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Laird Superfood, Inc.

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137
SEC CIK
0001650696
Parsed reports
173

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202650
Jun 202650
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
McCormick Andrew J.General Counsel and Secretary
GrantStock Option (right to buy) · Derivative 5,116 $0.00 Strike: $43.53 $0.00
Disclosure

SEC source: 0001123292-21-000168 · edgar.xml · derivative · entry 3

McCormick Andrew J. · CIK 0001819437 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

Underlying: Common Stock · 5,116 shares

Expires 2031-02-01

F3 · derivative.exercise_date: The stock option vests over four years.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
McCormick Andrew J.General Counsel and Secretary
GrantPerformance Units · Derivative 19,538 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000168 · edgar.xml · derivative · entry 2

McCormick Andrew J. · CIK 0001819437 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,538

Underlying: Common Stock · 19,538 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of Company common stock. The performance units vest (i) 50% upon the volume weighted average price of the Company's common stock equaling or exceeding $100 per share over any 30 trading day period within the three years following the grant date, and (ii) subject to the satisfaction of such volume weighted average price criteria, 25% upon the later of the satisfaction of such volume weighted average price criteria and each of the second and third anniversaries of the grant date.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of Company common stock. The performance units vest (i) 50% upon the volume weighted average price of the Company's common stock equaling or exceeding $100 per share over any 30 trading day period within the three years following the grant date, and (ii) subject to the satisfaction of such volume weighted average price criteria, 25% upon the later of the satisfaction of such volume weighted average price criteria and each of the second and third anniversaries of the grant date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
McCormick Andrew J.General Counsel and Secretary
GrantCommon Stock 2,527 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000168 · edgar.xml · nonDerivative · entry 1

McCormick Andrew J. · CIK 0001819437 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521

F1 · kind: Represents a grant of restricted stock units. The restricted stock units vest over four years.

F1 · price: Represents a grant of restricted stock units. The restricted stock units vest over four years.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:08 UTC
McGuire ScottChief Operating Officer
GrantPerformance Units · Derivative 21,314 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000167 · edgar.xml · derivative · entry 1

McGuire Scott · CIK 0001832784 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,314

Underlying: Common Stock · 21,314 shares

Expires 2024-02-01

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of Company common stock. The performance units vest (i) 50% upon the volume weighted average price of the Company's common stock equaling or exceeding $100 per share over any 30 trading day period within the three years following the grant date, and (ii) subject to the satisfaction of such volume weighted average price criteria, 25% upon the later of the satisfaction of such volume weighted average price criteria and each of the second and third anniversaries of the grant date.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of Company common stock. The performance units vest (i) 50% upon the volume weighted average price of the Company's common stock equaling or exceeding $100 per share over any 30 trading day period within the three years following the grant date, and (ii) subject to the satisfaction of such volume weighted average price criteria, 25% upon the later of the satisfaction of such volume weighted average price criteria and each of the second and third anniversaries of the grant date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:46 UTC
Hodge Paul Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 1,608 $47.32 $76,090.56
Disclosure

SEC source: 0001209191-21-001658 · doc4.xml · nonDerivative · entry 2

Hodge Paul Jr. · CIK 0001818400 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul W. Hodge, Jr. Revocable Trust

Disclosed balance after: 266,465

F2 · kind: Represents shares withheld to satisfy taxes. No shares were sold.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:46 UTC
Hodge Paul Jr.Director · Chief Executive Officer
GrantCommon Stock 4,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001658 · doc4.xml · nonDerivative · entry 1

Hodge Paul Jr. · CIK 0001818400 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul W. Hodge, Jr. Revocable Trust

Disclosed balance after: 268,073

F1 · kind: Represents a grant of restricted stock units, which vested December 31, 2020.

F1 · price: Represents a grant of restricted stock units, which vested December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:49 UTC
McCormick Andrew J.General Counsel & Secretary
Tax withholdingCommon Stock 601 $47.32 $28,439.32
Disclosure

SEC source: 0001209191-21-001666 · doc4.xml · nonDerivative · entry 2

McCormick Andrew J. · CIK 0001819437 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,994

F2 · kind: Represents shares withheld to satisfy taxes. No shares were sold.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:49 UTC
McCormick Andrew J.General Counsel & Secretary
GrantCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001666 · doc4.xml · nonDerivative · entry 1

McCormick Andrew J. · CIK 0001819437 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · kind: Represents a grant of restricted stock units, which vested December 31, 2020.

F1 · price: Represents a grant of restricted stock units, which vested December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:47 UTC
Ells ValerieChief Financial Officer
Tax withholdingCommon Stock 909 $47.32 $43,013.88
Disclosure

SEC source: 0001209191-21-001662 · doc4.xml · nonDerivative · entry 2

Ells Valerie · CIK 0001819235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

F2 · kind: Represents shares withheld to satisfy taxes. No shares were sold.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:47 UTC
Ells ValerieChief Financial Officer
GrantCommon Stock 2,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001662 · doc4.xml · nonDerivative · entry 1

Ells Valerie · CIK 0001819235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,331

F1 · kind: Represents a grant of restricted stock units, which vested December 31, 2020.

F1 · price: Represents a grant of restricted stock units, which vested December 31, 2020.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:31 UTC
McCormick Andrew J.General Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 8,120 $0.00 Strike: $12.32 $0.00
Disclosure

SEC source: 0001209191-20-058820 · doc4.xml · derivative · entry 2

McCormick Andrew J. · CIK 0001819437 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,880

Underlying: Common Stock · 8,120 shares

Expires 2029-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option granted under the 2018 Equity Incentive Plan ("Plan") on April 3, 2019 and became exercisable with respect to 20,000 shares of common stock on December 31, 2019 and with respect to 12,500 shares of common stock on April 16, 2020. The remaining shares of common stock became exercisable September 22, 2020.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:31 UTC
McCormick Andrew J.General Counsel & Secretary
Exercise / conversionCommon Stock 8,120 $12.32 $99,997.80
Disclosure

SEC source: 0001209191-20-058820 · doc4.xml · nonDerivative · entry 1

McCormick Andrew J. · CIK 0001819437 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 23, 2020 23:25 UTC
McGuire ScottChief Operating Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $47.99 $0.00
Disclosure

SEC source: 0001209191-20-060070 · doc4.xml · derivative · entry 3

McGuire Scott · CIK 0001832784 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-11-16

F3 · derivative.exercise_date: The option vests over four years.

Read SEC document
November 16, 2020 Filed Nov 23, 2020 23:25 UTC
McGuire ScottChief Operating Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060070 · doc4.xml · nonDerivative · entry 2

McGuire Scott · CIK 0001832784 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F2 · kind: Represents a grant of restricted stock units. The restricted stock units will six months after the date of grant.

F2 · price: Represents a grant of restricted stock units. The restricted stock units will six months after the date of grant.

Read SEC document
November 16, 2020 Filed Nov 23, 2020 23:25 UTC
McGuire ScottChief Operating Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060070 · doc4.xml · nonDerivative · entry 1

McGuire Scott · CIK 0001832784 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest over four years after the date of grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest over four years after the date of grant.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:22 UTC ConversionSeries A-1 Preferred Stock · Derivative 1,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052070 · doc4.xml · derivative · entry 3

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:22 UTC ConversionCommon Stock 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052070 · doc4.xml · nonDerivative · entry 2

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 14:15 UTC ConversionSeries A-1 Preferred Stock · Derivative 17,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052065 · doc4.xml · derivative · entry 3

Barker Geoffrey T · CIK 0001511891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 14:15 UTC ConversionCommon Stock 34,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052065 · doc4.xml · nonDerivative · entry 2

Barker Geoffrey T · CIK 0001511891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 19:30 UTC
Danone S.A.10% owner
ConversionSeries B-1 Preferred Stock · Derivative 383,142 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-026320 · doc4.xml · derivative · entry 3

Danone Manifesto Ventures, PBC · CIK 0001823867 · 10% owner

Danone S.A. · CIK 0001825471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

Underlying: Common Stock · 766,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Company's initial public offering, all shares of Series B-1 Preferred Stock automatically converted into shares of Common Stock of the Company on a one-to-two basis. The Series B-1 Preferred Stock had no expiration date.

F1 · price: Upon the closing of the Company's initial public offering, all shares of Series B-1 Preferred Stock automatically converted into shares of Common Stock of the Company on a one-to-two basis. The Series B-1 Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon the closing of the Company's initial public offering, all shares of Series B-1 Preferred Stock automatically converted into shares of Common Stock of the Company on a one-to-two basis. The Series B-1 Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon the closing of the Company's initial public offering, all shares of Series B-1 Preferred Stock automatically converted into shares of Common Stock of the Company on a one-to-two basis. The Series B-1 Preferred Stock had no expiration date.

F2 · ownership.nature: Danone Manifesto Ventures, PBC is the direct holder of the securities reflected in this Form 4. Danone Manifesto Ventures, PBC is a wholly owned subsidiary of Danone North America Public Benefit Corporation, which is a wholly owned subsidiary of Compagnie Gervais Danone S.A., which is a wholly owned subsidiary of Danone S.A. Danone S.A. is an indirect beneficial owner of the reported securities.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 19:30 UTC
Danone S.A.10% owner
PurchaseCommon Stock 90,910 $22.00 $2,000,020.00
Disclosure

SEC source: 0000899243-20-026320 · doc4.xml · nonDerivative · entry 2

Danone Manifesto Ventures, PBC · CIK 0001823867 · 10% owner

Danone S.A. · CIK 0001825471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 857,194

F3 · shares: Represents shares purchased in a private placement that closed concurrently with the Company's initial public offering.

F2 · ownership.nature: Danone Manifesto Ventures, PBC is the direct holder of the securities reflected in this Form 4. Danone Manifesto Ventures, PBC is a wholly owned subsidiary of Danone North America Public Benefit Corporation, which is a wholly owned subsidiary of Compagnie Gervais Danone S.A., which is a wholly owned subsidiary of Danone S.A. Danone S.A. is an indirect beneficial owner of the reported securities.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 19:30 UTC
Danone S.A.10% owner
ConversionCommon Stock 766,284 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-026320 · doc4.xml · nonDerivative · entry 1

Danone Manifesto Ventures, PBC · CIK 0001823867 · 10% owner

Danone S.A. · CIK 0001825471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 766,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Company's initial public offering, all shares of Series B-1 Preferred Stock automatically converted into shares of Common Stock of the Company on a one-to-two basis. The Series B-1 Preferred Stock had no expiration date.

F2 · ownership.nature: Danone Manifesto Ventures, PBC is the direct holder of the securities reflected in this Form 4. Danone Manifesto Ventures, PBC is a wholly owned subsidiary of Danone North America Public Benefit Corporation, which is a wholly owned subsidiary of Compagnie Gervais Danone S.A., which is a wholly owned subsidiary of Danone S.A. Danone S.A. is an indirect beneficial owner of the reported securities.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 19:05 UTC ConversionSeries A-1 Preferred Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 19:05 UTC ConversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:54 UTC
Ells ValerieChief Financial Officer
ConversionSeries A-1 Preferred Stock · Derivative 7,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052081 · doc4.xml · derivative · entry 3

Ells Valerie · CIK 0001819235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:54 UTC
Ells ValerieChief Financial Officer
ConversionCommon Stock 14,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052081 · doc4.xml · nonDerivative · entry 2

Ells Valerie · CIK 0001819235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:27 UTC ConversionSeries A-1 Preferred Stock · Derivative 35,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052074 · doc4.xml · derivative · entry 3

Wetherald Thomas · CIK 0001819321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:27 UTC ConversionCommon Stock 70,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052074 · doc4.xml · nonDerivative · entry 2

Wetherald Thomas · CIK 0001819321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:25 UTC
Naylor MaileDirector
ConversionSeries A-1 Preferred Stock · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052072 · doc4.xml · derivative · entry 3

Naylor Maile · CIK 0001788654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 18:25 UTC
Naylor MaileDirector
ConversionCommon Stock 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052072 · doc4.xml · nonDerivative · entry 2

Naylor Maile · CIK 0001788654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 15:34 UTC
Eichman JamieChief Operating Officer
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052087 · doc4.xml · nonDerivative · entry 1

Eichman Jamie · CIK 0001819180 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 14:45 UTC
Hodge Paul Jr.Director · Chief Executive Officer
GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052080 · doc4.xml · nonDerivative · entry 1

Hodge Paul Jr. · CIK 0001818400 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul W. Hodge, Jr. Revocable Trust

Disclosed balance after: 263,528

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 18:22 UTC GrantCommon Stock 4,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052070 · doc4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 14:15 UTC GrantCommon Stock 4,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052065 · doc4.xml · nonDerivative · entry 1

Barker Geoffrey T · CIK 0001511891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,027

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 19:41 UTC
McCormick Andrew J.General Counsel & Secretary
GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052088 · doc4.xml · nonDerivative · entry 1

McCormick Andrew J. · CIK 0001819437 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 19:10 UTC
Hamilton LairdDirector · Chief Innovator · 10% owner
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052084 · doc4.xml · nonDerivative · entry 1

Hamilton Laird · CIK 0001819249 · Director · Chief Innovator · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,900

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 19:05 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,314

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 18:54 UTC
Ells ValerieChief Financial Officer
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052081 · doc4.xml · nonDerivative · entry 1

Ells Valerie · CIK 0001819235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · shares: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 18:27 UTC GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052074 · doc4.xml · nonDerivative · entry 1

Wetherald Thomas · CIK 0001819321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,547

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 18:25 UTC
Naylor MaileDirector
GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052072 · doc4.xml · nonDerivative · entry 1

Naylor Maile · CIK 0001788654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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September 23, 2020 Filed Sep 25, 2020 18:18 UTC
Buechler JimDirector
GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052068 · doc4.xml · nonDerivative · entry 1

Buechler Jim · CIK 0001819202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.