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Nasdaq · USD

LYTS

LSI INDUSTRIES INC

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Tapewire entity
5205
SEC CIK
0000763532
Parsed reports
638

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202629
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 436 $11.84 $5,162.24
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 14

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,962

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 18, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 421 $10.54 $4,437.34
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 13

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,691

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 18, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,277 $10.54 $13,459.58
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 13

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,620

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 18, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 681 $10.54 $7,177.74
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 13

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,581

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 18, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 490 $10.54 $5,164.60
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 13

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,526

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 04, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 473 $9.38 $4,436.74
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 12

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,270

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 04, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,435 $9.38 $13,460.30
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 12

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,343

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 04, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 765 $9.38 $7,175.70
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 12

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,900

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 04, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 551 $9.38 $5,168.38
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 12

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,036

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:13 UTC Exercise / conversionOption to Buy · Derivative 1,500 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001567619-22-019052 · doc1.xml · derivative · entry 2

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,500 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:13 UTC Exercise / conversionCommon Shares 1,500 $6.28 $9,420.00
Disclosure

SEC source: 0001567619-22-019052 · doc1.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 611 $7.26 $4,435.86
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 11

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,797

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 21, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,854 $7.26 $13,460.04
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 11

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,908

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 21, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 988 $7.26 $7,172.88
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 11

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,135

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 21, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 712 $7.26 $5,169.12
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 11

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,485

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 07, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 541 $8.20 $4,436.20
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 10

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,186

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 07, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,642 $8.20 $13,464.40
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 10

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,054

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 07, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 875 $8.20 $7,175.00
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 10

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,147

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 07, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 630 $8.20 $5,166.00
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 10

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,773

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:43 UTC GrantCommon Shares 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018117 · doc1.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,163

F1 · balance_after: This amount includes 2,695 additional shares issued at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:31 UTC GrantCommon Shares 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018108 · doc1.xml · nonDerivative · entry 1

Lenard Chantel E · CIK 0001753259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,480

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:30 UTC GrantCommon Shares 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018107 · doc1.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,360

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:29 UTC
Hanson AmyDirector
GrantCommon Shares 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018106 · doc1.xml · nonDerivative · entry 1

Hanson Amy · CIK 0001435869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,971

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:28 UTC GrantCommon Shares 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018109 · doc1.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,975

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:28 UTC GrantCommon Stock 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018105 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,582

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
September 23, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 616 $7.20 $4,435.20
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 9

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,645

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 23, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,870 $7.20 $13,464.00
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 9

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,412

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 23, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 997 $7.20 $7,178.40
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 9

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,272

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 23, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 718 $7.20 $5,169.60
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 9

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,143

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:45 UTC
Bastian Jeffery S.Chief Accounting Officer
Exercise / conversionOption to Buy · Derivative 2,716 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001437749-22-022756 · rdgdoc.xml · derivative · entry 9

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,481

Underlying: Common Shares · 7,197 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have been previously reported on Form 4.

F4 · derivative.exercise_date: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.

F5 · derivative.exercise_date: The reporting person sold 9,341 shares on September 13, 2022 and an additional 462 shares were withheld to pay taxes. This information corrects the information in Table 1 of the reporting persons September 13, 2022 Form 4.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:45 UTC
Bastian Jeffery S.Chief Accounting Officer
SaleCommon Shares 2,612 $8.30 $21,679.60
Disclosure

SEC source: 0001437749-22-022756 · rdgdoc.xml · nonDerivative · entry 4

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,214

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:45 UTC
Bastian Jeffery S.Chief Accounting Officer
Tax withholdingCommon Shares 104 $8.30 $863.20
Disclosure

SEC source: 0001437749-22-022756 · rdgdoc.xml · nonDerivative · entry 3

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,826

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:45 UTC
Bastian Jeffery S.Chief Accounting Officer
Exercise / conversionCommon Shares 2,716 $7.20 $19,555.20
Disclosure

SEC source: 0001437749-22-022756 · rdgdoc.xml · nonDerivative · entry 2

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:44 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionOption to Buy · Derivative 5,512 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001437749-22-022755 · rdgdoc.xml · derivative · entry 7

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,386

Underlying: Common Shares · 43,898 shares

Expires 2028-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have previously been reported on Form 4.

F4 · derivative.exercise_date: The options vest ratably over a three year time period.

F5 · derivative.exercise_date: The reporting person sold 17,446 shares on September 13, 2022 and an additional 2,456 shares were withheld to pay taxes. This information corrects the information in Table I of the reporting persons September 13, 2022 Form 4.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:44 UTC
Galeese James EExecutive VP; CFO
SaleCommon Shares 4,865 $8.30 $40,379.50
Disclosure

SEC source: 0001437749-22-022755 · rdgdoc.xml · nonDerivative · entry 4

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,365

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:44 UTC
Galeese James EExecutive VP; CFO
Tax withholdingCommon Shares 647 $8.30 $5,370.10
Disclosure

SEC source: 0001437749-22-022755 · rdgdoc.xml · nonDerivative · entry 3

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,230

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:44 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionCommon Shares 5,512 $4.94 $27,229.28
Disclosure

SEC source: 0001437749-22-022755 · rdgdoc.xml · nonDerivative · entry 2

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:43 UTC
Bastian Jeffery S.Chief Accounting Officer
Exercise / conversionOption to Buy · Derivative 9,803 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001437749-22-022558 · rdgdoc.xml · derivative · entry 9

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,197

Underlying: Common Shares · 17,000 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have been previously reported on Form 4.

F4 · derivative.exercise_date: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:43 UTC
Bastian Jeffery S.Chief Accounting Officer
SaleCommon Shares 6,961 $8.60 $59,864.60
Disclosure

SEC source: 0001437749-22-022558 · rdgdoc.xml · nonDerivative · entry 4

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,411

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:43 UTC
Bastian Jeffery S.Chief Accounting Officer
Tax withholdingCommon Shares 2,842 $8.60 $24,441.20
Disclosure

SEC source: 0001437749-22-022558 · rdgdoc.xml · nonDerivative · entry 3

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,372

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:43 UTC
Bastian Jeffery S.Chief Accounting Officer
Exercise / conversionCommon Shares 9,803 $7.20 $70,581.60
Disclosure

SEC source: 0001437749-22-022558 · rdgdoc.xml · nonDerivative · entry 2

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:42 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionOption to Buy · Derivative 19,902 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001437749-22-022557 · rdgdoc.xml · derivative · entry 7

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,898

Underlying: Common Shares · 19,902 shares

Expires 2028-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These holdings have previously been reported on Form 4.

F4 · derivative.exercise_date: The options vest ratably over a three year time period.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:42 UTC
Galeese James EExecutive VP; CFO
SaleCommon Shares 14,130 $8.60 $121,518.00
Disclosure

SEC source: 0001437749-22-022557 · rdgdoc.xml · nonDerivative · entry 4

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,463

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:42 UTC
Galeese James EExecutive VP; CFO
Tax withholdingCommon Shares 5,772 $8.60 $49,639.20
Disclosure

SEC source: 0001437749-22-022557 · rdgdoc.xml · nonDerivative · entry 3

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,593

Read SEC document
September 13, 2022 Filed Sep 15, 2022 22:42 UTC
Galeese James EExecutive VP; CFO
Exercise / conversionCommon Shares 19,902 $4.94 $98,315.88
Disclosure

SEC source: 0001437749-22-022557 · rdgdoc.xml · nonDerivative · entry 2

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 518 $8.15 $4,221.70
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 8

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,029

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 09, 2022 Filed Aug 10, 2023 12:56 UTC
Clark James AnthonyCEO and President
GrantCommon Stock 1,458 $8.15 $11,882.70
Disclosure

SEC source: 0000892251-23-000103 · form5.xml · nonDerivative · entry 8

Clark James Anthony · CIK 0001756328 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,542

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 09, 2022 Filed Aug 10, 2023 12:51 UTC
Caneris Thomas ASr. VP, HR and General Counsel
GrantCommon Stock 838 $8.15 $6,829.70
Disclosure

SEC source: 0000892251-23-000099 · form5.xml · nonDerivative · entry 8

Caneris Thomas A · CIK 0001409783 · Sr. VP, HR and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,275

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

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September 09, 2022 Filed Aug 10, 2023 12:50 UTC
Bastian Jeffery S.Chief Accounting Officer
GrantCommon Stock 604 $8.15 $4,922.60
Disclosure

SEC source: 0000892251-23-000097 · form5.xml · nonDerivative · entry 8

Bastian Jeffery S. · CIK 0001708953 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,425

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

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August 26, 2022 Filed Aug 10, 2023 12:58 UTC
Galeese James EExecutive VP; CFO
GrantCommon Stock 509 $8.03 $4,087.27
Disclosure

SEC source: 0000892251-23-000105 · form5.xml · nonDerivative · entry 7

Galeese James E · CIK 0001708704 · Executive VP; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,511

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.