LTRX

SEC source: 0001683168-20-003707 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

SEC source: 0001683168-20-003705 · ownership.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-003705 · ownership.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

SEC source: 0001683168-20-003706 · ownership.xml · derivative · entry 3

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-003706 · ownership.xml · nonDerivative · entry 1

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

SEC source: 0001683168-20-003704 · ownership.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-003704 · ownership.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

SEC source: 0001683168-20-003708 · ownership.xml · derivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The stock options shall vest monthly at the rate of 1/12 of the Shares per month, such that one hundred percent (100%) of the Shares will be fully vested on the one (1) year anniversary of the Grant Date.

SEC source: 0001683168-20-003707 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-003706 · ownership.xml · derivative · entry 2

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-003703 · ownership.xml · derivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The stock options shall vest monthly at the rate of 1/12 of the Shares per month, such that one hundred percent (100%) of the Shares will be fully vested on the one (1) year anniversary of the Grant Date.

SEC source: 0001683168-20-003156 · ownership.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-003156 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,765

F2 · kind: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-003156 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-002988 · ownership.xml · derivative · entry 5

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020.

F3 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 4

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,285

F4 · kind: In accordance with the terms of the applicable RSU award agreement, 2,161 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020.

F3 · price: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002989 · ownership.xml · derivative · entry 5

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,875

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020.

F3 · derivative.expiration_date: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 4

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,981

F4 · kind: In accordance with the terms of the applicable RSU award agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020.

F3 · price: On May 1, 2019 the reporting person was granted 250,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (62,500 shares) vested on June 1, 2020 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2024. This transaction reflects the vesting and payment of 15,625 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002987 · ownership.xml · derivative · entry 5

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,502

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 45,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (11,250 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 2,812 RSUs subject to the award on September 1, 2020.

F3 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 45,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (11,250 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 2,812 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002987 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,947

F4 · kind: In accordance with the terms of the applicable RSU award agreement, 973 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002987 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On August 31, 2018, the reporting person was granted 45,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (11,250 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 2,812 RSUs subject to the award on September 1, 2020.

F3 · price: On August 31, 2018, the reporting person was granted 45,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (11,250 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 2,812 RSUs subject to the award on September 1, 2020.

SEC source: 0001683168-20-002986 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 2,402 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002986 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

F1 · kind: On February 1, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. Sixteen percent of the target number of RSUs subject to the award are eligible to vest in fiscal 2020 and 42% of the target number of RSUs subject to the award are eligible to vest in each of the remaining two years beginning in fiscal 2021 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 7,130 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

F1 · price: On February 1, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. Sixteen percent of the target number of RSUs subject to the award are eligible to vest in fiscal 2020 and 42% of the target number of RSUs subject to the award are eligible to vest in each of the remaining two years beginning in fiscal 2021 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 7,130 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

SEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,196

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 4,769 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,965

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 13,792 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 13,792 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

SEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,759

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 36,686 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002989 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,445

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 106,089 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 106,089 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

SEC source: 0001683168-20-002987 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,108

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 5,503 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-002987 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,611

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 15,913 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 15,913 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020.

SEC source: 0001683168-20-002866 · ownership.xml · derivative · entry 3

BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002866 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002496 · ownership.xml · derivative · entry 2

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-20-002496 · ownership.xml · nonDerivative · entry 1

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on August 1, 2019 (the "Grant Date").

SEC source: 0001683168-20-002429 · ownership.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002429 · ownership.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-001951 · ownership.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 500 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001951 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,698

F2 · kind: In accordance with the terms of the RSU Agreement, 500 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-001951 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001902 · ownership.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2020-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-001902 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,948

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.60 to $3.74. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-20-001902 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

SEC source: 0001683168-20-001833 · ownership.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,314

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 1,099 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001833 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,948

F2 · kind: In accordance with the terms of the RSU Agreement, 1,099 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-001833 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001829 · ownership.xml · derivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 2,214 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001829 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,173

F2 · kind: In accordance with the terms of the RSU Agreement, 2,214 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-20-001829 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

SEC source: 0001683168-20-001831 · ownership.xml · derivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 21,576 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs shall vest on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years.