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Nasdaq · USD

LRCX

LAM RESEARCH CORP

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1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2014 Filed Feb 21, 2014 02:18 UTC
ARCHER TIMOTHYChief Operating Officer
GrantCommon Stock 11,591 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000013 · primary_doc.xml · nonDerivative · entry 2

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,852

F2 · shares: 100% of the RSUs will vest on 2/18/16.

F3 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2014 Filed Feb 21, 2014 02:18 UTC
ARCHER TIMOTHYChief Operating Officer
GrantCommon Stock 23,183 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000013 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,261

F1 · shares: 33.3% of the RSUs will vest on 2/18/15, 2/18/16 and 2/18/17.

F3 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 07, 2014 Filed Feb 11, 2014 21:27 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 5,481 $51.85 $284,189.85
Disclosure

SEC source: 0001192381-14-000005 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,340

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 07, 2014 Filed Feb 11, 2014 22:33 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 18,867 $51.85 $978,253.95
Disclosure

SEC source: 0001192381-14-000006 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,078

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 07, 2014 Filed Feb 11, 2014 23:14 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 6,990 $51.85 $362,431.50
Disclosure

SEC source: 0001192381-14-000007 · primary_doc.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 07, 2014 Filed Feb 20, 2014 18:01 UTC
Anstice Martin BDirector · President and CEO
Tax withholdingCommon Stock 18,251 $51.85 $946,314.35
Disclosure

SEC source: 0001192381-14-000008 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,250

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 03, 2014 Filed Feb 5, 2014 17:43 UTC SaleCommon Stock 383 $49.85 $19,092.55
Disclosure

SEC source: 0001192381-14-000004 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,293

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
January 31, 2014 Filed Feb 4, 2014 19:41 UTC
NEWBERRY STEPHEN GDirector · Chairman
Tax withholdingCommon Stock 735 $50.61 $37,198.35
Disclosure

SEC source: 0001192381-14-000003 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,037

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
January 13, 2014 Filed Jan 15, 2014 18:55 UTC SaleCommon Stock 2,000 $55.07 $110,140.00
Disclosure

SEC source: 0001192381-14-000001 · primary_doc.xml · nonDerivative · entry 1

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,896

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
January 13, 2014 Filed Jan 15, 2014 19:56 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 50,000 $55.00 $2,750,000.00
Disclosure

SEC source: 0001192381-14-000002 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,772

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
December 30, 2013 Filed Jan 1, 2014 00:33 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 6,152 $54.44 $334,914.88
Disclosure

SEC source: 0001192381-13-000025 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
December 13, 2013 Filed Dec 17, 2013 19:32 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 19,483 $51.07 $994,996.81
Disclosure

SEC source: 0001501289-13-000043 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,875

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 17:50 UTC
BRANDT ERICDirector
GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000015 · primary_doc.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,430

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 18:08 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000016 · primary_doc.xml · nonDerivative · entry 1

CANNON MICHAEL R · CIK 0001201489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 18:51 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000017 · primary_doc.xml · nonDerivative · entry 1

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,463

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 19:18 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000018 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,676

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 22:14 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000019 · primary_doc.xml · nonDerivative · entry 1

INMAN GRANT M · CIK 0001181545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,238

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 22:40 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000020 · primary_doc.xml · nonDerivative · entry 1

Lego Catherine P · CIK 0001291570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,238

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000021 · primary_doc.xml · nonDerivative · entry 1

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:43 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000022 · primary_doc.xml · nonDerivative · entry 1

SPIVEY WILLIAM · CIK 0001185711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,616

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 13, 2013 00:34 UTC GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000023 · primary_doc.xml · nonDerivative · entry 1

TALWALKAR ABHIJIT Y · CIK 0001316065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 08, 2013 Filed Nov 13, 2013 01:37 UTC
NEWBERRY STEPHEN GDirector · Chairman
GrantCommon Stock 3,590 $0.00 $0.00
Disclosure

SEC source: 0001192381-13-000024 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,772

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 17:30 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 6,999 $54.94 $384,525.06
Disclosure

SEC source: 0001192381-13-000011 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,802

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 18:45 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionStock Option (right to buy) · Derivative 48,700 $20.21 Strike: $20.21 $984,227.00
Disclosure

SEC source: 0001192381-13-000012 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,700 shares

Expires 2014-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 18:45 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 48,700 $55.00 $2,678,500.00
Disclosure

SEC source: 0001192381-13-000012 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,182

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 18:45 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionCommon Stock 48,700 $20.21 $984,227.00
Disclosure

SEC source: 0001192381-13-000012 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 19:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 73,125 $29.68 Strike: $29.68 $2,170,350.00
Disclosure

SEC source: 0001192381-13-000013 · primary_doc.xml · derivative · entry 5

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,125 shares

Expires 2016-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested 25% annually from 12/14/07 - 12/14/10.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 19:45 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 73,125 $55.12 $4,030,650.00
Disclosure

SEC source: 0001192381-13-000013 · primary_doc.xml · nonDerivative · entry 2

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,358

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactons at prices ranging from $55.12 - $55.132, inclusive.

F3 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 24, 2013 Filed Oct 28, 2013 19:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionCommon Stock 73,125 $29.68 $2,170,350.00
Disclosure

SEC source: 0001192381-13-000013 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2013 Filed Oct 29, 2013 00:08 UTC
Anstice Martin BPresident and CEO
SaleCommon Stock 9,442 $54.94 $518,743.48
Disclosure

SEC source: 0001192381-13-000014 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,501

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 18:43 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
SaleCommon Stock 6,000 $54.36 $326,160.00
Disclosure

SEC source: 0001192381-13-000010 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,821

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 18, 2013 Filed Oct 22, 2013 00:12 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionStock Option (right to buy) · Derivative 24,178 $20.21 Strike: $20.21 $488,637.38
Disclosure

SEC source: 0001192381-13-000009 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 24,178 shares

Expires 2014-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 22, 2013 00:12 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 24,178 $54.00 $1,305,612.00
Disclosure

SEC source: 0001192381-13-000009 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,182

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 18, 2013 Filed Oct 22, 2013 00:12 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionCommon Stock 24,178 $20.21 $488,637.38
Disclosure

SEC source: 0001192381-13-000009 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2013 Filed Oct 18, 2013 19:17 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionStock Option (right to buy) · Derivative 822 $20.21 Strike: $20.21 $16,612.62
Disclosure

SEC source: 0001192381-13-000008 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,878

Underlying: Common Stock · 822 shares

Expires 2014-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2013 Filed Oct 18, 2013 19:17 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 822 $54.00 $44,388.00
Disclosure

SEC source: 0001192381-13-000008 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,182

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

Read SEC document
October 16, 2013 Filed Oct 18, 2013 19:17 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionCommon Stock 822 $20.21 $16,612.62
Disclosure

SEC source: 0001192381-13-000008 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2013 Filed Oct 16, 2013 16:51 UTC SaleCommon Stock 109 $52.80 $5,755.20
Disclosure

SEC source: 0001192381-13-000006 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,086

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 14, 2013 Filed Oct 16, 2013 18:27 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 7,372 $52.90 $389,978.80
Disclosure

SEC source: 0001192381-13-000007 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,801

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 22:10 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 4,790 $51.20 $245,248.00
Disclosure

SEC source: 0001501289-13-000042 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,173

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 20:11 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $20.21 Strike: $20.21 $505,250.00
Disclosure

SEC source: 0001192381-13-000005 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,700

Underlying: Common Stock · 25,000 shares

Expires 2014-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 20:11 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 25,000 $52.00 $1,300,000.00
Disclosure

SEC source: 0001192381-13-000005 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,182

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

Read SEC document
September 25, 2013 Filed Sep 26, 2013 20:11 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionCommon Stock 25,000 $20.21 $505,250.00
Disclosure

SEC source: 0001192381-13-000005 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2013 Filed Sep 26, 2013 18:20 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
SaleCommon Stock 5,000 $51.52 $257,620.00
Disclosure

SEC source: 0001192381-13-000004 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,821

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
September 13, 2013 Filed Sep 16, 2013 22:16 UTC SaleCommon Stock 300 $49.69 $14,907.60
Disclosure

SEC source: 0001501289-13-000041 · primary_doc.xml · nonDerivative · entry 2

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,306

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
September 13, 2013 Filed Sep 16, 2013 22:16 UTC SaleCommon Stock 700 $49.69 $34,783.70
Disclosure

SEC source: 0001501289-13-000041 · primary_doc.xml · nonDerivative · entry 1

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 12, 2013 Filed Sep 16, 2013 22:09 UTC SaleCommon Stock 109 $50.37 $5,490.33
Disclosure

SEC source: 0001501289-13-000040 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
September 10, 2013 Filed Sep 12, 2013 22:46 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $20.21 Strike: $20.21 $505,250.00
Disclosure

SEC source: 0001501289-13-000038 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,700

Underlying: Common Stock · 25,000 shares

Expires 2014-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2013 Filed Sep 12, 2013 22:46 UTC
NEWBERRY STEPHEN GDirector · Chairman
SaleCommon Stock 25,000 $50.00 $1,250,000.00
Disclosure

SEC source: 0001501289-13-000038 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,182

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

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September 10, 2013 Filed Sep 12, 2013 22:46 UTC
NEWBERRY STEPHEN GDirector · Chairman
Exercise / conversionCommon Stock 25,000 $20.21 $505,250.00
Disclosure

SEC source: 0001501289-13-000038 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.