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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2019 Filed Jul 19, 2019 23:50 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000059 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 21:11 UTC SaleCommon Stock 4,000 $14.38 $57,520.00
Disclosure

SEC source: 0000855658-19-000057 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,697

Read SEC document
May 31, 2019 Filed May 31, 2019 18:27 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000054 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F2 · shares: The shares for the Reporting Person were transferred to his private Charity Foundation Account for which he disclaims beneficial ownership.

Read SEC document
May 31, 2019 Filed May 31, 2019 18:27 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
PurchaseCommon Stock 5,000 $12.17 $60,865.50
Disclosure

SEC source: 0000855658-19-000054 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price indicated is the weighted average purchase price for the shares purchased. The individual purchase prices for the shares indicated range from $12.1612 to $12.1733.

Read SEC document
May 30, 2019 Filed May 31, 2019 18:27 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
PurchaseCommon Stock 5,000 $12.46 $62,299.50
Disclosure

SEC source: 0000855658-19-000055 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
May 28, 2019 Filed May 30, 2019 20:44 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 3,632 $12.14 $44,079.77
Disclosure

SEC source: 0000855658-19-000051 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

Read SEC document
May 13, 2019 Filed May 14, 2019 17:47 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000049 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,280

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2019 Filed May 14, 2019 17:47 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 768 $13.02 $9,999.36
Disclosure

SEC source: 0000855658-19-000049 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,017

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2019 Filed May 14, 2019 17:47 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000049 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000042 · edgardoc.xml · derivative · entry 3

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000042 · edgardoc.xml · nonDerivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000047 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000047 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000046 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000046 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC
MAJOR JOHN EDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000040 · edgardoc.xml · derivative · entry 3

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000040 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:53 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000044 · edgardoc.xml · derivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:53 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000044 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000043 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000043 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000041 · edgardoc.xml · derivative · entry 3

BEATTIE BRIAN M · CIK 0001231490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:49 UTC Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000041 · edgardoc.xml · nonDerivative · entry 1

BEATTIE BRIAN M · CIK 0001231490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:49 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000042 · edgardoc.xml · derivative · entry 2

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:54 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000047 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:54 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000046 · edgardoc.xml · derivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:54 UTC
MAJOR JOHN EDirector
GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · derivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:49 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000040 · edgardoc.xml · derivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:53 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000044 · edgardoc.xml · derivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:49 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000043 · edgardoc.xml · derivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:49 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000041 · edgardoc.xml · derivative · entry 2

BEATTIE BRIAN M · CIK 0001231490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 23:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000026 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,574

Underlying: Common Stock · 3,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 23:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,059 $12.66 $13,406.94
Disclosure

SEC source: 0000855658-19-000026 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,491

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 23:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000026 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 00:31 UTC SaleCommon Stock 4,000 $12.56 $50,242.80
Disclosure

SEC source: 0000855658-19-000024 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,434

F1 · shares: The transaction indicated was conducted under an approved 10b5-1 Plan dated February 20, 2019.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $12.45 to $12.645.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 19:05 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 41,911 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0000855658-19-000020 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

Underlying: Common Stock · 41,911 shares

Expires 2024-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

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February 25, 2019 Filed Feb 26, 2019 19:05 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 41,911 $12.32 $516,238.74
Disclosure

SEC source: 0000855658-19-000020 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $12.25 to $12.49.

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February 25, 2019 Filed Feb 26, 2019 19:05 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 41,911 $7.54 $316,008.94
Disclosure

SEC source: 0000855658-19-000020 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,876 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · derivative · entry 6

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,876 shares

Expires 2019-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

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February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,795 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · derivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,548

Underlying: Common Stock · 15,795 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

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February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 34,671 $11.01 $381,866.39
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · nonDerivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $10.86 to $11.32. The reporting person disclaims beneficial ownership of 8,042 shares of the option exercised.

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February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 15,795 $5.40 $85,293.00
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 18,876 $6.43 $121,372.68
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:17 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 4,598 $11.14 $51,218.04
Disclosure

SEC source: 0000855658-19-000018 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $10.885 to $11.32.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:23 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000016 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,739

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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February 13, 2019 Filed Feb 14, 2019 22:23 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 889 $10.60 $9,423.40
Disclosure

SEC source: 0000855658-19-000016 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,983

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 13, 2019 Filed Feb 14, 2019 22:23 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000016 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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February 06, 2019 Filed Feb 7, 2019 18:36 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000012 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,033

Underlying: Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.