Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | November 07, 2014 | November 13, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date November 07, 2014 · Filed November 13, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,016 |
Reported balance
After 2014-11-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2014-11-07 · Grant · Acquired 2,400 · Balance 60,016 F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 23,118 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 1,168 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 668 · Balance 0 F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 1,168 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Apr 8, 2020 12:38 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000102 · wf-form4_158636390992386.xml · derivative · entry 2 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 668 shares Expires not disclosed F3 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 12:38 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 23,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000102 · wf-form4_158636390992386.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 1,168 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 18:02 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000157 · wf-form4_155959931116353.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,118 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:48 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-18-000174 · wf-form4_152814886396081.xml · derivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668 Underlying: Common Stock · 668 shares Expires 2023-05-31 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2019 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:43 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-17-000112 · wf-form4_149618056896230.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,950 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2018 annual meeting of stockholders. Read SEC document |
| November 07, 2014 Filed Nov 13, 2014 00:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-14-000046 · primary_doc.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,016 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:43 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-13-000022 · primary_doc.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,616 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 21:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-13-000008 · primary_doc.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,029 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 04, 2012 Filed Jun 7, 2012 00:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-12-000030 · primary_doc.xml · nonDerivative · entry 2 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,196 F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 04, 2012 Filed Jun 7, 2012 00:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 48,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001501289-12-000030 · primary_doc.xml · nonDerivative · entry 1 SPIVEY WILLIAM · CIK 0001185711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Acquired in connection with the merger of BLMS Inc. ("Merger Sub"), a wholly owned subsidiary of Lam Research Corporation ("Lam Research"), with and into Novellus Systems, Inc. ("Novellus"), pursuant to the terms of the Agreement and Plan of Merger by and among Merger Sub, Lam Research and Novellus dated December 14, 2011 (the "Merger"). In connection with the Merger, Mr. Spivey received 48,376 shares of Lam Research common stock in exchange for 43,001 shares of Novellus common stock. On June 4, 2012, the effective date of the Merger, the closing price of Lam Research's common stock was $35.99 and the closing price of Novellus' common stock was $40.39 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.