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Nasdaq · USD

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LSI INDUSTRIES INC

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Tapewire entity
5205
SEC CIK
0000763532
Parsed reports
638

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202629
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed Jun 1, 2026 20:24 UTC
Galeese James EExecutive VP; CFO
SaleCommon Shares 38,386 $24.29 $932,395.94
Disclosure

SEC source: 0000892251-26-000061 · form4.xml · nonDerivative · entry 2

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,288

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $23.96 to $24.74. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:24 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionCommon Shares 38,386 $4.94 $189,626.84
Disclosure

SEC source: 0000892251-26-000061 · form4.xml · nonDerivative · entry 1

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:21 UTC
Caneris Thomas AEVP, HR and General Counsel
Exercise / conversionOption to Buy · Derivative 60,000 $0.00 Strike: $4.04 $0.00
Disclosure

SEC source: 0000892251-26-000059 · form4.xml · derivative · entry 5

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 60,000 shares

Expires 2029-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have been previously reported on Form 4.

F3 · derivative.exercise_date: Non-qualified stock option granted pursuant to the Employment Offer Letter dated June 13, 2019 between the Reporting Person and the Issuer as an inducement award aside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: 100,000 shares on August 5, 2022. The vesting of the option is subject to the Reporting Person's continued employment with the Issuer as SVP, HR and General Counsel on August 5, 2022.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:21 UTC
Caneris Thomas AEVP, HR and General Counsel
SaleCommon Shares 41,075 $24.29 $997,711.75
Disclosure

SEC source: 0000892251-26-000059 · form4.xml · nonDerivative · entry 4

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,790

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $24.02 to $24.42. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:21 UTC
Caneris Thomas AEVP, HR and General Counsel
SaleCommon Shares 8,151 $24.29 $197,987.79
Disclosure

SEC source: 0000892251-26-000059 · form4.xml · nonDerivative · entry 3

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,865

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $24.02 to $24.42. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:21 UTC
Caneris Thomas AEVP, HR and General Counsel
SaleCommon Shares 60,000 $24.29 $1,457,400.00
Disclosure

SEC source: 0000892251-26-000059 · form4.xml · nonDerivative · entry 2

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,016

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $24.02 to $24.42. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:21 UTC
Caneris Thomas AEVP, HR and General Counsel
Exercise / conversionCommon Shares 60,000 $4.04 $242,400.00
Disclosure

SEC source: 0000892251-26-000059 · form4.xml · nonDerivative · entry 1

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 14:45 UTC GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000050 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,363

Read SEC document
April 01, 2026 Filed Apr 3, 2026 14:41 UTC GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000048 · form4.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,141

Read SEC document
April 01, 2026 Filed Jul 6, 2026 20:21 UTC GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000083 · form4.xml · nonDerivative · entry 2

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,104

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 6, 2026 20:19 UTC GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000081 · form4.xml · nonDerivative · entry 2

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,770

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 6, 2026 20:17 UTC GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000079 · form4.xml · nonDerivative · entry 2

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,191

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 6, 2026 20:14 UTC
Hanson AmyDirector
GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000077 · form4.xml · nonDerivative · entry 2

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,436

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 13, 2026 20:42 UTC Amendment GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000099 · form4a.xml · nonDerivative · entry 2

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,770

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 13, 2026 20:39 UTC Amendment GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000095 · form4a.xml · nonDerivative · entry 2

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,191

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
April 01, 2026 Filed Jul 13, 2026 20:37 UTC Amendment
Hanson AmyDirector
GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000093 · form4a.xml · nonDerivative · entry 2

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,436

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jan 6, 2026 17:29 UTC GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000026 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,163

Read SEC document
January 02, 2026 Filed Jan 6, 2026 17:27 UTC GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000024 · form4.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,941

Read SEC document
January 02, 2026 Filed Jul 6, 2026 20:21 UTC GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000083 · form4.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,904

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 6, 2026 20:19 UTC GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000081 · form4.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,570

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 6, 2026 20:17 UTC GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000079 · form4.xml · nonDerivative · entry 1

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,991

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 6, 2026 20:14 UTC
Hanson AmyDirector
GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000077 · form4.xml · nonDerivative · entry 1

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,236

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 13, 2026 20:42 UTC Amendment GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000099 · form4a.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,570

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 13, 2026 20:39 UTC Amendment GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000095 · form4a.xml · nonDerivative · entry 1

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,991

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
January 02, 2026 Filed Jul 13, 2026 20:37 UTC Amendment
Hanson AmyDirector
GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000093 · form4a.xml · nonDerivative · entry 1

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,236

F1 · security: Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")

Read SEC document
December 26, 2025 Filed Dec 29, 2025 19:54 UTC
Galeese James EExecutive VP; CFO
GrantCommon Shares 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000223 · form4.xml · nonDerivative · entry 1

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,949

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 19:53 UTC
Clark James AnthonyDirector · CEO and President
GrantCommon Shares 4,156 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000221 · form4.xml · nonDerivative · entry 1

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,241

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from $18.29 to $23.12 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from $18.29 to $23.12 per share.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 19:50 UTC
Caneris Thomas AEVP, HR and General Counsel
GrantCommon Shares 2,290 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000219 · form4.xml · nonDerivative · entry 1

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,727

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 00:42 UTC GiftCommon Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-037456 · rdgdoc.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,055

F1 · security: Includes shares held in joint account with spouse.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 13:04 UTC GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000195 · form4.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,435

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:55 UTC GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000193 · form4.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,352

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:52 UTC GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000191 · form4.xml · nonDerivative · entry 1

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,773

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:49 UTC
Hanson AmyDirector
GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000189 · form4.xml · nonDerivative · entry 1

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,018

F1 · balance_after: Amount adjusted for dividend reinvestment plan acquisition of 94 shares.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:46 UTC GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000187 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,945

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:44 UTC GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000185 · form4.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,723

Read SEC document
September 30, 2025 Filed Sep 30, 2025 20:27 UTC
Clark James AnthonyDirector · CEO and President
GrantCommon Shares 3,417 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000146 · form4.xml · nonDerivative · entry 1

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,085

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 20:28 UTC
Caneris Thomas AEVP, HR and General Counsel
GrantCommon Shares 1,882 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000147 · form4.xml · nonDerivative · entry 1

Caneris Thomas A · CIK 0001409783 · EVP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,437

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 20:26 UTC
Galeese James EExecutive VP; CFO
GrantCommon Shares 1,180 Not disclosed Not disclosed
Disclosure

SEC source: 0000892251-25-000145 · form4.xml · nonDerivative · entry 1

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,513

F1 · security: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

F1 · price: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:06 UTC OtherCommon Shares 55,620 $0.00 $0.00
Disclosure

SEC source: 0000892251-25-000132 · form4.xml · nonDerivative · entry 2

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 55,620

F1 · security: Transfer of shares to joint account with spouse.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:06 UTC OtherCommon Shares 55,620 $0.00 $0.00
Disclosure

SEC source: 0000892251-25-000132 · form4.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,487

F1 · security: Transfer of shares to joint account with spouse.

Read SEC document
September 11, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
SaleCommon Shares 29,891 $22.66 $677,330.06
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 8

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,313

F4 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $22.82. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
September 11, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
Exercise / conversionCommon Shares 29,891 $4.40 $131,520.40
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 7

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
SaleCommon Shares 220,109 $22.75 $5,007,479.75
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 6

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,313

F3 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $23.00. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
Exercise / conversionCommon Shares 220,109 $4.40 $968,479.60
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 5

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
SaleCommon Shares 39,067 $22.75 $888,774.25
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 4

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,313

F2 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $23.00. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
Exercise / conversionCommon Shares 39,067 $4.40 $171,894.80
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 3

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
Exercise / conversionOption to Buy · Derivative 500,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · derivative · entry 10

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 500,000 shares

Expires 2028-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: These holdings have been previously reported on Form 4.

F7 · derivative.exercise_date: Non-qualified stock option granted pursuant to the Employment Agreement dated October 15, 2018 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: (i) 250,000 shares on November 1, 2021; (ii) 125,000 shares if the closing price per share of the Issuer's common stock is at least $9.50 per share prior to the expiration of the option; and (iii) 125.000 shares if the closing price per share of the Issuer's common stock is at least $15.00 per share prior to the expiration of the option. The vesting of the option as to each tranche of shares is subject to the Reporting Person's continued employment with the Issuer as President and Chief Executive Officer on November 1, 2021.

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September 09, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
SaleCommon Shares 210,933 $22.86 $4,821,928.38
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 2

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,313

F1 · shares: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.75 to $23.13. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.

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September 09, 2025 Filed Sep 11, 2025 20:05 UTC
Clark James AnthonyDirector · CEO and President
Exercise / conversionCommon Shares 210,933 $4.40 $928,105.20
Disclosure

SEC source: 0000892251-25-000125 · form4.xml · nonDerivative · entry 1

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2025 Filed Sep 10, 2025 15:55 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionOption to Buy · Derivative 21,701 $0.00 Strike: $5.92 $0.00
Disclosure

SEC source: 0000892251-25-000123 · form4.xml · derivative · entry 7

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 38,000 shares

Expires 2027-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These holdings have previously been reported on Form 4.

F5 · derivative.exercise_date: The options vest ratably over a three year time period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.