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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 18, 2017 Filed Nov 6, 2017 20:04 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 79,900 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,900

Underlying: Common Stock · 79,900 shares

Expires 2024-10-18

F1 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 210,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · derivative · entry 6

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,912

Underlying: Common Stock · 210,300 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
GrantPerformance Non-Qualified Stock Option (right to buy) · Derivative 177,900 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · derivative · entry 5

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,900

Underlying: Common Stock · 177,900 shares

Expires 2024-10-18

F4 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 256,500 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · derivative · entry 4

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

Underlying: Common Stock · 256,500 shares

Expires 2024-10-18

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 574,600 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 574,600 shares

Expires 2017-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock vested as follows: 25% of the total amount of shares subject to the option vested on 11/8/2011. 6.25% of the total amount of the shares subject to the option vested in each of the three months thereafter until all shares vested on 11/8/2014.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 531,807 $5.73 $3,047,254.11
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,304

F1 · kind: These shares were retained by the Issuer in order to meet the aggregate exercise price and tax withholding obligations of the Reporting Person in connection with the exercise of stock options that were scheduled to expire on November 8, 2017. The amount retained by the Issuer was not in excess of the amount of the tax liability. The Reporting Person retained the net shares obtained on the exercise.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC Amendment
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 574,600 $4.86 $2,792,556.00
Disclosure

SEC source: 0000855658-17-000113 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:38 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000102 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,386

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:38 UTC Tax withholdingCommon Stock 292 $5.47 $1,597.24
Disclosure

SEC source: 0000855658-17-000102 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,199

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:38 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000102 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:49 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000100 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,346

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:49 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 500 $5.36 $2,680.00
Disclosure

SEC source: 0000855658-17-000100 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,948

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:49 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000100 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000099 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,187

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:48 UTC Tax withholdingCommon Stock 215 $5.36 $1,152.40
Disclosure

SEC source: 0000855658-17-000099 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,690

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 17:48 UTC Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000099 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000096 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,755

Underlying: Common Stock · 2,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 813 $5.93 $4,821.09
Disclosure

SEC source: 0000855658-17-000096 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,039

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,293 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000096 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000095 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,175

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
HAWK GLENVP, Corp Mktg
Tax withholdingCommon Stock 1,100 $5.93 $6,523.00
Disclosure

SEC source: 0000855658-17-000095 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionCommon Stock 2,925 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000095 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000094 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,612

Underlying: Common Stock · 10,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 5,318 $5.93 $31,535.74
Disclosure

SEC source: 0000855658-17-000094 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,511

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 15:56 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,437 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000094 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 16:50 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000090 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,049

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 16:50 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,140 $6.03 $18,934.20
Disclosure

SEC source: 0000855658-17-000090 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,392

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 16:50 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000090 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000086 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,048

Underlying: Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 727 $6.70 $4,870.90
Disclosure

SEC source: 0000855658-17-000086 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,559

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000086 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000085 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,211

Underlying: Common Stock · 10,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 5,221 $6.70 $34,980.70
Disclosure

SEC source: 0000855658-17-000085 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,370

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:46 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,246 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000085 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000080 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

Underlying: Common Stock · 4,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 21:00 UTC Tax withholdingCommon Stock 1,770 $6.73 $11,912.10
Disclosure

SEC source: 0000855658-17-000080 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,316

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 21:00 UTC Exercise / conversionCommon Stock 4,867 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000080 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 09, 2017 Filed Jul 11, 2017 18:32 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000064 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,643

Underlying: Common Stock · 802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 09, 2017 Filed Jul 11, 2017 18:32 UTC Tax withholdingCommon Stock 292 $6.53 $1,906.76
Disclosure

SEC source: 0000855658-17-000064 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,219

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 09, 2017 Filed Jul 11, 2017 18:32 UTC Exercise / conversionCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000064 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000062 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,098

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 500 $6.67 $3,335.00
Disclosure

SEC source: 0000855658-17-000062 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,236

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000062 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000061 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,445

Underlying: Common Stock · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC Tax withholdingCommon Stock 209 $6.67 $1,394.03
Disclosure

SEC source: 0000855658-17-000061 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,709

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:16 UTC Exercise / conversionCommon Stock 588 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000061 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:48 UTC
Weber FredDirector
GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000078 · edgardoc.xml · derivative · entry 1

Weber Fred · CIK 0001505267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:48 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000077 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:48 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000076 · edgardoc.xml · derivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:48 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000075 · edgardoc.xml · derivative · entry 1

HERB ROBERT R · CIK 0001192004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.