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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2021 Filed May 19, 2021 01:45 UTC Amendment
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 7,358 $44.12 $324,640.85
Disclosure

SEC source: 0000855658-21-000144 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $43.65 to $44.48.

Read SEC document
May 14, 2021 Filed May 19, 2021 01:45 UTC Amendment
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 7,358 $5.73 $42,161.34
Disclosure

SEC source: 0000855658-21-000144 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 19, 2021 01:45 UTC Amendment
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 6,120 $44.12 $269,999.71
Disclosure

SEC source: 0000855658-21-000144 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $43.66 to $44.445.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:57 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000141 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,474

Underlying: Common Stock · 5,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:57 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 2,994 $46.37 $138,831.78
Disclosure

SEC source: 0000855658-21-000141 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,500

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:57 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 5,686 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000141 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000139 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,060

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000139 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 902 $46.37 $41,825.74
Disclosure

SEC source: 0000855658-21-000139 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,199

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000140 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,528

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 902 $46.37 $41,825.74
Disclosure

SEC source: 0000855658-21-000140 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,351

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:56 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000140 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000138 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 294 $46.37 $13,632.78
Disclosure

SEC source: 0000855658-21-000138 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000138 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000137 · edgardoc.xml · derivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,632

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 902 $46.37 $41,825.74
Disclosure

SEC source: 0000855658-21-000137 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,838

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000137 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000136 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,619

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 902 $46.37 $41,825.74
Disclosure

SEC source: 0000855658-21-000136 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,425

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:55 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000136 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000128 · edgardoc.xml · derivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000127 · edgardoc.xml · derivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000126 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000125 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000124 · edgardoc.xml · derivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:30 UTC
JOSHI ANJALIDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000123 · edgardoc.xml · derivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 07, 2021 Filed May 11, 2021 16:55 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 3,210 $50.26 $161,334.60
Disclosure

SEC source: 0000855658-21-000116 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,508

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
May 05, 2021 Filed May 6, 2021 23:42 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 3,967 $48.28 $191,546.20
Disclosure

SEC source: 0000855658-21-000114 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,921

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $47.77 to $49.215.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000112 · edgardoc.xml · derivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000112 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000111 · edgardoc.xml · derivative · entry 2

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000111 · edgardoc.xml · nonDerivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000110 · edgardoc.xml · derivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000110 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000109 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000109 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:04 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000108 · edgardoc.xml · derivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

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May 05, 2021 Filed May 6, 2021 17:04 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000108 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC
JOSHI ANJALIDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000106 · edgardoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC
JOSHI ANJALIDirector
Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000106 · edgardoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:04 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000107 · edgardoc.xml · derivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:04 UTC Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000107 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC
MAJOR JOHN EDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000105 · edgardoc.xml · derivative · entry 5

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F6 · derivative.expiration_date: Not applicable.

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May 05, 2021 Filed May 6, 2021 17:03 UTC
MAJOR JOHN EDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000105 · edgardoc.xml · derivative · entry 4

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,756

Underlying: Common Stock · 1,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

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May 05, 2021 Filed May 6, 2021 17:03 UTC
MAJOR JOHN EDirector
SaleCommon Stock 1,000 $48.14 $48,140.00
Disclosure

SEC source: 0000855658-21-000105 · edgardoc.xml · nonDerivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

F2 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

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May 05, 2021 Filed May 6, 2021 17:03 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 1,000 $6.29 $6,290.00
Disclosure

SEC source: 0000855658-21-000105 · edgardoc.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:03 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000105 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2021 Filed May 5, 2021 01:52 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000095 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,879

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 02, 2021 Filed May 5, 2021 01:52 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 932 $50.31 $46,888.92
Disclosure

SEC source: 0000855658-21-000095 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,101

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.