LVO

SEC source: 0001213900-21-060995 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,666

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.10, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

SEC source: 0001213900-21-060995 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.115 to $2.22, inclusive. The Reporting Person undertakes to provide to LiveOne, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-060867 · ownership.xml · nonDerivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 890,186

F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust").

F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

SEC source: 0001213900-21-059681 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.30, inclusive. The Reporting Person undertakes to provide to LiveOne, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-057876 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679,666

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.35 to $2.39, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

SEC source: 0001213900-21-057876 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,666

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.365 to $2.41, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

SEC source: 0001213900-21-057876 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.34 to $2.39, inclusive. The Reporting Person undertakes to provide to LiveOne, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-060178 · ownership.xml · derivative · entry 3

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,689

Underlying: Common Stock, $0.001 par value · 41,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

F2 · derivative.expiration_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

SEC source: 0001213900-21-060178 · ownership.xml · nonDerivative · entry 2

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,008

F3 · shares: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F3 · price: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-21-060178 · ownership.xml · nonDerivative · entry 1

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-21-048076 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.24 to $3.26, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-045763 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.365 to $3.39, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-044638 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.115 to $3.14, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-043891 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.885 to $2.96, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-043759 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.86, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-043531 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,913,027

F2 · price: These shares were issued by the Issuer to Trinad Capital Master Fund, Ltd. ("Trinad Capital") pursuant to the Amendment of Notes Agreement, dated as of August 11, 2021 (the "Amendment Agreement"), between the Issuer and Trinad Capital, pursuant to which the maturity date of all of the Issuer's unsecured convertible notes issued to Trinad Capital was extended to May 31, 2023. These shares vested upon issuance.

F5 · ownership.nature: Includes (i) 6,839,899 shares of Issuer's common stock owned by Trinad Capital as of August 17, 2021, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management") as of August 17, 2021, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Issuer's common stock owned by JJAT Corp. ("JJAT") as of August 17, 2021, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6)

F6 · ownership.nature: (continued from footnote 5), (iv) approximately 1,872,435 shares of Issuer's common stock issuable as of August 17, 2021 upon conversion of Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of Issuer's public offering completed on December 27, 2017, and (v) 666,667 stock options to purchase shares of Issuer's common stock at an exercise price of $4.00 per share. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.

F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8 · ownership.nature: Does not include (i) 4,415,986 shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, (ii) 88,660 RSUs that shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from Issuer, and (iii) 500,000 stock options granted by Issuer to the Reporting Person which have not yet vested and which shall vest in accordance with certain conditions specified in the Reporting Person's employment agreement with Issuer, subject to his continued employment with Issuer through the applicable vesting date.

SEC source: 0001213900-21-043531 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,666

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.7694 to $280, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-043537 · ownership.xml · nonDerivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 880,186

F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust").

F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

SEC source: 0001213900-21-043531 · ownership.xml · derivative · entry 4

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,492

Underlying: Common Stock, $0.001 par value · 63,492 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from August 1, 2020 to August 15, 2020, and 100% of his monthly base salary in Issuer's equity for the period from August 16, 2020 to December 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Plan the form of payout of the RSUs (cash and/or stock).

F4 · derivative.exercise_date: These RSUs were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from August 1, 2020 to August 15, 2020, and 100% of his monthly base salary in Issuer's equity for the period from August 16, 2020 to December 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Plan the form of payout of the RSUs (cash and/or stock).

F4 · derivative.expiration_date: These RSUs were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from August 1, 2020 to August 15, 2020, and 100% of his monthly base salary in Issuer's equity for the period from August 16, 2020 to December 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Plan the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-043531 · ownership.xml · derivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,168

Underlying: Common Stock, $0.001 par value · 19,842 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units ("RSUs") were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from April 1, 2020 to July 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Issuer's 2016 Equity Incentive Plan, as amended (the "Plan"), the form of payout of the RSUs (cash and/or stock).

F3 · derivative.exercise_date: These restricted stock units ("RSUs") were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from April 1, 2020 to July 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Issuer's 2016 Equity Incentive Plan, as amended (the "Plan"), the form of payout of the RSUs (cash and/or stock).

F3 · derivative.expiration_date: These restricted stock units ("RSUs") were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in Issuer's equity for the period from April 1, 2020 to July 31, 2020. These RSUs shall vest on September 7, 2022, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from the Issuer. Each RSU represents a contingent right to receive one share of Issuer's common stock or the cash value thereof. The Issuer's Board, in its sole discretion, will determine in accordance with the Issuer's 2016 Equity Incentive Plan, as amended (the "Plan"), the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-043530 · ownership.xml · derivative · entry 6

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 13,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in equity of the Issuer for the period from April 1, 2020 through July 31, 2020. These RSUs vested in August 2021 and were settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock.

F3 · derivative.expiration_date: These RSUs were issued by the Issuer to the Reporting Person pursuant to his agreement to accept 50% of his monthly base salary in equity of the Issuer for the period from April 1, 2020 through July 31, 2020. These RSUs vested in August 2021 and were settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock.

SEC source: 0001213900-21-043530 · ownership.xml · derivative · entry 5

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,067

Underlying: Common Stock, $0.001 par value · 83,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

F2 · derivative.expiration_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

SEC source: 0001213900-21-043530 · ownership.xml · nonDerivative · entry 4

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,989

F4 · shares: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnotes 2 and 3. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F4 · price: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnotes 2 and 3. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-21-043530 · ownership.xml · nonDerivative · entry 3

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-21-043530 · ownership.xml · nonDerivative · entry 2

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,227

F4 · shares: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnotes 2 and 3. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F4 · price: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnotes 2 and 3. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-21-043530 · ownership.xml · nonDerivative · entry 1

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

SEC source: 0001213900-21-032795 · ownership.xml · derivative · entry 1

Wachsberger Patrick D · CIK 0001765520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

Underlying: Common Stock, $0.001 par value · 30,645 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032796 · ownership.xml · derivative · entry 1

Arani Ramin · CIK 0001764185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,258

Underlying: Common Stock, $0.001 par value · 32,258 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032794 · ownership.xml · derivative · entry 1

Garrido Maria D · CIK 0001839155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,032

Underlying: Common Stock, $0.001 par value · 29,032 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032792 · ownership.xml · derivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Underlying: Common Stock, $0.001 par value · 33,871 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032793 · ownership.xml · derivative · entry 1

Solomon Kenneth A · CIK 0001781934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790

Underlying: Common Stock, $0.001 par value · 32,790 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032791 · ownership.xml · derivative · entry 1

Foster Craig L · CIK 0001572394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,629

Underlying: Common Stock, $0.001 par value · 37,629 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-032790 · ownership.xml · derivative · entry 1

Baker Bridget · CIK 0001584004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

Underlying: Common Stock, $0.001 par value · 30,645 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-21-018960 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586,566

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

SEC source: 0001213900-21-018960 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,566

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.08 to $4.15, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-016755 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,209,952

F1 · price: These shares were issued by the Issuer to Trinad Capital Master Fund, Ltd. ("Trinad Capital") pursuant to the Amendment of Notes Agreement, dated as of January 11, 2021, between the Issuer and Trinad Capital, pursuant to which the maturity date of all of the Issuer's unsecured convertible notes issued to Trinad Capital was extended to May 31, 2022.

F2 · ownership.nature: Includes (i) 6,849,529 shares of the Issuer's common stock (the "Common Stock") owned by Trinad Capital as of March 19, 2021, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management") as of March 19, 2021, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Common Stock owned by JJAT Corp. ("JJAT") as of March 19, 2021, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 3)

F3 · ownership.nature: (continued from footnote 2) and (iv) approximately 1,826,397 shares of Common Stock issuable as of March 19, 2021 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.

F4 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F5 · ownership.nature: Does not include (i) 4,473,475 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person.

SEC source: 0001213900-21-017036 · ownership.xml · nonDerivative · entry 1

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,699

F1 · shares: These shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required additional tax withholding in connection with the settlement of the Reporting Person's certain restricted stock units in 2020. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F1 · price: These shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required additional tax withholding in connection with the settlement of the Reporting Person's certain restricted stock units in 2020. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

SEC source: 0001213900-21-016755 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,566

SEC source: 0001213900-21-015929 · ownership.xml · nonDerivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 860,186

F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust").

F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

SEC source: 0001213900-21-014007 · ownership.xml · nonDerivative · entry 1

Wachsberger Patrick D · CIK 0001765520 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,710

F1 · ownership.nature: Represents shares held by the Wachsberger Family Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

SEC source: 0001213900-21-013017 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,566

SEC source: 0001213900-21-013017 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,466

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.89, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-011908 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,866

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

SEC source: 0001213900-21-011908 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,366

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

SEC source: 0001213900-21-011908 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,866

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.52, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-21-036419 · ownership.xml · derivative · entry 1

Garrido Maria D · CIK 0001839155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,953

Underlying: Common Stock, $0.001 par value · 21,953 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Board for the period from December 29, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F1 · date: The Form 4 filed by the Reporting Person on June 16, 2021 representing a grant of restricted stock units of the Issuer ("RSUs") as part of the Issuer's director compensation program erroneously reported a grant of 29,032 RSUs to the Reporting Person on June 14, 2021. The actual number of RSUs granted to the Reporting Person is 21,953 and was granted on December 29, 2020 and reported on a Form 3 filed by the Reporting Person on January 7, 2021. The purpose of this amended Form 4 is to correctly reflect the actual number of RSUs originally granted on December 29, 2020 in Table II as the Reporting Person did not receive additional RSUs as fees for her services on the Issuer's board of directors (the "Board").

F2 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Board for the period from December 29, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

F2 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Board for the period from December 29, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).

SEC source: 0001213900-20-044629 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,766

SEC source: 0001213900-20-043630 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,566

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.12 to $3.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

SEC source: 0001213900-20-043630 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,366

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.81 to $2.93, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

SEC source: 0001213900-20-043129 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,866

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.