Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2022 Filed Jan 18, 2022 21:04 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
Tax withholdingCommon Stock | 2,158 | $0.82 | $1,770.42 |
DisclosureSEC source: 0001891257-22-000004 · wf-form4_164253988021529.xml · nonDerivative · entry 2 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,827 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F3 · balance_after: Includes 119,000 unvested restricted stock. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:06 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,611 | $0.82 | $5,423.66 |
DisclosureSEC source: 0001334549-22-000004 · wf-form4_164253997450422.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,065 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F3 · balance_after: Includes 371,750 unvested restricted stock. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 21:04 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
Tax withholdingCommon Stock | 2,563 | $0.81 | $2,066.55 |
DisclosureSEC source: 0001891257-22-000004 · wf-form4_164253988021529.xml · nonDerivative · entry 1 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,985 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 123,000 unvested restricted stock. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 21:06 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,471 | $0.81 | $5,217.57 |
DisclosureSEC source: 0001334549-22-000004 · wf-form4_164253997450422.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,676 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 383,500 unvested restricted stock. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:21 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 16,740 | $0.87 | $14,481.77 |
DisclosureSEC source: 0001334549-22-000002 · wf-form4_164202250108559.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,147 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 395,000 unvested restricted stock. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:20 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
Tax withholdingCommon Stock | 4,722 | $0.87 | $4,085.00 |
DisclosureSEC source: 0001891257-22-000002 · wf-form4_164202240462407.xml · nonDerivative · entry 3 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,548 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 127,750 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:21 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001334549-22-000002 · wf-form4_164202250108559.xml · derivative · entry 4 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-01-10 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:21 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 56,410 | $0.92 | $51,727.97 |
DisclosureSEC source: 0001334549-22-000002 · wf-form4_164202250108559.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,887 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 424,750 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:21 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 401,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001334549-22-000002 · wf-form4_164202250108559.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,297 F1 · shares: Represents 401,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 424,750 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:20 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
GrantStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001891257-22-000002 · wf-form4_164202240462407.xml · derivative · entry 4 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2032-01-10 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:20 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
Tax withholdingCommon Stock | 17,405 | $0.92 | $15,960.39 |
DisclosureSEC source: 0001891257-22-000002 · wf-form4_164202240462407.xml · nonDerivative · entry 2 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,270 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 136,500 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:20 UTC |
Girolamo Todd CCLO, SVP of Corp Dev
|
GrantCommon Stock | 129,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001891257-22-000002 · wf-form4_164202240462407.xml · nonDerivative · entry 1 Girolamo Todd C · CIK 0001891257 · CLO, SVP of Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,675 F1 · shares: Represents 129,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 136,500 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:17 UTC |
Whitaker Anne ClemDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001593283-22-000002 · wf-form4_164202220799670.xml · nonDerivative · entry 1 Whitaker Anne Clem · CIK 0001593283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,635 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 156,145 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:18 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantStock Option (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001879231-22-000002 · wf-form4_164202231648913.xml · derivative · entry 3 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2032-01-10 F4 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:18 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 7,694 | $0.92 | $7,055.40 |
DisclosureSEC source: 0001879231-22-000002 · wf-form4_164202231648913.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,203 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 257,750 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:18 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001879231-22-000002 · wf-form4_164202231648913.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,897 F1 · shares: Represents 64,500 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 257,750 unvested restricted stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:15 UTC |
TRABER PETER GDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001284500-22-000003 · wf-form4_164202210716166.xml · nonDerivative · entry 1 TRABER PETER G · CIK 0001284500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,190 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 103,165 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:13 UTC |
MYERS STEVEN SDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001078274-22-000002 · wf-form4_164202201016542.xml · nonDerivative · entry 1 MYERS STEVEN S · CIK 0001078274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,269 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 103,165 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:12 UTC |
KLOSK STEVEN MDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001192621-22-000002 · wf-form4_164202191754951.xml · nonDerivative · entry 1 KLOSK STEVEN M · CIK 0001192621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,390 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 103,165 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:10 UTC |
Flowers Cynthia LouiseDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001741455-22-000002 · wf-form4_164202181534309.xml · nonDerivative · entry 1 Flowers Cynthia Louise · CIK 0001741455 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,847 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 103,165 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:09 UTC |
Davidson Michael H.Director
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001573785-22-000002 · wf-form4_164202172785612.xml · nonDerivative · entry 1 Davidson Michael H. · CIK 0001573785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,753 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 137,207 unvested restricted stock units. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:06 UTC |
BROWN GREGORY BDirector
|
GrantCommon Stock | 65,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001373585-22-000002 · wf-form4_164202157345903.xml · nonDerivative · entry 1 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,040 F1 · shares: Represents 65,430 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 10, 2023. F2 · balance_after: Includes 103,165 unvested restricted stock units. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 22:03 UTC |
MYERS STEVEN SDirector
|
PurchaseCommon Stock | 33,785 | $0.89 | $30,190.28 |
DisclosureSEC source: 0001078274-21-000006 · wf-form4_163917382551212.xml · nonDerivative · entry 1 MYERS STEVEN S · CIK 0001078274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,839 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8802 to $0.9000, inclusive. The reporting person undertakes to provide Caladrius Biosciences, Inc., any security holder of Caladrius Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Represents 37,735 unvested restricted stock awards granted under Issuer's 2018 Equity Incentive Compensation plan, which will vest on January 11, 2022. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantStock Option (Right to Buy) · Derivative | 1,137,915 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001879231-21-000006 · wf-form4_163069943394562.xml · derivative · entry 3 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,915 Underlying: Common Stock · 1,137,915 shares Expires 2031-09-01 F3 · shares: One-third of the shares underlying the stock options vest immediately on the grant date, with an additional one-third vesting on each of the first and second annual anniversaries of the grant date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 50,103 | $1.28 | $64,131.84 |
DisclosureSEC source: 0001879231-21-000006 · wf-form4_163069943394562.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,397 F2 · balance_after: Includes 209,375 unvested restricted stock awards. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:04 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 312,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001879231-21-000006 · wf-form4_163069943394562.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,500 F1 · shares: Represents 312,500 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in three equal installments, with one-third of the shares vesting on the date of grant and an additional one-third vesting on each of the first and second annual anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,936 | $1.56 | $9,260.16 |
DisclosureSEC source: 0001334549-21-000005 · wf-form4_161074450975521.xml · nonDerivative · entry 4 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,505 F2 · balance_after: Shares withheld as payment of a tax liability on vesting of restricted stock. F5 · balance_after: Includes 124,000 unvested restricted stock. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,425 | $1.55 | $9,958.75 |
DisclosureSEC source: 0001334549-21-000005 · wf-form4_161074450975521.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,441 F2 · balance_after: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 135,750 unvested restricted stock. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 21,787 | $1.55 | $33,769.85 |
DisclosureSEC source: 0001334549-21-000005 · wf-form4_161074450975521.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,866 F2 · balance_after: Shares withheld as payment of a tax liability on vesting of restricted stock. F3 · balance_after: Includes 147,250 unvested restricted stock. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001334549-21-000005 · wf-form4_161074450975521.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,653 F1 · balance_after: Reflects 39,000 in performance rights, the criteria for which was satisfied on January 13, 2021 and which vested on that same date. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:23 UTC |
Whitaker Anne ClemDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001593283-21-000005 · wf-form4_161049377878308.xml · nonDerivative · entry 1 Whitaker Anne Clem · CIK 0001593283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,205 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 117,205 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:21 UTC |
TRABER PETER GDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001284500-21-000003 · wf-form4_161049368350061.xml · nonDerivative · entry 1 TRABER PETER G · CIK 0001284500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,760 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 56,027 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:20 UTC |
Flowers Cynthia LouiseDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001741455-21-000003 · wf-form4_161049361662902.xml · nonDerivative · entry 1 Schwalm Cynthia · CIK 0001741455 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,417 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 60,117 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:19 UTC |
MYERS STEVEN SDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001078274-21-000003 · wf-form4_161049352547004.xml · nonDerivative · entry 1 MYERS STEVEN S · CIK 0001078274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,054 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 56,027 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:17 UTC |
KLOSK STEVEN MDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001192621-21-000003 · wf-form4_161049344702656.xml · nonDerivative · entry 1 KLOSK STEVEN M · CIK 0001192621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,960 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 56,027 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:16 UTC |
Davidson Michael H.Director
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001573785-21-000005 · wf-form4_161049336019219.xml · nonDerivative · entry 1 Davidson Michael H. · CIK 0001573785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,323 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 88,798 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:14 UTC |
BROWN GREGORY BDirector
|
GrantCommon Stock | 37,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001373585-21-000003 · wf-form4_161049328096383.xml · nonDerivative · entry 1 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,610 F1 · shares: Represents 37,735 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 11, 2022. F2 · balance_after: Includes 56,027 unvested restricted stock units. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:12 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001334549-21-000002 · wf-form4_161049314731155.xml · derivative · entry 4 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-01-11 F6 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:12 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 16,621 | $1.59 | $26,427.39 |
DisclosureSEC source: 0001334549-21-000002 · wf-form4_161049314731155.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,653 F2 · balance_after: Shares withheld as payment of a tax liability on vesting of restricted stock. F5 · balance_after: Includes 147,250 unvested restricted stock. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 23:12 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 119,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001334549-21-000002 · wf-form4_161049314731155.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,274 F3 · shares: Represents 119,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F4 · balance_after: Includes 177,000 unvested restricted stock. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:12 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,726 | $1.60 | $7,561.60 |
DisclosureSEC source: 0001334549-21-000002 · wf-form4_161049314731155.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,274 F1 · balance_after: Includes 58,000 unvested restricted stock. F2 · balance_after: Shares withheld as payment of a tax liability on vesting of restricted stock. Read SEC document |
| November 01, 2020 Filed Nov 4, 2020 00:02 UTC |
Whitaker Anne ClemDirector
|
GrantCommon Stock | 79,470 | $1.51 | $119,999.70 |
DisclosureSEC source: 0001104659-20-121061 · tm2034944d2form4.xml · nonDerivative · entry 1 Whitaker Anne Clem · CIK 0001593283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,470 F1 · shares: Represents 79,470 shares of restricted stock units granted under the 2018 Equity Incentive Compensation Plan. The shares of restricted stock units will vest in annual installments over a three-year period with the initial vesting on November 1, 2021. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 20:01 UTC |
Davidson Michael H.Director
|
PurchaseCommon Stock | 55,525 | $1.80 | $99,945.00 |
DisclosureSEC source: 0001573785-20-000017 · wf-form4_159976808251973.xml · nonDerivative · entry 1 Davidson Michael H. · CIK 0001573785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,588 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $1.74 to $1.84, inclusive. The reporting person undertakes to provide Caladrius Biosciences, Inc., any security holder of Caladrius Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 51,063 shares of unvested restricted stock units. Read SEC document |
| July 28, 2020 Filed Aug 12, 2020 13:21 UTC |
Davidson Michael H.Director
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GrantCommon Stock | 51,063 | $2.35 | $119,998.05 |
DisclosureSEC source: 0001573785-20-000014 · wf-form4_159723846932411.xml · nonDerivative · entry 1 Davidson Michael H. · CIK 0001573785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,063 F1 · shares: Represents 51,063 shares of restricted stock units granted under the 2018 Equity Incentive Compensation Plan. The shares of restricted stock units will vest in annual installments over a three-year period with the initial vesting on July 28, 2021. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 21:06 UTC |
Talamo JosephSVP and CFO
|
Tax withholdingCommon Stock | 2,190 | $3.38 | $7,402.20 |
DisclosureSEC source: 0001524547-20-000005 · wf-form4_157912240103290.xml · nonDerivative · entry 3 Talamo Joseph · CIK 0001524547 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,644 F2 · balance_after: Includes 25,575 unvested restricted stock awards. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 21:05 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,382 | $3.38 | $21,571.16 |
DisclosureSEC source: 0001334549-20-000005 · wf-form4_157912231463372.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,382 F2 · balance_after: Includes 66,325 unvested restricted stock awards. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 21:03 UTC |
LOSORDO DOUGLAS WSee Remarks
|
Tax withholdingCommon Stock | 2,190 | $3.38 | $7,402.20 |
DisclosureSEC source: 0001583810-20-000006 · wf-form4_157912217471029.xml · nonDerivative · entry 3 LOSORDO DOUGLAS W · CIK 0001583810 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,406 F2 · balance_after: Includes 25,575 unvested restricted stock awards. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:13 UTC |
BROWN GREGORY BDirector
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GrantRestricted Stock Units | 18,292 | $3.28 | $59,997.76 |
DisclosureSEC source: 0001373585-20-000002 · wf-form4_157903639231877.xml · nonDerivative · entry 1 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,875 F1 · shares: Represents 18,292 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 13, 2021. F2 · balance_after: Includes 18,292 unvested restricted stock units. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:16 UTC |
MYERS STEVEN SDirector
|
GrantRestricted Stock Units | 18,292 | $3.28 | $59,997.76 |
DisclosureSEC source: 0001078274-20-000002 · wf-form4_157903658241365.xml · nonDerivative · entry 1 MYERS STEVEN S · CIK 0001078274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,319 F1 · shares: Represents 18,292 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 13, 2021. F2 · balance_after: Includes 18,292 unvested restricted stock units. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:19 UTC |
TRABER PETER GDirector
|
GrantRestricted Stock Units | 18,292 | $3.28 | $59,997.76 |
DisclosureSEC source: 0001284500-20-000002 · wf-form4_157903675526265.xml · nonDerivative · entry 1 TRABER PETER G · CIK 0001284500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,025 F1 · shares: Represents 18,292 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 13, 2021. F2 · balance_after: Includes 18,292 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.