LYB

SEC source: 0001225208-17-007496 · doc4.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,282

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007494 · doc4.xml · nonDerivative · entry 2

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,561

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007494 · doc4.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,732

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007495 · doc4.xml · nonDerivative · entry 2

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,854

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007495 · doc4.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,896

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007498 · doc4.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,019.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007498 · doc4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007497 · doc4.xml · nonDerivative · entry 2

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001225208-17-007497 · doc4.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,957

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.

SEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 4

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,772

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 3

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,121

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 2

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,973

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 1

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456,829

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.

F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 8

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,912

F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 7

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,411

F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 6

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,439

F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 5

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595,550

F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.

F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001225208-17-005489 · doc4.xml · derivative · entry 4

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,304

Underlying: Class A ordinary shares · 6,423 shares

Expires 2027-03-01

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of March 1, 2017.

SEC source: 0001225208-17-005489 · doc4.xml · derivative · entry 3

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881

Underlying: Class A ordinary shares · 6,881 shares

Expires 2027-03-01

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,295 vest on March 1, 2018, 2,293 vest on March 1, 2019 and 2,293 vest on March 1, 2020.

SEC source: 0001225208-17-005489 · doc4.xml · nonDerivative · entry 2

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

F2 · balance_after: Includes 3,835 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019; 745 granted March 1, 2017 vest on March 1, 2020 and 1,598 granted on March 1, 2017 that vest on March 1, 2020.

SEC source: 0001225208-17-005489 · doc4.xml · nonDerivative · entry 1

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237

F1 · balance_after: Includes 2,237 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019 and 745 granted March 1, 2017 vest on March 1, 2020.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 4

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,951

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 3

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,493

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 2

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,571

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 1

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,634,722

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.

F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001225208-17-005369 · doc4.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,853.751

F1 · balance_after: Includes 2,193 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 287 granted on February 12, 2013 vest on February 12, 2018; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.

SEC source: 0001225208-17-005368 · doc4.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,646

F1 · balance_after: Includes 4,453 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 446 granted on February 12, 2013 vest on February 12, 2018; 328 granted on February 17, 2015 vest on February 17, 2018; 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020.

SEC source: 0001225208-17-004193 · doc4.xml · derivative · entry 10

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 2,970 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.

SEC source: 0001225208-17-004193 · doc4.xml · derivative · entry 9

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Underlying: Class A ordinary shares · 4,518 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.

SEC source: 0001225208-17-004193 · doc4.xml · derivative · entry 8

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Class A ordinary shares · 3,112 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,112 vested on February 16, 2017; 3,111 vest on February 16, 2018 and 3,111 vest on February 16, 2019.

SEC source: 0001225208-17-004193 · doc4.xml · derivative · entry 7

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 4,169 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 6

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,514

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.00 to $94.06. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 5

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 4

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 3

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 2

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 4

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 3

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 2

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,262

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 1

AI New Holdings 2 LLC · CIK 0001696975 · 10% owner

RSB 2 Ltd · CIK 0001697129 · 10% owner

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner

AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner

Blavatnik Len · CIK 0001326628 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,840,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.

F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001225208-17-004194 · doc4.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,262

F1 · balance_after: Includes 140,195 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 24,106 granted on February 16, 2017 that vest on February 16, 2020.

SEC source: 0001225208-17-004196 · doc4.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,989.751

F1 · balance_after: Includes 2,566 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 373 granted on February 28, 2012 vest on February 28, 2017; 287 granted on February 12, 2013 vest on February 12, 2018; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.

SEC source: 0001225208-17-004195 · doc4.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

F1 · balance_after: Includes 5,037 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 584 granted on February 28, 2012 vest on February 28, 2017; 446 granted on February 12, 2013 vest on February 12, 2018; 328 granted on February 17, 2015 vest on February 17, 2018; 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020.

SEC source: 0001225208-17-004193 · doc4.xml · nonDerivative · entry 1

Wolf Jacquelyn H · CIK 0001350861 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,514

F1 · balance_after: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.

SEC source: 0001225208-17-004032 · doc4.xml · derivative · entry 2

Sumruld Michael W · CIK 0001694261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Class A ordinary shares · 4,063 shares

Expires 2027-02-16

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,355 vest on February 16, 2018, 1,354 vest on February 16, 2019 and 1,354 vest on February 16, 2020.

SEC source: 0001225208-17-004032 · doc4.xml · nonDerivative · entry 1

Sumruld Michael W · CIK 0001694261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945

F1 · balance_after: Includes 945 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan granted on February 16, 2017 that vest on February 16, 2020.

SEC source: 0001225208-17-004026 · doc4.xml · derivative · entry 2

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,868

Underlying: Class A ordinary shares · 26,868 shares

Expires 2027-02-16

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.

SEC source: 0001225208-17-004026 · doc4.xml · nonDerivative · entry 1

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,002

F1 · balance_after: Includes 13,148 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,452 granted on January 1, 2016 that vest on January 1, 2018 and 3,452 granted on January 1, 2016 that vest on January 1, 2019. The 6,244 RSUs reported on this Form 4 vest on February 16, 2020.

SEC source: 0001225208-17-004027 · doc4.xml · derivative · entry 2

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,981

Underlying: Class A ordinary shares · 22,981 shares

Expires 2027-02-16

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 7,661 vest on February 16, 2018, 7,660 vest on February 16, 2019 and 7,660 vest on February 16, 2020.

SEC source: 0001225208-17-004027 · doc4.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613.734

F1 · balance_after: Includes 10,863 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018 and 4,235 granted on February 16, 2016 that vest on February 16, 2019. The 5,341 RSUs reported on this Form 4 vest on February 16, 2020.