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LYB

LyondellBasell Industries N.V.

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3246
SEC CIK
0001489393
Parsed reports
791

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2019 Filed Jan 3, 2019 15:12 UTC Tax withholdingClass A Ordinary Shares 919 $83.16 $76,424.04
Disclosure

SEC source: 0001562180-19-000113 · primarydocument.xml · nonDerivative · entry 1

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,561

F1 · balance_after: Includes 18,687 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 6,978 granted on February 16, 2016 that vest on February 16, 2019, 6,244 granted on February 16, 2017 that vest on February 16, 2020, and 5,465 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC GrantClass A Ordinary Shares 530 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000115 · primarydocument.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,204

F2 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC Tax withholdingClass A Ordinary Shares 50 $83.16 $4,158.00
Disclosure

SEC source: 0001562180-19-000115 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,674

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:17 UTC GrantClass A Ordinary Shares 68 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000117 · primarydocument.xml · nonDerivative · entry 1

Hanley Michael Sean · CIK 0001760238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982

F1 · kind: Upon his appointment, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Upon his appointment, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Upon his appointment, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Incudes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 914 granted on November 30, 2018 that vest on November 30, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:13 UTC GrantClass A Ordinary Shares 499 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000116 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439.612

F2 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:13 UTC Tax withholdingClass A Ordinary Shares 60 $83.16 $4,989.60
Disclosure

SEC source: 0001562180-19-000116 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,940.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:12 UTC GrantClass A Ordinary Shares 454 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000114 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,953

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 17:28 UTC PurchaseClass A Ordinary Shares 5,000 $88.63 $443,150.00
Disclosure

SEC source: 0001562180-18-004882 · primarydocument.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438.573

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 19:16 UTC GrantClass A Ordinary Shares 1,662 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004792 · primarydocument.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,002

F1 · balance_after: Includes 3,179 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019 and 1,662 granted on November 30, 2018 that vest on May 31, 2019.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 19:17 UTC GrantClass A Ordinary Shares 914 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004794 · primarydocument.xml · nonDerivative · entry 1

Hanley Michael Sean · CIK 0001760238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan on November 30, 2018 that vest on November 30, 2019.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 19:17 UTC Tax withholdingClass A Ordinary Shares 464 $93.31 $43,295.84
Disclosure

SEC source: 0001562180-18-004793 · primarydocument.xml · nonDerivative · entry 1

GWIN ROBERT G · CIK 0001277260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,471

F1 · shares: On November 30, 2018 the reporting person's restricted stock units vested 2,765 shares, upon accelerated vesting, pursuant to the terms of the award agreement. 464 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
November 13, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 30,959 $95.72 $2,963,361.43
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100,000

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.5500 to $96.0500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 13, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 455,814 $95.05 $43,323,662.10
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069,041

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5500 to $95.5400, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 42,201 $96.18 $4,058,938.60
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613,227

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.0050 to $96.8200, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 907,799 $95.58 $86,765,612.82
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571,026

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.0050 to $96.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 306,738 $96.08 $29,472,583.32
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663,227

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.9400 to $96.5050, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:53 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 443,462 $95.82 $42,492,041.03
Disclosure

SEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.9400 to $95.9350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 471,851 $96.29 $45,433,400.35
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 7

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913,027

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.9400 to $96.5800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 243,188 $95.68 $23,267,960.33
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,441,176

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.9400 to $95.9350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 134,567 $96.80 $13,025,533.88
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197,988

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.5800 to $96.9400, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 132,585 $96.21 $12,755,989.59
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063,421

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.5750 to $96.5700, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 105,553 $95.11 $10,038,913.61
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930,836

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5750 to $95.5700, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 67,378 $95.11 $6,408,644.99
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,283

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.0100 to $95.5500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 23:56 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 447,333 $94.66 $42,342,752.45
Disclosure

SEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757,905

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.0050 to $95.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 23:42 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 131,870 $93.10 $12,277,743.16
Disclosure

SEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,572

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.6500 to $93.2500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:56 UTC
Roudeix RichardSVP, O&P - EAI
Exercise / conversionStock Options (Right to Buy) · Derivative 820 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001562180-18-004439 · primarydocument.xml · derivative · entry 5

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 820 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 341 vested on February 28, 2013, 339 vested on February 28, 2014 and 339 vested on February 28, 2015.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:56 UTC
Roudeix RichardSVP, O&P - EAI
Exercise / conversionStock Options (Right to Buy) · Derivative 199 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001562180-18-004439 · primarydocument.xml · derivative · entry 4

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Class A Ordinary Shares · 199 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 341 vested on February 28, 2013, 339 vested on February 28, 2014 and 339 vested on February 28, 2015.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:56 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 545 $93.10 $50,739.50
Disclosure

SEC source: 0001562180-18-004439 · primarydocument.xml · nonDerivative · entry 3

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.751

F1 · balance_after: Includes 2,575 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:56 UTC
Roudeix RichardSVP, O&P - EAI
Exercise / conversionClass A Ordinary Shares 820 $44.00 $36,080.00
Disclosure

SEC source: 0001562180-18-004439 · primarydocument.xml · nonDerivative · entry 2

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754.751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,575 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:56 UTC
Roudeix RichardSVP, O&P - EAI
Exercise / conversionClass A Ordinary Shares 199 $44.00 $8,756.00
Disclosure

SEC source: 0001562180-18-004439 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,934.751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,575 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:42 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 703,764 $92.78 $65,296,138.81
Disclosure

SEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,702

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2600 to $93.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 23:42 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 198,549 $92.46 $18,358,495.75
Disclosure

SEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,938

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2000 to $92.6500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 23:42 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 112,096 $91.43 $10,249,396.87
Disclosure

SEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,389

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.1900 to $92.1650, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 23:42 UTC
Blavatnik Len10% owner
PurchaseOrdinary shares 164,293 $90.41 $14,853,960.14
Disclosure

SEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,293

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.1825 to $91.1800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 11:09 UTC Tax withholdingClass A Ordinary Shares 11 $102.51 $1,127.61
Disclosure

SEC source: 0001562180-18-004082 · primarydocument.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,724

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 11:09 UTC GrantClass A Ordinary Shares 398 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004082 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,735

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 15:08 UTC Tax withholdingClass A Ordinary Shares 13 $102.51 $1,332.63
Disclosure

SEC source: 0001562180-18-004081 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 15:08 UTC GrantClass A Ordinary Shares 357 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004081 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,013.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 15:08 UTC GrantClass A Ordinary Shares 334 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004080 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,499

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
July 01, 2018 Filed Jul 2, 2018 22:19 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 36 $109.85 $3,954.60
Disclosure

SEC source: 0001562180-18-003178 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735.751

F1 · shares: On July 1, 2018 the reporting person's restricted stock units automatically vested 97 shares. 36 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 2,575 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:08 UTC Tax withholdingClass A Ordinary Shares 63 $109.85 $6,920.55
Disclosure

SEC source: 0001562180-18-003175 · primarydocument.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,337

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:08 UTC GrantClass A Ordinary Shares 392 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003175 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

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June 30, 2018 Filed Jul 2, 2018 22:16 UTC GrantClass A Ordinary Shares 330 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003177 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,165

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 22:09 UTC Tax withholdingClass A Ordinary Shares 77 $109.85 $8,458.45
Disclosure

SEC source: 0001562180-18-003176 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,656.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 22:09 UTC GrantClass A Ordinary Shares 353 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003176 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,733.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

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June 01, 2018 Filed Jun 4, 2018 21:01 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
Tax withholdingClass A Ordinary Shares 23 $113.12 $2,601.76
Disclosure

SEC source: 0001562180-18-002824 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,233

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 92 shares of restricted stock units granted to the Reporting Person on June 1, 2015.

F2 · balance_after: Includes 5,895 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,461 granted on February 16, 2016 that vest on February 16, 2019; 2,126 granted on February 16, 2017 that vest on February 16, 2020 and 2,308 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:35 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002766 · primarydocument.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,340

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 17:48 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002774 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,008

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 17:55 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002775 · primarydocument.xml · nonDerivative · entry 1

van der Meer Rudy · CIK 0001499629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,876

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:48 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002773 · primarydocument.xml · nonDerivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,474

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.