Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | November 06, 2015 | November 10, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date November 06, 2015 · Filed November 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,896 |
Reported balance
After 2015-11-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-06 · Grant · Acquired 2,600 · Balance 23,896 F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2015 Filed Nov 10, 2015 21:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001655657-15-000003 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,896 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 07, 2014 Filed Nov 12, 2014 23:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-14-000045 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 18:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,000 | $55.07 | $110,140.00 |
DisclosureSEC source: 0001192381-14-000001 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,896 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:21 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-13-000021 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 13, 2013 Filed Sep 16, 2013 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 300 | $49.69 | $14,907.60 |
DisclosureSEC source: 0001501289-13-000041 · primary_doc.xml · nonDerivative · entry 2 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,306 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 13, 2013 Filed Sep 16, 2013 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 700 | $49.69 | $34,783.70 |
DisclosureSEC source: 0001501289-13-000041 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 21:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-13-000007 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,309 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 04, 2012 Filed Jun 7, 2012 00:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-12-000028 · primary_doc.xml · nonDerivative · entry 2 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,476 F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 04, 2012 Filed Jun 7, 2012 00:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 12,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001501289-12-000028 · primary_doc.xml · nonDerivative · entry 1 Saraswat Krishna · CIK 0001512963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Acquired in connection with the merger of BLMS Inc. ("Merger Sub"), a wholly owned subsidiary of Lam Research Corporation ("Lam Research"), with and into Novellus Systems, Inc. ("Novellus"), pursuant to the terms of the Agreement and Plan of Merger by and among Merger Sub, Lam Research and Novellus dated December 14, 2011 (the "Merger"). In connection with the Merger, Mr. Saraswat received 12,656 shares of Lam Research common stock in exchange for 11,250 shares of Novellus common stock. On June 4, 2012, the effective date of the Merger, the closing price of Lam Research's common stock was $35.99 and the closing price of Novellus' common stock was $40.39 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.