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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2023 Filed May 16, 2023 20:19 UTC Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014818 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:17 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014814 · rdgdoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,175

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:17 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 902 $81.61 $73,612.22
Disclosure

SEC source: 0001437749-23-014814 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,212

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:17 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014814 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014808 · rdgdoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,793

Underlying: Common Stock · 1,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:11 UTC Tax withholdingCommon Stock 958 $81.61 $78,182.38
Disclosure

SEC source: 0001437749-23-014808 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,407

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:11 UTC Exercise / conversionCommon Stock 1,819 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014808 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:06 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014799 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,623

Underlying: Common Stock · 5,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:06 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 2,994 $81.61 $244,340.34
Disclosure

SEC source: 0001437749-23-014799 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,458

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 14, 2023 Filed May 16, 2023 20:06 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 5,686 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014799 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 23:08 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013723 · rdgdoc.xml · derivative · entry 4

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 23:08 UTC Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013723 · rdgdoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The number of shares held reflects the transfer, on February 22, 2023, of 20,144 shares of Common Stock from the Reporting Person to Abrams Family Trust DTD 11-22 UAD 11/22/1999 Robin A Abrams & Michael M Abrams TTEES (the "Abrams Family Trust").

Read SEC document
May 09, 2023 Filed May 10, 2023 23:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 6

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 23:05 UTC Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:44 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013702 · rdgdoc.xml · derivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:44 UTC Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013702 · rdgdoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:42 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013700 · rdgdoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:42 UTC Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013700 · rdgdoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:28 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013697 · rdgdoc.xml · derivative · entry 3

Skillern Raejeanne · CIK 0001946684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 2,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 9, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:28 UTC Exercise / conversionCommon Stock 2,290 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013697 · rdgdoc.xml · nonDerivative · entry 1

Skillern Raejeanne · CIK 0001946684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:26 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013695 · rdgdoc.xml · derivative · entry 3

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 9, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:26 UTC Exercise / conversionCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013695 · rdgdoc.xml · nonDerivative · entry 1

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:24 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013692 · rdgdoc.xml · derivative · entry 3

Bettinger Douglas R · CIK 0001469469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 9, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:24 UTC Exercise / conversionCommon Stock 1,053 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013692 · rdgdoc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 09, 2023 Filed May 10, 2023 22:22 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 40,000 $82.49 $3,299,612.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 790,766

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.407 to $83.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:08 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013723 · rdgdoc.xml · derivative · entry 3

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 5

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 4

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Underlying: Common Stock · 22,000 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC SaleCommon Stock 22,000 $84.23 $1,853,016.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,567

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC Exercise / conversionCommon Stock 22,000 $6.55 $144,100.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:44 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013702 · rdgdoc.xml · derivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:42 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013700 · rdgdoc.xml · derivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:28 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013697 · rdgdoc.xml · derivative · entry 2

Skillern Raejeanne · CIK 0001946684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:26 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013695 · rdgdoc.xml · derivative · entry 2

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:24 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013692 · rdgdoc.xml · derivative · entry 2

Bettinger Douglas R · CIK 0001469469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F4 · derivative.expiration_date: Not applicable.

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May 08, 2023 Filed May 10, 2023 22:22 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,363

Underlying: Common Stock · 40,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2023 Filed May 10, 2023 22:22 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 40,000 $83.63 $3,345,160.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 830,766

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.60 to $84.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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May 08, 2023 Filed May 10, 2023 22:22 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 40,000 $8.24 $329,600.00
Disclosure

SEC source: 0001437749-23-013690 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2023 Filed May 8, 2023 21:53 UTC
JOSHI ANJALIDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013073 · rdgdoc.xml · derivative · entry 2

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F3 · derivative.exercise_date: The vesting of the restricted stock units (RSUs), originally scheduled to vest as to 100% of the RSUs on May 9, 2023, was accelerated and vested as to 100% of the RSUs on May 5, 2023

F4 · derivative.expiration_date: Not applicable.

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May 05, 2023 Filed May 8, 2023 21:53 UTC
JOSHI ANJALIDirector
Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013073 · rdgdoc.xml · nonDerivative · entry 1

JOSHI ANJALI · CIK 0001199752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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May 03, 2023 Filed May 4, 2023 23:41 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 946 $83.03 $78,546.38
Disclosure

SEC source: 0001437749-23-012647 · rdgdoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,737

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022

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May 03, 2023 Filed May 4, 2023 22:09 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012618 · rdgdoc.xml · derivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,043

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 03, 2023 Filed May 4, 2023 22:09 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 135 $82.15 $11,090.25
Disclosure

SEC source: 0001437749-23-012618 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,274

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 03, 2023 Filed May 4, 2023 22:09 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012618 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:12 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012371 · rdgdoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,236

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 02, 2023 Filed May 3, 2023 21:12 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 929 $83.68 $77,738.72
Disclosure

SEC source: 0001437749-23-012371 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,739

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 02, 2023 Filed May 3, 2023 21:12 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012371 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012367 · rdgdoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,193

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 02, 2023 Filed May 3, 2023 21:11 UTC Tax withholdingCommon Stock 932 $83.68 $77,989.76
Disclosure

SEC source: 0001437749-23-012367 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,770

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 02, 2023 Filed May 3, 2023 21:11 UTC Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-012367 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.