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person · Reporting owner

ANDERSON JAMES ROBERT

Disclosed activity across 5 companies

Tapewire entity
10983
SEC CIK
0001644651

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796SVP & GM, CGAugust 22, 2018August 23, 2018
APPLIED MATERIALS INC /DEAMAT · Entity 2812DirectorMarch 12, 2026March 13, 2026
COHERENT CORP.COHR · Entity 1179Director · CEOAugust 28, 2026September 02, 2026
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335Director · President, CEOMay 22, 2024May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 22, 2018 · Filed August 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect551,338 Ending reported balance After 2018-08-22 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 75,000 · Balance 701,338

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

Row 2 · 2018-08-22 · Sale · Disposed 75,000 · Balance 626,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2018-08-22 · Sale · Disposed 75,000 · Balance 551,338

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-06-19Direct221,407 Reported balance After 2018-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-22 · Exercise / conversion · Disposed 75,000 · Balance 221,407

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

F3: Transaction executed in multiple trades at prices ranging from $20.22 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $20.23 to $20.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.

APPLIED MATERIALS INC /DE

Report date March 12, 2026 · Filed March 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,547 Reported balance After 2026-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-12 · Grant · Acquired 741 · Balance 1,547

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

COHERENT CORP.

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect197,245 Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 30,564 · Balance 197,245

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect185,287 Reported balance After 2026-08-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-28 · Tax withholding · Disposed 11,958 · Balance 185,287

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

F3: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

LATTICE SEMICONDUCTOR CORP

Report date May 22, 2024 · Filed May 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect715,055 Ending reported balance After 2024-05-23 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2024-05-22 · Exercise / conversion · Acquired 30,000 · Balance 789,286

Row 2 · 2024-05-22 · Sale · Disposed 12,249 · Balance 777,037

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 3 · 2024-05-22 · Sale · Disposed 17,008 · Balance 760,029

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 4 · 2024-05-22 · Sale · Disposed 743 · Balance 759,286

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 5 · 2024-05-23 · Sale · Disposed 12,357 · Balance 746,929

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 6 · 2024-05-23 · Sale · Disposed 22,784 · Balance 724,145

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 7 · 2024-05-23 · Sale · Disposed 8,881 · Balance 715,264

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 8 · 2024-05-23 · Sale · Disposed 209 · Balance 715,055

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2025-09-04Direct114,363 Reported balance After 2024-05-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-05-22 · Exercise / conversion · Disposed 30,000 · Balance 114,363

Filing footnotes · ownership attribution and instrument terms

F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENTEGRIS INC

Report date July 07, 2024 · Filed July 08, 2024

Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2026 Filed Sep 2, 2026 01:04 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 11,958 $295.39 $3,532,273.62
Disclosure

SEC source: 0000899140-26-001035 · form4.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,287

F3 · shares: These shares were withheld by the company to discharge tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2026 Filed Sep 2, 2026 01:04 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 30,564 $0.00 $0.00
Disclosure

SEC source: 0000899140-26-001035 · form4.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,245

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.

F2 · balance_after: Includes 243 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:21 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 25,836 $426.89 $11,029,130.04
Disclosure

SEC source: 0000899140-26-000627 · form4.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,438

F1 · shares: Withheld shares are in connection with the vesting of a restricted stock unit award of 147,214 shares granted to the reporting person on June 3, 2024. The award vests in three equal installments beginning on June 3, 2025.

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 741 $0.00 $0.00
Disclosure

SEC source: 0001644651-26-000002 · wk-form4_1773442268.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 806 restricted stock units previously reported that have vested and which, pursuant to Mr. Anderson's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:07 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 68,133 $0.00 $0.00
Disclosure

SEC source: 0000947871-25-000829 · ownership.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,274

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2026.

F2 · balance_after: Includes 763 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Read SEC document
July 18, 2025 Filed Jul 22, 2025 22:08 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 806 $0.00 $0.00
Disclosure

SEC source: 0000006951-25-000028 · wk-form4_1753222109.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806

F1 · shares: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2026 (subject to continued service as a director through the vesting date). Pursuant to Mr. Anderson's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:33 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 25,836 $76.78 $1,983,688.08
Disclosure

SEC source: 0000947871-25-000583 · ownership.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,378

F1 · shares: Withheld shares are in connection with the vesting of a restricted stock unit award of 147,214 shares granted to the reporting person on June 3, 2024. The award vests in three equal annual installments beginning on June 3, 2025.

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
December 02, 2024 Filed Dec 2, 2024 20:16 UTC COHERENT CORP. COHR · Entity 1179 PurchaseCommon Stock 500 $102.72 $51,360.00
Disclosure

SEC source: 0001644651-24-000006 · primary_doc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,214

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:09 UTC COHERENT CORP. COHR · Entity 1179 PurchaseCommon Stock 500 $103.98 $51,988.55
Disclosure

SEC source: 0001644651-24-000004 · primary_doc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,714

Read SEC document
September 10, 2024 Filed Sep 11, 2024 01:28 UTC COHERENT CORP. COHR · Entity 1179 PurchaseCommon Stock 500 $70.55 $35,275.00
Disclosure

SEC source: 0000820318-24-000024 · primary_doc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,214

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:33 UTC COHERENT CORP. COHR · Entity 1179 PurchaseCommon Stock 500 $73.37 $36,685.00
Disclosure

SEC source: 0000820318-24-000023 · primary_doc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,714

Read SEC document
June 03, 2024 Filed Jun 4, 2024 15:45 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 147,214 $0.00 $0.00
Disclosure

SEC source: 0000820318-24-000011 · primary_doc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,214

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on June 3, 2025.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 209 $78.05 $16,312.45
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 8

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,055

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 8,881 $77.57 $688,899.17
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,264

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 22,784 $76.16 $1,735,229.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,145

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 12,357 $75.51 $933,077.07
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 746,929

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · derivative · entry 9

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,363

Underlying: Common Stock · 30,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 743 $76.08 $56,527.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 759,286

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 17,008 $75.43 $1,282,913.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 760,029

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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May 22, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 12,249 $74.62 $914,020.38
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 777,037

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 30,000 $8.24 $247,200.00
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 789,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · derivative · entry 9

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,328

Underlying: Common Stock · 2,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,456 $72.96 $106,229.76
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,286

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 18, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · derivative · entry 8

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,036

Underlying: Common Stock · 3,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,786 $72.96 $130,306.56
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,034

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 18, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,321 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 17, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,357

Underlying: Common Stock · 3,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,680 $72.96 $122,572.80
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,499

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2024 Filed May 20, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,124 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 08, 2024 Filed May 9, 2024 22:12 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-015758 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,055

Read SEC document
April 24, 2024 Filed Apr 25, 2024 17:48 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0001101302-24-000035 · wk-form4_1714067292.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,877

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2025 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on April 24, 2024 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 1,202 $74.69 $89,777.38
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 785,055

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $74.68 to $74.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 40,210 $73.72 $2,964,281.20
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 786,257

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.21 to $74.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 17,396 $72.82 $1,266,776.72
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 826,467

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.21 to $73.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,363

Underlying: Common Stock · 30,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 10,397 $71.95 $748,064.15
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 843,863

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.71 to $72.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 19,603 $71.45 $1,400,634.35
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 854,260

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.71 to $71.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 20:44 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 30,000 $8.24 $247,200.00
Disclosure

SEC source: 0001437749-24-005360 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 873,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 19:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005020 · rdgdoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,481

Underlying: Common Stock · 2,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 19:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,457 $73.24 $106,710.68
Disclosure

SEC source: 0001437749-24-005020 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,863

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 19:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005020 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 19:19 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantCommon Stock 136,840 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005020 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,163

F1 · shares: Represents shares issued upon achievement of the performance criteria of performance based restricted stock units (PRSUs) granted to the Reporting Person on February 19, 2021. These PRSUs vested on February 19, 2024.

F2 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
February 18, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,190

Underlying: Common Stock · 3,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 1,786 $73.24 $130,806.64
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,323

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,321 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
February 17, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,511

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Tax withholdingCommon Stock 6,719 $73.24 $492,099.56
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,788

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:02 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 74,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004872 · rdgdoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,011

Underlying: Common Stock · 74,580 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.