Last 12 months
Inside the activity.
4 purchase rows · 76 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 2 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 20 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | Exercise / conversionCommon Stock | 21,897 | $7.54 | $165,103.38 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | Exercise / conversionCommon Stock | 10,496 | $5.40 | $56,678.40 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionPerformance Non-Qualified Stock Option (right to buy) · Derivative | 9,154 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · derivative · entry 10 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,319 Underlying: Common Stock · 9,154 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,678 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · derivative · entry 9 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,954 Underlying: Common Stock · 34,678 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,035 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · derivative · entry 8 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,465 Underlying: Common Stock · 11,035 shares Expires 2024-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,750 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · derivative · entry 7 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,050 Underlying: Common Stock · 24,750 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
SaleCommon Stock | 79,617 | $8.08 | $643,671.60 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 6 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,385 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 11,035 | $5.73 | $63,230.55 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 5 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 24,750 | $5.28 | $130,680.00 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 4 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 9,154 | $6.10 | $55,839.40 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 3 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 34,678 | $6.10 | $211,535.80 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 2 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:54 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
SaleCommon Stock | 2,660 | $8.07 | $21,466.20 |
DisclosureSEC source: 0000855658-18-000129 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,385 Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:53 UTC |
HAWK GLENVP, Corp Mktg
|
SaleCommon Stock | 16,692 | $8.04 | $134,267.11 |
DisclosureSEC source: 0000855658-18-000128 · edgardoc.xml · nonDerivative · entry 2 HAWK GLEN · CIK 0001496418 · VP, Corp Mktg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.12. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:53 UTC |
HAWK GLENVP, Corp Mktg
|
SaleCommon Stock | 4,237 | $8.08 | $34,250.21 |
DisclosureSEC source: 0000855658-18-000128 · edgardoc.xml · nonDerivative · entry 1 HAWK GLEN · CIK 0001496418 · VP, Corp Mktg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,692 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.06 to $8.12. F2 · balance_after: The directly owned Common Stock holdings reflected in Table I of this form include 4,237 shares acquired under the Lattice Semiconductor, Inc. employee stock purchase plan on June 29, 2018. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,809 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · derivative · entry 6 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 Underlying: Common Stock · 14,809 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | SaleCommon Stock | 3,762 | $8.00 | $30,100.14 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 5 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,871 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.005. Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | SaleCommon Stock | 11,047 | $8.05 | $88,928.35 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 4 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,633 Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | SaleCommon Stock | 2,221 | $8.05 | $17,879.05 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | SaleCommon Stock | 1,557 | $8.00 | $12,456.00 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,901 Read SEC document |
|
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | Exercise / conversionCommon Stock | 14,809 | $5.40 | $79,968.60 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000121 · edgardoc.xml · derivative · entry 3 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,356 Underlying: Common Stock · 2,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Tax withholdingCommon Stock | 889 | $7.76 | $6,898.64 |
DisclosureSEC source: 0000855658-18-000121 · edgardoc.xml · nonDerivative · entry 2 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,045 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 2,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000121 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
HAWK GLENVP, Corp Mktg
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000120 · edgardoc.xml · derivative · entry 3 HAWK GLEN · CIK 0001496418 · VP, Corp Mktg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,575 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
HAWK GLENVP, Corp Mktg
|
Tax withholdingCommon Stock | 1,012 | $7.76 | $7,853.12 |
DisclosureSEC source: 0000855658-18-000120 · edgardoc.xml · nonDerivative · entry 2 HAWK GLEN · CIK 0001496418 · VP, Corp Mktg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,692 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:45 UTC |
HAWK GLENVP, Corp Mktg
|
Exercise / conversionCommon Stock | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000120 · edgardoc.xml · nonDerivative · entry 1 HAWK GLEN · CIK 0001496418 · VP, Corp Mktg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:21 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000117 · edgardoc.xml · derivative · entry 3 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,649 Underlying: Common Stock · 2,049 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:21 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Tax withholdingCommon Stock | 794 | $7.60 | $6,034.40 |
DisclosureSEC source: 0000855658-18-000117 · edgardoc.xml · nonDerivative · entry 2 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,641 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:21 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 2,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000117 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,563 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,563 shares Expires 2019-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest upon the one-year anniversary of the grant date, 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested. Read SEC document |
|
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | SaleCommon Stock | 6,563 | $7.59 | $49,845.33 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.590 to $7.595. Read SEC document |
|
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | Exercise / conversionCommon Stock | 6,563 | $3.54 | $23,233.02 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,439 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
|
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | Tax withholdingCommon Stock | 407 | $6.65 | $2,706.55 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
|
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
|
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,872 Underlying: Common Stock · 802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
|
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | Tax withholdingCommon Stock | 269 | $6.42 | $1,726.98 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,029 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
|
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | Exercise / conversionCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
|
| June 25, 2018 Filed Jun 27, 2018 16:40 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
GiftCommon Stock | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000097 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,386 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
RICHARDSON DAVID JEFFREYDirector
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000092 · edgardoc.xml · derivative · entry 2 RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
RICHARDSON DAVID JEFFREYDirector
|
Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000092 · edgardoc.xml · nonDerivative · entry 1 RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
Jensen Mark EdwinDirector
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000091 · edgardoc.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
Jensen Mark EdwinDirector
|
Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000091 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000090 · edgardoc.xml · derivative · entry 2 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000090 · edgardoc.xml · nonDerivative · entry 1 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC |
BEATTIE BRIAN MDirector
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000089 · edgardoc.xml · derivative · entry 2 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC |
BEATTIE BRIAN MDirector
|
Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000089 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC |
ABRAMS ROBIN ANNDirector
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000088 · edgardoc.xml · derivative · entry 2 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC |
ABRAMS ROBIN ANNDirector
|
Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000088 · edgardoc.xml · nonDerivative · entry 1 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 31, 2018 Filed Jun 7, 2018 20:03 UTC |
Billerbeck Darin GFormer President & CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 226,608 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000095 · edgardoc.xml · derivative · entry 3 Billerbeck Darin G · CIK 0001388177 · Former President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,614 Underlying: Common Stock · 226,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: These RSUs vested as provided for in the employment agreement. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.