 the reporting person was granted 21,453 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

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September 20, 2019 Filed Sep 24, 2019 15:12 UTC
Garcia C Elisa DCLO & Secretary
Exercise / conversionCommon Stock 10,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-19-000100 · primary_doc.xml · nonDerivative · entry 1

Garcia C Elisa D · CIK 0001402458 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

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September 08, 2019 Filed Sep 10, 2019 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 54,722 $0.00 $0.00
Disclosure

SEC source: 0000794367-19-000098 · primary_doc.xml · derivative · entry 3

Lawton III Harry A · CIK 0001647222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,721

Underlying: Common Stock · 54,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F2 · derivative.exercise_date: On September 8, 2017 the reporting person was granted 164,165 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On September 8, 2017 the reporting person was granted 164,165 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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September 08, 2019 Filed Sep 10, 2019 18:57 UTC Tax withholdingCommon Stock 29,124 $15.39 $448,218.36
Disclosure

SEC source: 0000794367-19-000098 · primary_doc.xml · nonDerivative · entry 2

Lawton III Harry A · CIK 0001647222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,636

F3 · shares: Withholding by Macy's, Inc. of 29,124 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of restricted stock units and delivery of common stock.

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September 08, 2019 Filed Sep 10, 2019 18:57 UTC Exercise / conversionCommon Stock 54,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-19-000098 · primary_doc.xml · nonDerivative · entry 1

Lawton III Harry A · CIK 0001647222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

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August 16, 2019 Filed Aug 19, 2019 14:24 UTC PurchaseCommon Stock 1,000 $16.25 $16,250.00
Disclosure

SEC source: 0000794367-19-000092 · primary_doc.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

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July 10, 2019 Filed Jul 10, 2019 19:56 UTC
Price Paula AChief Financial Officer
SaleCommon Stock 1,189 $21.30 $25,326.18
Disclosure

SEC source: 0000794367-19-000089 · primary_doc.xml · nonDerivative · entry 2

Price Paula A · CIK 0001369240 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010

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July 09, 2019 Filed Jul 10, 2019 19:56 UTC
Price Paula AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,199 $0.00 $0.00
Disclosure

SEC source: 0000794367-19-000089 · primary_doc.xml · derivative · entry 3

Price Paula A · CIK 0001369240 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 3,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion.

F2 · derivative.exercise_date: On July 9, 2018, the reporting person was granted 9,599 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On July 9, 2018, the reporting person was granted 9,599 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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July 09, 2019 Filed Jul 10, 2019 19:56 UTC
Price Paula AChief Financial Officer
Exercise / conversionCommon Stock 3,199 Not disclosed Not disclosed
Disclosure

SEC source: 0000794367-19-000089 · primary_doc.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 15:19 UTC GrantPhantom Stock Units · Derivative 635 $22.65 $14,384.46
Disclosure

SEC source: 0000794367-19-000087 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock · 635 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.