LSCC

SEC source: 0000855658-19-000012 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,578

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-19-000012 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-19-000006 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083

Underlying: Common Stock · 3,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-19-000006 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,323

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-19-000006 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-19-000010 · edgardoc.xml · derivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,745

Underlying: Common Stock · 221,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-19-000010 · edgardoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,174

Underlying: Common Stock · 166,174 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-19-000004 · edgardoc.xml · derivative · entry 2

Luther Sherri R · CIK 0001764515 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,181

Underlying: Common Stock · 141,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-19-000004 · edgardoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,183

Underlying: Common Stock · 107,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/2/2020, 1/2/2021 and 1/2/2022 upon achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000165 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price indicated is the weighted average purchase price for the shares purchased. The individual purchase prices for the shares indicated range from $5.59 to $5.74.

SEC source: 0000855658-18-000163 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price indicated is the weighted average purchase price for the shares purchased. The individual purchase prices for the shares indicated range from $5.655 to $5.675.

SEC source: 0000855658-18-000161 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $5.74 to $5.86.

SEC source: 0000855658-18-000161 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,248

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F6 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000161 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,295

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000161 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000159 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,542

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000159 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000159 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000153 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,847

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000153 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,039

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000153 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000151 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,591

Underlying: Common Stock · 10,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000151 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,406

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000151 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000150 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,550

Underlying: Common Stock · 20,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000150 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,100

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000150 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000149 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,064

Underlying: Common Stock · 16,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000149 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,230

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

SEC source: 0000855658-18-000149 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

SEC source: 0000855658-18-000145 · edgardoc.xml · derivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,501

Underlying: Common Stock · 128,501 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000145 · edgardoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,389

Underlying: Common Stock · 102,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000141 · edgardoc.xml · derivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,141

Underlying: Common Stock · 29,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000141 · edgardoc.xml · derivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,690

Underlying: Common Stock · 21,690 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000139 · edgardoc.xml · derivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,222

Underlying: Common Stock · 129,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000139 · edgardoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,102

Underlying: Common Stock · 94,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,746

Underlying: Common Stock · 374,746 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,112

Underlying: Common Stock · 193,834 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Performance Restricted Stock Units (PRSUs) will vest upon the Company meeting targets on a trailing four quarter basis, the RSUs will begin vesting about January 1, 2020 and each quarter thereafter dependent on the achievement of targets ending about September 30, 2022.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,278

Underlying: Common Stock · 222,278 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0000855658-18-000137 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,363

Underlying: Common Stock · 574,363 shares

Expires 2025-09-04

F1 · derivative.exercise_date: Grants of Non-Qualified Stock Options vest as follows: 33% of the options will vest on the first anniversary of the date of grant, and an additional 8.33% of the options shall vest at the end of each three month period thereafter.

SEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 12

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,897 shares

Expires 2021-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

SEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 11

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,562

Underlying: Common Stock · 23,561 shares

Expires 2023-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

SEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 10

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,749

Underlying: Common Stock · 26,247 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

SEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 9

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,779

Underlying: Common Stock · 17,121 shares

Expires 2024-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

SEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 8

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,496 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

SEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 7

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.

SEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 6

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,871

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.

SEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 5

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 4

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.