LWLG

SEC source: 0001079973-26-000033 · ownership.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-26-000033 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 23,511 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture,

SEC source: 0001079973-26-000029 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-26-000029 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-26-000037 · ownership.xml · derivative · entry 3

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-26-000037 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001079973-26-000045 · ownership.xml · derivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-26-000045 · ownership.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,535

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of equity awards during 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.205, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-26-000045 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-25-001550 · ownership.xml · nonDerivative · entry 2

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,811

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.

F2 · balance_after: Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001079973-25-001544 · ownership.xml · nonDerivative · entry 2

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,802

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.18, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-25-001546 · ownership.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,583

F3 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.92 to $3.98, inclusive. The reporting person undertakes to provide to Lightwave Logic, Inc., any security holder of Lightwave Logic, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: Includes 23,511 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture,

SEC source: 0001079973-25-001550 · ownership.xml · derivative · entry 3

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-25-001550 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001079973-25-001544 · ownership.xml · derivative · entry 3

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-25-001544 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-25-001548 · ownership.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-25-001548 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-25-001546 · ownership.xml · derivative · entry 4

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-25-001546 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 23,511 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture,

SEC source: 0001079973-25-001542 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001079973-25-001542 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-25-001481 · ownership.xml · nonDerivative · entry 1

Le Maitre Yves · CIK 0001334769 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,505,921

F1 · shares: Represents grants of RSUs from the Issuer. 610,749 of the RSU's vest on each of March 12, 2026, September 12, 2026, March 12, 2027, and 610,750 of the RSU's vest September 12, 2027, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

SEC source: 0001553350-25-000080 · ownership.xml · derivative · entry 2

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · balance_after: Represents total number of RSU's beneficially owned as of 07/15/2025.

SEC source: 0001553350-25-000080 · ownership.xml · nonDerivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-25-000084 · ownership.xml · derivative · entry 2

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · balance_after: Represents total number of RSU's beneficially owned as of 07/15/2025.

SEC source: 0001553350-25-000084 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001553350-25-000082 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · balance_after: Represents total number of RSU's beneficially owned as of 07/15/2025.

SEC source: 0001553350-25-000082 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001553350-25-000083 · ownership.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · balance_after: Represents total number of RSU's beneficially owned as of 07/15/2025.

SEC source: 0001553350-25-000083 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 17,241shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001553350-25-000081 · ownership.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F4 · balance_after: Represents total number of RSU's beneficially owned as of 07/15/2025.

SEC source: 0001553350-25-000081 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 23,511 shares of common stock issued pursuant to a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture

SEC source: 0001079973-25-001094 · ownership.xml · derivative · entry 1

CONNELLY THOMAS M JR · CIK 0001127286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · balance_after: Represents total number of RSU's beneficially owned as of 06/30/2025.

SEC source: 0001079973-25-001098 · ownership.xml · derivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · balance_after: Represents total number of RSU's beneficially owned as of 06/30/2025.

SEC source: 0001079973-25-001096 · ownership.xml · derivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,675

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · balance_after: Represents total number of RSU's beneficially owned as of 06/30/2025.

SEC source: 0001079973-25-001090 · ownership.xml · derivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · balance_after: Represents total number of RSU's beneficially owned as of 06/30/2025.

SEC source: 0001079973-25-001092 · ownership.xml · derivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vest on July 15, 2025, with remaining vesting as follows: 20,161 shares vest on each of September 30, 2025, December 31, 2025, and March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.

F3 · balance_after: Represents total number of RSU's beneficially owned as of 06/30/2025.

SEC source: 0001553350-25-000071 · ownership.xml · derivative · entry 3

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,336

Underlying: Common Stock · 1,150,000 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 1, 2015, the Issuer granted the reporting person an option to purchase up to 1,150,000 shares of Issuer common stock. All 1,150,000 options vest on July 1, 2015.

SEC source: 0001553350-25-000071 · ownership.xml · nonDerivative · entry 2

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,938

F1 · shares: Represents shares withheld by the Issuer in connection with a net settlement of a stock option exercise. Shares were withheld for the payment of the exercise price and withholding taxes.

SEC source: 0001553350-25-000071 · ownership.xml · nonDerivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-25-001039 · ownership.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,001

F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock.

SEC source: 0001079973-25-000334 · ownership.xml · derivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670,000

Underlying: Common Stock · 50,000 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2015.

SEC source: 0001079973-25-000334 · ownership.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,311

F1 · shares: Shares withheld for payment of exercise price.

SEC source: 0001079973-25-000334 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-25-000295 · ownership.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030,000

Underlying: Common Stock · 50,000 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 4, 2015, the registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2015.

SEC source: 0001079973-25-000295 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-25-000293 · ownership.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,942,336

Underlying: Common Stock · 32,336 shares

Expires 2035-02-05

F1 · derivative.exercise_date: 1. Represents an option award pursuant to the Company's 2016 Equity Incentive Plan. All 32,336 options vest on February 6, 2025.

SEC source: 0001079973-25-000098 · ownership.xml · derivative · entry 2

Zelibor Thomas Edward · CIK 0001439722 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 01/14/2020 the registrant granted the reporting person an option to purchase up to 110,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020.

SEC source: 0001079973-25-000098 · ownership.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.