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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2018 Filed Jun 7, 2018 20:03 UTC
Billerbeck Darin GFormer President & CEO
Tax withholdingCommon Stock 109,570 $5.75 $630,027.50
Disclosure

SEC source: 0000855658-18-000095 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Former President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,823

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 31, 2018 Filed Jun 7, 2018 20:03 UTC
Billerbeck Darin GFormer President & CEO
Exercise / conversionCommon Stock 226,608 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000095 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Former President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 17, 2018 Filed May 18, 2018 18:46 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 2,663 $5.53 $14,726.39
Disclosure

SEC source: 0000855658-18-000080 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,193

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000078 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,698

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 887 $5.50 $4,878.50
Disclosure

SEC source: 0000855658-18-000078 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000078 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000077 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,500

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
HAWK GLENVP, Corp Mktg
Tax withholdingCommon Stock 1,012 $5.50 $5,566.00
Disclosure

SEC source: 0000855658-18-000077 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,779

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2018 Filed May 15, 2018 17:44 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionCommon Stock 2,925 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000077 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:09 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000069 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:09 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000068 · edgardoc.xml · derivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:08 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000065 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:08 UTC
MAJOR JOHN EDirector
GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000066 · edgardoc.xml · derivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:08 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000064 · edgardoc.xml · derivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:08 UTC GrantPerformance Shares · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000063 · edgardoc.xml · derivative · entry 1

BEATTIE BRIAN M · CIK 0001231490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:07 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000062 · edgardoc.xml · derivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2018 Filed May 14, 2018 18:27 UTC GrantRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000074 · edgardoc.xml · derivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Underlying: Common Stock · 22,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2018 Filed May 9, 2018 19:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000067 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,992

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2018 Filed May 9, 2018 19:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 792 $5.39 $4,268.88
Disclosure

SEC source: 0000855658-18-000067 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,449

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 06, 2018 Filed May 9, 2018 19:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000067 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2018 Filed May 3, 2018 18:48 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 11,867 $5.44 $64,563.60
Disclosure

SEC source: 0000855658-18-000049 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $5.40 to $5.46.

Read SEC document
April 19, 2018 Filed Jul 20, 2018 19:58 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000107 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,457

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 19, 2018 Filed Jul 20, 2018 19:58 UTC Tax withholdingCommon Stock 406 $5.49 $2,228.94
Disclosure

SEC source: 0000855658-18-000107 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,307

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 19, 2018 Filed Jul 20, 2018 19:58 UTC Exercise / conversionCommon Stock 1,217 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000107 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 18:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000045 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,674

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 18:05 UTC Tax withholdingCommon Stock 261 $5.20 $1,357.20
Disclosure

SEC source: 0000855658-18-000045 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,496

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 18:05 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000045 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000043 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,041

Underlying: Common Stock · 1,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 545 $6.19 $3,373.55
Disclosure

SEC source: 0000855658-18-000043 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,059

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000043 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:26 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000042 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,475

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:26 UTC Tax withholdingCommon Stock 192 $6.19 $1,188.48
Disclosure

SEC source: 0000855658-18-000042 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,956

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 17:26 UTC Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000042 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 14, 2018 Filed Mar 20, 2018 17:47 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 65,756 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-18-000035 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,756

Underlying: Common Stock · 65,756 shares

Expires 2028-03-14

F1 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
March 14, 2018 Filed Mar 20, 2018 17:46 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 65,756 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-18-000033 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,756

Underlying: Common Stock · 65,756 shares

Expires 2028-03-14

F1 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
March 14, 2018 Filed Mar 21, 2018 18:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 65,756 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-18-000039 · edgardoc.xml · derivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,756

Underlying: Common Stock · 65,756 shares

Expires 2028-03-14

F1 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000020 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,451

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 887 $5.91 $5,242.17
Disclosure

SEC source: 0000855658-18-000020 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,194

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000020 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000019 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,425

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
HAWK GLENVP, Corp Mktg
Tax withholdingCommon Stock 1,012 $5.91 $5,980.92
Disclosure

SEC source: 0000855658-18-000019 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,866

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:37 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionCommon Stock 2,925 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000019 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000018 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,222

Underlying: Common Stock · 10,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,481 $5.91 $20,572.71
Disclosure

SEC source: 0000855658-18-000018 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,785

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,437 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000018 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:46 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000014 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,659

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:46 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 2,088 $6.01 $12,548.88
Disclosure

SEC source: 0000855658-18-000014 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,829

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:46 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000014 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:45 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000008 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,745

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:45 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 792 $6.08 $4,815.36
Disclosure

SEC source: 0000855658-18-000008 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,787

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.