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Nasdaq · USD

LYTS

LSI INDUSTRIES INC

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Tapewire entity
5205
SEC CIK
0000763532
Parsed reports
638

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202629
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 625 $7.38 $4,612.50
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 10

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,362

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 23, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 1,439 $7.38 $10,619.82
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 10

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,759

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 23, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 1,037 $7.38 $7,653.06
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 10

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,229

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 23, 2020 Filed Aug 13, 2021 13:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 155 $7.38 $1,143.90
Disclosure

SEC source: 0001567619-21-015351 · doc1.xml · nonDerivative · entry 10

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 09, 2020 Filed Aug 13, 2021 14:03 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 257 $7.48 $1,922.36
Disclosure

SEC source: 0001567619-21-015358 · doc1.xml · nonDerivative · entry 8

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,479

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 09, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 585 $7.48 $4,375.80
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 9

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,737

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 09, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 1,427 $7.48 $10,673.96
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 9

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,320

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 09, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 1,029 $7.48 $7,696.92
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 9

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,192

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 09, 2020 Filed Aug 13, 2021 13:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 154 $7.48 $1,151.92
Disclosure

SEC source: 0001567619-21-015351 · doc1.xml · nonDerivative · entry 9

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,440

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:04 UTC GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017417 · doc1.xml · nonDerivative · entry 1

MORGAN JOHN K · CIK 0001183392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,144

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:03 UTC GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017416 · doc1.xml · nonDerivative · entry 1

MORGAN JOHN K · CIK 0001183392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,144

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:02 UTC GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017415 · doc1.xml · nonDerivative · entry 1

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:54 UTC
Hanson AmyDirector
GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017414 · doc1.xml · nonDerivative · entry 1

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,966

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:51 UTC GrantCommon Stock 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017413 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,577

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:48 UTC GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017412 · doc1.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,355

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:44 UTC GrantCommon Shares 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017411 · doc1.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,470

Read SEC document
September 30, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 8,057 $6.75 $54,384.75
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 8

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,152

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 11,259 $6.75 $75,998.25
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 8

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,893

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 4,444 $6.75 $29,997.00
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 8

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,163

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 25, 2020 Filed Aug 13, 2021 14:03 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 298 $6.42 $1,913.16
Disclosure

SEC source: 0001567619-21-015358 · doc1.xml · nonDerivative · entry 7

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,222

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 25, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 679 $6.42 $4,359.18
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 7

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,095

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 25, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 1,654 $6.42 $10,618.68
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 7

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,634

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 25, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 1,192 $6.42 $7,652.64
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 7

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,719

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 25, 2020 Filed Aug 13, 2021 13:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 178 $6.42 $1,142.76
Disclosure

SEC source: 0001567619-21-015351 · doc1.xml · nonDerivative · entry 8

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,286

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 11, 2020 Filed Aug 13, 2021 14:03 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 303 $6.35 $1,924.05
Disclosure

SEC source: 0001567619-21-015358 · doc1.xml · nonDerivative · entry 6

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,924

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 11, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 689 $6.35 $4,375.15
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 6

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,416

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 11, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 1,681 $6.35 $10,674.35
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 6

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,980

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 11, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 1,212 $6.35 $7,696.20
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 6

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,527

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 11, 2020 Filed Aug 13, 2021 13:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 181 $6.35 $1,149.35
Disclosure

SEC source: 0001567619-21-015351 · doc1.xml · nonDerivative · entry 7

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,108

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 28, 2020 Filed Aug 13, 2021 14:03 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 137 $6.99 $957.63
Disclosure

SEC source: 0001567619-21-015358 · doc1.xml · nonDerivative · entry 5

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,621

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 28, 2020 Filed Aug 13, 2021 14:00 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 623 $6.99 $4,354.77
Disclosure

SEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 5

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,727

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 28, 2020 Filed Aug 13, 2021 13:57 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 1,519 $6.99 $10,617.81
Disclosure

SEC source: 0001567619-21-015354 · doc1.xml · nonDerivative · entry 5

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,299

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 28, 2020 Filed Aug 13, 2021 13:54 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Stock 1,095 $6.99 $7,654.05
Disclosure

SEC source: 0001567619-21-015353 · doc1.xml · nonDerivative · entry 5

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,315

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 28, 2020 Filed Aug 13, 2021 13:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 82 $6.99 $573.18
Disclosure

SEC source: 0001567619-21-015351 · doc1.xml · nonDerivative · entry 6

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,927

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:46 UTC
Prachar Michael A.Chief Marketing Officer
GrantOption to Buy · Derivative 10,487 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015801 · doc1.xml · derivative · entry 4

Prachar Michael A. · CIK 0001801099 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,487

Underlying: Common Stock · 10,487 shares

Expires 2030-08-19

F2 · derivative.exercise_date: The options vest ratably over a three year time period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:46 UTC
Prachar Michael A.Chief Marketing Officer
GrantCommon Shares 5,824 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015801 · doc1.xml · nonDerivative · entry 1

Prachar Michael A. · CIK 0001801099 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:45 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantOption to Buy · Derivative 21,928 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015800 · doc1.xml · derivative · entry 5

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,928

Underlying: Common Shares · 21,928 shares

Expires 2030-08-19

F4 · derivative.exercise_date: The options vest ratably over a three year period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:45 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Shares 10,654 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015800 · doc1.xml · nonDerivative · entry 1

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,654

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:44 UTC
Beck Michael CSr Vice President - Operations
GrantOption to Buy · Derivative 21,070 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015799 · doc1.xml · derivative · entry 5

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,070

Underlying: Common Shares · 21,070 shares

Expires 2030-08-19

F4 · derivative.exercise_date: The options vest ratably over a three year period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:44 UTC
Beck Michael CSr Vice President - Operations
GrantCommon Shares 10,238 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015799 · doc1.xml · nonDerivative · entry 1

Beck Michael C · CIK 0001766725 · Sr Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,238

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:43 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantOption to Buy · Derivative 13,096 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015798 · doc1.xml · derivative · entry 12

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,096

Underlying: Common Shares · 13,096 shares

Expires 2030-08-19

F3 · derivative.exercise_date: The options vest ratably over a three year time period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:43 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Shares 7,272 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015798 · doc1.xml · nonDerivative · entry 2

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,070

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:42 UTC
Galeese James EExecutive VP; CFO
GrantOption to Buy · Derivative 22,586 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015797 · doc1.xml · derivative · entry 6

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,586

Underlying: Common Shares · 22,586 shares

Expires 2030-08-19

F4 · derivative.exercise_date: The options vest ratably over a three year time period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:42 UTC
Galeese James EExecutive VP; CFO
GrantCommon Shares 10,974 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015797 · doc1.xml · nonDerivative · entry 2

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,840

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:41 UTC
Clark James AnthonyDirector · CEO and President
GrantOption to Buy · Derivative 76,271 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001567619-20-015796 · doc1.xml · derivative · entry 4

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,271

Underlying: Common Shares · 76,271 shares

Expires 2030-08-19

F4 · derivative.exercise_date: The options vest ratably over a three year time period.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:41 UTC
Clark James AnthonyDirector · CEO and President
GrantCommon Shares 26,471 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015796 · doc1.xml · nonDerivative · entry 1

Clark James Anthony · CIK 0001756328 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,191

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:41 UTC GrantCommon Shares 4,000 $6.80 $27,200.00
Disclosure

SEC source: 0001567619-20-015795 · doc1.xml · nonDerivative · entry 1

MORGAN JOHN K · CIK 0001183392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,935

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(d)(1) promulgated under the Act.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 13:16 UTC Exercise / conversionOption to Buy · Derivative 2,500 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001567619-20-015656 · doc1.xml · derivative · entry 2

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,500 shares

Expires 2020-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have been previously reported on Form 4.

F1 · derivative.exercise_date: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 13:16 UTC Exercise / conversionCommon Shares 2,500 $5.21 $13,025.00
Disclosure

SEC source: 0001567619-20-015656 · doc1.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 13, 2021 14:03 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 293 $6.57 $1,925.01
Disclosure

SEC source: 0001567619-21-015358 · doc1.xml · nonDerivative · entry 4

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,484

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.