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LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 28, 2020 17:09 UTC
Douglass StephenVP Corp, R&D
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000037 · edgardoc.xml · derivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,980

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:09 UTC
Douglass StephenVP Corp, R&D
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000037 · edgardoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,569

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the two year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantRestricted Stock Unit (RSU) · Derivative 9,705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000036 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,806

Underlying: Common Stock · 9,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 9,705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000036 · edgardoc.xml · derivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,921

Underlying: Common Stock · 9,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 9,705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000036 · edgardoc.xml · derivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,216

Underlying: Common Stock · 9,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the two year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
NELSON MARK JONVP Corp, Sales
GrantRestricted Stock Unit (RSU) · Derivative 29,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000035 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,908

Underlying: Common Stock · 29,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
NELSON MARK JONVP Corp, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000035 · edgardoc.xml · derivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,043

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
NELSON MARK JONVP Corp, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000035 · edgardoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,632

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the two year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantRestricted Stock Unit (RSU) · Derivative 29,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000034 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,668

Underlying: Common Stock · 29,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

F7 · balance_after: Includes 1,402 shares acquired under the Company's Employee Stock Purchase Plan on December 31, 2019.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000034 · edgardoc.xml · derivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,262

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 17:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000034 · edgardoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,851

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the two year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:14 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 889 $21.22 $18,864.58
Disclosure

SEC source: 0000855658-20-000019 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,380

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:14 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000019 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 18:55 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 5,419 $18.73 $101,497.87
Disclosure

SEC source: 0000855658-20-000012 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,354

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 22:26 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 3,120 $22.75 $70,980.00
Disclosure

SEC source: 0000855658-20-000010 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
January 18, 2020 Filed Jan 21, 2020 21:26 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,227 $23.34 $28,638.18
Disclosure

SEC source: 0000855658-20-000008 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,095

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 18, 2020 Filed Jan 21, 2020 21:26 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000008 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 08, 2020 Filed Feb 18, 2020 22:12 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 20,838 $21.21 $441,973.98
Disclosure

SEC source: 0000855658-20-000021 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,455

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 08, 2020 Filed Feb 18, 2020 22:12 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 54,926 $21.21 $1,164,980.46
Disclosure

SEC source: 0000855658-20-000021 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,293

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 08, 2020 Filed Feb 18, 2020 22:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 110,782 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000021 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 08, 2020 Filed Feb 18, 2020 22:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 55,437 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000021 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 07, 2020 Filed Jan 7, 2020 22:09 UTC
Luther Sherri RVP Corp, CFO
Tax withholdingCommon Stock 33,098 $19.43 $643,094.14
Disclosure

SEC source: 0000855658-20-000006 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,083

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 07, 2020 Filed Jan 7, 2020 22:09 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 71,456 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000006 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 23:28 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,285 $19.06 $24,492.10
Disclosure

SEC source: 0000855658-20-000004 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · balance_after: Includes 1,285 shares acquired under the Company's Employee Stock Purchase Plan on December 31, 2019

Read SEC document
January 03, 2020 Filed Jan 6, 2020 23:28 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 3,170 $19.06 $60,420.20
Disclosure

SEC source: 0000855658-20-000004 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,058

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 18:38 UTC
Luther Sherri RVP Corp, CFO
Tax withholdingCommon Stock 12,571 $19.43 $244,254.53
Disclosure

SEC source: 0000855658-20-000002 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,725

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 18:38 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 35,296 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000002 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 17:53 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Tax withholdingCommon Stock 3,982 $19.43 $77,370.26
Disclosure

SEC source: 0000855658-19-000140 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,876

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 17:53 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 8,031 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000140 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Corporate Vice President & General Manager, High Density Solutions.

Read SEC document
December 20, 2019 Filed Dec 21, 2019 00:35 UTC SaleCommon Stock 4,000 $19.77 $79,080.00
Disclosure

SEC source: 0000855658-19-000138 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,697

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 20:52 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,018 $18.76 $19,097.68
Disclosure

SEC source: 0000855658-19-000134 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,943

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 902 $18.45 $16,641.90
Disclosure

SEC source: 0000855658-19-000132 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,157

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000132 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:08 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 4,005 $18.45 $73,892.25
Disclosure

SEC source: 0000855658-19-000130 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,961

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:08 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,076 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000130 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 15,561 $18.45 $287,100.45
Disclosure

SEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,634

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 02:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 31,384 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000131 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:16 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionPerformance Non-Qualified Stock Option (right to buy) · Derivative 71,400 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-19-000126 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,400 shares

Expires 2024-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

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November 15, 2019 Filed Nov 18, 2019 23:16 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 71,400 $19.36 $1,382,625.30
Disclosure

SEC source: 0000855658-19-000126 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,198

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $19.13 to $19.74.

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November 15, 2019 Filed Nov 18, 2019 23:16 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 71,400 $5.73 $409,122.00
Disclosure

SEC source: 0000855658-19-000126 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2019 Filed Nov 14, 2019 21:48 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,112 $19.85 $22,073.20
Disclosure

SEC source: 0000855658-19-000124 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,198

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 13, 2019 Filed Nov 14, 2019 21:48 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000124 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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November 08, 2019 Filed Nov 13, 2019 01:23 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 7,311 $19.44 $142,128.76
Disclosure

SEC source: 0000855658-19-000122 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,016

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $19.29 to $19.65

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November 08, 2019 Filed Nov 13, 2019 01:23 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 3,838 $19.47 $74,711.66
Disclosure

SEC source: 0000855658-19-000122 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,327

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $19.31 to $19.65.

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November 01, 2019 Filed Nov 4, 2019 19:31 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 13,298 $19.66 $261,498.52
Disclosure

SEC source: 0000855658-19-000114 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,890

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $19.29 to $20.19.

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November 01, 2019 Filed Nov 6, 2019 00:54 UTC
JOSHI ANJALIDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000120 · edgardoc.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 3,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on May 6, 2020.

F3 · derivative.expiration_date: Not applicable.

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October 18, 2019 Filed Oct 21, 2019 22:13 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,534 $19.36 $29,698.24
Disclosure

SEC source: 0000855658-19-000108 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,165

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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October 18, 2019 Filed Oct 21, 2019 22:13 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000108 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 24, 2019 Filed Sep 24, 2019 23:13 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Tax withholdingCommon Stock 11,110 $19.15 $212,756.50
Disclosure

SEC source: 0000855658-19-000106 · edgardoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,827

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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September 24, 2019 Filed Sep 24, 2019 23:13 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 32,126 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000106 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.