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Nasdaq · USD

LRCX

LAM RESEARCH CORP

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1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2015 Filed Feb 13, 2015 22:21 UTC
Anstice Martin BDirector · President and CEO
GrantMarket-based Performance Restricted Stock Unit · Derivative 41,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000012 · primary_doc.xml · derivative · entry 3

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,056

Underlying: Common Stock · 41,873 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

Read SEC document
February 11, 2015 Filed Feb 13, 2015 22:21 UTC
Anstice Martin BDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 25,122 $0.00 Strike: $80.60 $0.00
Disclosure

SEC source: 0001192381-15-000012 · primary_doc.xml · derivative · entry 2

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,632

Underlying: Common Stock · 25,122 shares

Expires 2022-02-11

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.

Read SEC document
February 11, 2015 Filed Feb 13, 2015 22:21 UTC
Anstice Martin BDirector · President and CEO
GrantCommon Stock 33,498 $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000012 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,704

F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 11, 2015 Filed Feb 13, 2015 23:25 UTC
Gottscho Richard AExecutive Vice President
GrantMarket-based Performance Restricted Stock Unit · Derivative 18,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000013 · primary_doc.xml · derivative · entry 3

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,833

Underlying: Common Stock · 18,610 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

Read SEC document
February 11, 2015 Filed Feb 13, 2015 23:25 UTC
Gottscho Richard AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 11,166 $0.00 Strike: $80.60 $0.00
Disclosure

SEC source: 0001192381-15-000013 · primary_doc.xml · derivative · entry 2

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,417

Underlying: Common Stock · 11,166 shares

Expires 2022-02-11

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.

Read SEC document
February 11, 2015 Filed Feb 13, 2015 23:25 UTC
Gottscho Richard AExecutive Vice President
GrantCommon Stock 14,888 $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000013 · primary_doc.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,540

F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 11, 2015 Filed Feb 14, 2015 00:47 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantMarket-based Performance Restricted Stock Unit · Derivative 8,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000014 · primary_doc.xml · derivative · entry 3

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,899

Underlying: Common Stock · 8,064 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.

Read SEC document
February 11, 2015 Filed Feb 14, 2015 00:47 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 4,836 $0.00 Strike: $80.60 $0.00
Disclosure

SEC source: 0001192381-15-000014 · primary_doc.xml · derivative · entry 2

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,274

Underlying: Common Stock · 4,836 shares

Expires 2022-02-11

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.

Read SEC document
February 11, 2015 Filed Feb 14, 2015 00:47 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantCommon Stock 6,451 $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000014 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,576

F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, 2/11/18.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 11, 2015 Filed Feb 21, 2015 02:16 UTC Amendment
Bettinger Douglas REVP, Chief Financial Officer
GrantMarket-based Performance Restricted Stock Unit · Derivative 15,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000020 · primary_doc.xml · derivative · entry 3

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,731

Underlying: Common Stock · 15,508 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18

Read SEC document
February 11, 2015 Filed Feb 21, 2015 02:16 UTC Amendment
Bettinger Douglas REVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 9,303 $0.00 Strike: $80.60 $0.00
Disclosure

SEC source: 0001192381-15-000020 · primary_doc.xml · derivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,399

Underlying: Common Stock · 9,303 shares

Expires 2022-02-11

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17 and 2/11/18.

F2 · balance_after: The stock option exercise of 1,089 shares, and sale of common stock acquired upon such exercise, of 544 shares pursuant to a 10b5-1 Trading Plan that were reported in a Form 4 filed on February 13, 2015 (the "Form 4"), which the broker acknowledged were erroneously executed without the reporting person's involvement due to the broker's error, were undone through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transactions, and after the following Form 4 reported grants of Restricted Stock Units representing 12,406 shares, a Stock Option representing 9,303 shares, and Market-based Performance Restricted Stock Units representing 15,508 shares , the reporting person owned 46,124 shares of common stock, including shares subject to unvested Restricted Stock Units, and held Employee Stock Options subject to 66,399 shares and Market-based Performance Restricted Stock Units representing 51,731 shares.

Read SEC document
February 11, 2015 Filed Feb 21, 2015 02:16 UTC Amendment
Bettinger Douglas REVP, Chief Financial Officer
GrantCommon Stock 12,406 $0.00 $0.00
Disclosure

SEC source: 0001192381-15-000020 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,124

F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17 and 2/11/18.

F2 · balance_after: The stock option exercise of 1,089 shares, and sale of common stock acquired upon such exercise, of 544 shares pursuant to a 10b5-1 Trading Plan that were reported in a Form 4 filed on February 13, 2015 (the "Form 4"), which the broker acknowledged were erroneously executed without the reporting person's involvement due to the broker's error, were undone through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transactions, and after the following Form 4 reported grants of Restricted Stock Units representing 12,406 shares, a Stock Option representing 9,303 shares, and Market-based Performance Restricted Stock Units representing 15,508 shares , the reporting person owned 46,124 shares of common stock, including shares subject to unvested Restricted Stock Units, and held Employee Stock Options subject to 66,399 shares and Market-based Performance Restricted Stock Units representing 51,731 shares.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 01:51 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
SaleCommon Stock 5,000 $79.51 $397,570.00
Disclosure

SEC source: 0001192381-15-000007 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,125

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.50 - $79.54, inclusive.

F3 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,740 $0.00 Strike: $42.41 $0.00
Disclosure

SEC source: 0001192381-15-000008 · primary_doc.xml · derivative · entry 4

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,356

Underlying: Common Stock · 3,740 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 3,740 $79.90 $298,826.00
Disclosure

SEC source: 0001192381-15-000008 · primary_doc.xml · nonDerivative · entry 3

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,718

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,740 $42.41 $158,613.40
Disclosure

SEC source: 0001192381-15-000008 · primary_doc.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 3,662 $79.90 $292,593.80
Disclosure

SEC source: 0001192381-15-000008 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,718

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2015 Filed Feb 21, 2015 01:01 UTC Amendment
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 3,662 $79.90 $292,593.80
Disclosure

SEC source: 0001192381-15-000019 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,718

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: The stock option exercise, and sale of common stock acquired upon such exercise, of 3,740 shares pursuant to a 10b5-1 Trading Plan that were reported in a Form 4 filed on February 12, 2015 (the "Form 4"), which the broker acknowledged were erroneously executed without the reporting person's involvement due to the broker's error, were undone through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transactions, and following the sale of 3,662 shares also reported in the Form 4, the reporting person owned 33,718 shares of common stock, including shares subject to unvested Restricted Stock Units, and held Employee Stock Options subject to 57,096 shares.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 20:20 UTC
Anstice Martin BDirector · President and CEO
Tax withholdingCommon Stock 13,439 $78.14 $1,050,123.46
Disclosure

SEC source: 0001192381-15-000002 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,206

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 20:47 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 7,344 $78.14 $573,860.16
Disclosure

SEC source: 0001192381-15-000003 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,745

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 22:08 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 2,817 $78.14 $220,120.38
Disclosure

SEC source: 0001192381-15-000004 · primary_doc.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 23:31 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 4,465 $78.14 $348,895.10
Disclosure

SEC source: 0001192381-15-000005 · primary_doc.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,380

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 06, 2015 Filed Feb 11, 2015 00:03 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 4,609 $78.14 $360,147.26
Disclosure

SEC source: 0001192381-15-000006 · primary_doc.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,652

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
January 09, 2015 Filed Jan 13, 2015 18:41 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 15,000 $80.00 $1,200,000.00
Disclosure

SEC source: 0001192381-15-000001 · primary_doc.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,089

F1 · shares: Shares sold pursuant to 10b5-1 plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
December 02, 2014 Filed Dec 4, 2014 19:03 UTC SaleCommon Stock 180 $81.59 $14,686.20
Disclosure

SEC source: 0001192381-14-000048 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,630

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 12, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,190 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 8

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 9,240

F1 · shares: The reporting person transferred shares to a family trust

Read SEC document
November 12, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,190 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 7

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

F1 · shares: The reporting person transferred shares to a family trust

F2 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 11, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 6

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 9,240

F1 · shares: The reporting person transferred shares to a family trust

Read SEC document
November 11, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 5

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

F1 · shares: The reporting person transferred shares to a family trust

F2 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 10, 2014 Filed Nov 12, 2014 19:48 UTC SaleCommon Stock 1,436 $79.00 $113,444.00
Disclosure

SEC source: 0001192381-14-000041 · primary_doc.xml · nonDerivative · entry 2

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 10, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 4

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 9,240

F1 · shares: The reporting person transferred shares to a family trust

Read SEC document
November 10, 2014 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 3

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

F1 · shares: The reporting person transferred shares to a family trust

F2 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 17:51 UTC
BRANDT ERICDirector
GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000038 · primary_doc.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,830

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 18:26 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000039 · primary_doc.xml · nonDerivative · entry 1

CANNON MICHAEL R · CIK 0001201489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 19:08 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000040 · primary_doc.xml · nonDerivative · entry 2

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,733

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 19:48 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000041 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 07, 2014 Filed Nov 12, 2014 20:27 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000042 · primary_doc.xml · nonDerivative · entry 1

INMAN GRANT M · CIK 0001181545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,638

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 22:24 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000043 · primary_doc.xml · nonDerivative · entry 1

Lego Catherine P · CIK 0001291570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,638

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 23:01 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000044 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,240

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 23:41 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000045 · primary_doc.xml · nonDerivative · entry 1

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,296

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 07, 2014 Filed Nov 13, 2014 00:46 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000046 · primary_doc.xml · nonDerivative · entry 1

SPIVEY WILLIAM · CIK 0001185711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,016

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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November 07, 2014 Filed Nov 13, 2014 01:30 UTC GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000047 · primary_doc.xml · nonDerivative · entry 1

TALWALKAR ABHIJIT Y · CIK 0001316065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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November 05, 2014 Filed Nov 8, 2014 00:04 UTC
Anstice Martin BDirector · President and CEO
GiftCommon Stock 1,134 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000036 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,645

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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November 03, 2014 Filed Nov 5, 2014 22:55 UTC SaleCommon Stock 1,819 $77.74 $141,409.06
Disclosure

SEC source: 0001192381-14-000035 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,410

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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November 03, 2014 Filed Nov 12, 2014 17:06 UTC Amendment SaleCommon Stock 383 $77.74 $29,774.42
Disclosure

SEC source: 0001192381-14-000037 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,846

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: The sale reported in a Form 4 filed on November 5, 2014 (the "Form 4") of 1,436 shares pursuant to a 10b5-1 Trading Plan, which the broker acknowledged was erroneously initiated without the reporting person's involvement due to the broker's error, was undone prior to settlement through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transaction, and following the sale of 383 shares also reported in the Form 4, the reporting person owned 11,846 shares of common stock, including shares subject to unvested Restricted Stock Units.

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October 31, 2014 Filed Nov 4, 2014 18:17 UTC Tax withholdingCommon Stock 1,197 $77.86 $93,198.42
Disclosure

SEC source: 0001192381-14-000034 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,840

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October 30, 2014 Filed Nov 12, 2014 19:08 UTC GiftCommon Stock 5,130 $0.00 $0.00
Disclosure

SEC source: 0001192381-14-000040 · primary_doc.xml · nonDerivative · entry 1

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 02, 2014 Filed Oct 6, 2014 19:27 UTC SaleCommon Stock 383 $72.44 $27,744.52
Disclosure

SEC source: 0001192381-14-000033 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,229

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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September 02, 2014 Filed Sep 4, 2014 19:11 UTC SaleCommon Stock 383 $72.10 $27,614.30
Disclosure

SEC source: 0001192381-14-000032 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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August 04, 2014 Filed Aug 6, 2014 18:59 UTC SaleCommon Stock 383 $69.85 $26,752.55
Disclosure

SEC source: 0001192381-14-000031 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,995

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.