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JOSHI ANJALI

Disclosed activity across 5 companies

Tapewire entity
92884
SEC CIK
0001199752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ITERIS, INC.ITI · Entity 86402DirectorSeptember 14, 2021September 15, 2021
MCCLATCHY COMNIQQ · Entity 146246DirectorSeptember 30, 2020October 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ITERIS, INC.

Report date September 14, 2021 · Filed September 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,625 Reported balance After 2021-09-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-09-14 · Grant · Acquired 14,625 · Balance 14,625

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2: The restricted stock units shall vest on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

F3: The restricted stock units' expiration will be on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2: The restricted stock units shall vest on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

F3: The restricted stock units' expiration will be on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

MCCLATCHY CO

Report date September 30, 2020 · Filed October 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-09-30 · Other · Disposed 9,000 · Balance 0

F1: On February 13, 2020, the Issuer and certain of its subsidiaries filed voluntary petitions for reorganization in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") seeking relief under Chapter 11 of title 11 of the United States Code. On August 4, 2020, the Bankruptcy Court entered an order (the "Sale Order") approving the Asset Purchase Agreement, pursuant to which SIJ Holdings, LLC agreed to acquire substantially all of the Issuer's assets. On September 23, 2020, the Bankruptcy Court confirmed the Issuer's plan of distribution (the "Plan of Distribution"). The Plan of Distribution became effective on September 30, 2020 (the "Effective Date"). Holders of the Issuer's Class A Common Stock and Class B Common Stock did not receive any distributions under the Plan of Distribution.

F2: On the Effective Date, all outstanding shares of the Issuer's Class A Common Stock were cancelled and extinguished.

Filing footnotes · ownership attribution and instrument terms

F1: On February 13, 2020, the Issuer and certain of its subsidiaries filed voluntary petitions for reorganization in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") seeking relief under Chapter 11 of title 11 of the United States Code. On August 4, 2020, the Bankruptcy Court entered an order (the "Sale Order") approving the Asset Purchase Agreement, pursuant to which SIJ Holdings, LLC agreed to acquire substantially all of the Issuer's assets. On September 23, 2020, the Bankruptcy Court confirmed the Issuer's plan of distribution (the "Plan of Distribution"). The Plan of Distribution became effective on September 30, 2020 (the "Effective Date"). Holders of the Issuer's Class A Common Stock and Class B Common Stock did not receive any distributions under the Plan of Distribution.

F2: On the Effective Date, all outstanding shares of the Issuer's Class A Common Stock were cancelled and extinguished.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alteryx, Inc.

Report date March 19, 2024 · Filed March 19, 2024

Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-03-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-19 · Disposition to issuer · Disposed 9,000 · Balance 5,520

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.

Row 2 · 2024-03-19 · Disposition to issuer · Disposed 5,520 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

F3: Pursuant to the Merger Agreement and the Issuer's non-employee director compensation policy, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.

F3: Pursuant to the Merger Agreement and the Issuer's non-employee director compensation policy, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price.

LATTICE SEMICONDUCTOR CORP

Report date May 05, 2023 · Filed May 08, 2023

Section 16 reporting ended · disclosed 2023-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,134 Reported balance After 2023-05-05 transaction · row 1
1 source row

Row 1 · 2023-05-05 · Exercise / conversion · Acquired 4,033 · Balance 19,134

F1: Restricted Stock Units - no purchase price for this transaction.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-05 · Exercise / conversion · Disposed 4,033 · Balance 0

F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3: The vesting of the restricted stock units (RSUs), originally scheduled to vest as to 100% of the RSUs on May 9, 2023, was accelerated and vested as to 100% of the RSUs on May 5, 2023

F4: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units - no purchase price for this transaction.

F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3: The vesting of the restricted stock units (RSUs), originally scheduled to vest as to 100% of the RSUs on May 9, 2023, was accelerated and vested as to 100% of the RSUs on May 5, 2023

F4: Not applicable.

MOBILEIRON, INC.

Report date December 01, 2020 · Filed December 03, 2020

Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-01 transaction · row 1
1 source row

Row 1 · 2020-12-01 · Disposition to issuer · Disposed 56,507 · Balance 0

F1: Represents 56,507 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock. Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment of $7.05 per share, subject to any required withholding of taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 56,507 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock. Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment of $7.05 per share, subject to any required withholding of taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2024 Filed Mar 19, 2024 16:45 UTC Alteryx, Inc. AYX · Entity 92794 Disposition to issuerClass A Common Stock 5,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001689923-24-000032 · wk-form4_1710881079.xml · nonDerivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

F3 · price: Pursuant to the Merger Agreement and the Issuer's non-employee director compensation policy, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price.

Read SEC document
March 19, 2024 Filed Mar 19, 2024 16:45 UTC Alteryx, Inc. AYX · Entity 92794 Disposition to issuerClass A Common Stock 9,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001689923-24-000032 · wk-form4_1710881079.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,520

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

F2 · price: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
May 17, 2023 Filed May 18, 2023 18:50 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 5,520 $0.00 $0.00
Disclosure

SEC source: 0001689923-23-000041 · wf-form4_168445018849485.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,520

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 17, 2024, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F1 · price: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 17, 2024, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · balance_after: Includes 6,714 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 05, 2023 Filed May 8, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013073 · rdgdoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The vesting of the restricted stock units (RSUs), originally scheduled to vest as to 100% of the RSUs on May 9, 2023, was accelerated and vested as to 100% of the RSUs on May 5, 2023

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2023 Filed May 8, 2023 21:53 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013073 · rdgdoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:14 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001689923-22-000056 · wf-form4_165368603475142.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 25, 2023, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F1 · price: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 25, 2023, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · balance_after: Includes 6,019 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:07 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000124 · edgardoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:07 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,855 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000124 · edgardoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 09, 2022 Filed Jan 31, 2023 16:45 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000017 · edgardoc.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033

Underlying: Common Stock · 4,033 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · date: In connection with an internal year-end review by the Issuer of Section 16 reportable transactions occurring during fiscal year 2022, the grant of RSUs reported in this Form 4 was identified as a transaction to be reported in a late Form 4 filing.

F3 · derivative.exercise_date: The restricted stock units vest 100% on May 9, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 16:06 UTC ITERIS, INC. ITI · Entity 86402 GrantRestricted Stock Units · Derivative 14,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-018680 · wf-form4_163173639334150.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,625

Underlying: Common Stock · 14,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units shall vest on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

F3 · derivative.expiration_date: The restricted stock units' expiration will be on the earlier of (a) the first anniversary of the Grant Date, or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 17:55 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Units · Derivative 9,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-018508 · wf-form4_163157010222536.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,569 shares

Expires 2021-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2 · derivative.exercise_date: The RSU's vested on the date of the 2021 stockholder meeting on 09/09/2021.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 17:55 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionCommon Stock 9,569 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-018508 · wf-form4_163157010222536.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0001689923-21-000053 · wf-form4_162102341830361.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · balance_after: Includes 5,368 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:30 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000123 · edgardoc.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000106 · edgardoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000106 · edgardoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:30 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 447 $0.00 $0.00
Disclosure

SEC source: 0001689923-21-000033 · wf-form4_161534342331053.xml · nonDerivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,028

F3 · shares: Represents an award of RSUs. The RSUs vest as to 100% of the shares on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) March 5, 2022, subject to the continuing service of the Reporting Person on the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F4 · balance_after: Includes 4,028 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:30 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 3,581 $0.00 $0.00
Disclosure

SEC source: 0001689923-21-000033 · wf-form4_161534342331053.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest over 3 years in equal annual installments beginning on March 5, 2022, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · balance_after: Includes 3,581 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

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December 01, 2020 Filed Dec 3, 2020 17:31 UTC MOBILEIRON, INC. MOBL · Entity 144913 Disposition to issuerCommon Stock 56,507 $7.05 $398,374.35
Disclosure

SEC source: 0001209191-20-061548 · doc4.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents 56,507 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock. Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment of $7.05 per share, subject to any required withholding of taxes.

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October 15, 2020 Filed Oct 16, 2020 18:05 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 9,569 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010526 · edgar.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Underlying: Common Stock · 9,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSUs shall vest on the earlier of (a) the first anniversary of the Grant Date or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date;

F3 · derivative.expiration_date: The RSU's expiration will be on the earlier of (a) the first anniversary of the Grant Date or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date;

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September 30, 2020 Filed Oct 2, 2020 15:18 UTC MCCLATCHY CO MNIQQ · Entity 146246 OtherClass A Common Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111647 · a4.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 13, 2020, the Issuer and certain of its subsidiaries filed voluntary petitions for reorganization in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") seeking relief under Chapter 11 of title 11 of the United States Code. On August 4, 2020, the Bankruptcy Court entered an order (the "Sale Order") approving the Asset Purchase Agreement, pursuant to which SIJ Holdings, LLC agreed to acquire substantially all of the Issuer's assets. On September 23, 2020, the Bankruptcy Court confirmed the Issuer's plan of distribution (the "Plan of Distribution"). The Plan of Distribution became effective on September 30, 2020 (the "Effective Date"). Holders of the Issuer's Class A Common Stock and Class B Common Stock did not receive any distributions under the Plan of Distribution.

F2 · shares: On the Effective Date, all outstanding shares of the Issuer's Class A Common Stock were cancelled and extinguished.

F2 · price: On the Effective Date, all outstanding shares of the Issuer's Class A Common Stock were cancelled and extinguished.

F2 · balance_after: On the Effective Date, all outstanding shares of the Issuer's Class A Common Stock were cancelled and extinguished.

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September 10, 2020 Filed Sep 11, 2020 18:33 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 2,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009700 · edgar.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,181 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon the vesting date

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSU's vested on the date of the 2020 stockholder meeting 09/10/2020

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September 10, 2020 Filed Sep 11, 2020 18:33 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009700 · edgar.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 23, 2020 Filed Jun 25, 2020 18:59 UTC MOBILEIRON, INC. MOBL · Entity 144913 GrantCommon Stock 36,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038992 · doc4.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,507

F1 · shares: Represents shares subject to restricted stock units, which will vest fully on June 23, 2021.

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June 18, 2020 Filed Jun 30, 2020 13:41 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 2,181 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-078774 · a4.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Stock · 2,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSU's are exercisable on the vesting date and shall vest upon the earlier of September 12, 2020 (the anniversary of the 2019 Annual Meeting of Stockholders) or the convening of the 2020 Annual Meeting of Stockholders, prorated from June 18, 2020 to September 12, 2020

F3 · derivative.expiration_date: The RSU's expiration will be on the date of the 2020 annual shareholder meeting or no later than September 12, 2020

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May 06, 2020 Filed May 7, 2020 17:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000084 · edgardoc.xml · derivative · entry 3

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 3,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

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May 06, 2020 Filed May 7, 2020 17:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,752 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000084 · edgardoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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May 05, 2020 Filed May 7, 2020 17:48 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000084 · edgardoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,246

Underlying: Common Stock · 7,494 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

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November 01, 2019 Filed Nov 6, 2019 00:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 3,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000120 · edgardoc.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 3,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on May 6, 2020.

F3 · derivative.expiration_date: Not applicable.

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September 13, 2019 Filed Sep 17, 2019 16:18 UTC MOBILEIRON, INC. MOBL · Entity 144913 GrantCommon Stock 19,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049834 · doc4.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,578

F1 · shares: Represents restricted stock units ("RSUs"). The RSUs will vest fully in one installment on June 25, 2020, subject to the director's continuous service on such vesting date.

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September 27, 2018 Filed Sep 27, 2018 16:13 UTC MCCLATCHY CO MNI · Entity 146246 GrantClass A Common Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001056087-18-000086 · edgar.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

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September 26, 2017 Filed Sep 27, 2017 16:23 UTC MCCLATCHY CO MNI · Entity 146246 GrantClass A Common Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001056087-17-000065 · edgar.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.