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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2017 Filed Dec 13, 2017 23:28 UTC
Celaya JorgeEVP & Chief Financial Officer
GrantEmployee Stock Grant · Derivative 3,120 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Underlying: Common Stock · 3,120 shares

Expires 2027-10-01

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:28 UTC
Celaya JorgeEVP & Chief Financial Officer
GrantEmployee Stock Option · Derivative 30,420 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 12

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,420

Underlying: Common Stock · 30,420 shares

Expires 2027-10-01

F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Option · Derivative 29,980 Not disclosed Strike: $11.45 Not disclosed
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 20

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,980 shares

Expires 2024-10-01

F14 · kind: On October 1, 2016, the reporting person surrendered this equity stock option for cancellation by the Issuer.

F14 · price: On October 1, 2016, the reporting person surrendered this equity stock option for cancellation by the Issuer.

F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 49,332 Not disclosed Strike: $10.41 Not disclosed
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,332 shares

Expires 2024-10-01

F12 · kind: On October 1, 2016, the reporting person surrendered this equity grant for cancellation by the Issuer.

F12 · price: On October 1, 2016, the reporting person surrendered this equity grant for cancellation by the Issuer.

F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
GrantEmployee Stock Grant · Derivative 8,200 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 8

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-01

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
GrantEmployee Stock Grant · Derivative 12,300 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 7

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Common Stock · 12,300 shares

Expires 2027-10-01

F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
GrantEmployee Stock Option · Derivative 87,080 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,080

Underlying: Common Stock · 87,080 shares

Expires 2027-10-01

F4 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
GrantEmployee Stock Option · Derivative 130,620 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 5

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,620

Underlying: Common Stock · 130,620 shares

Expires 2027-10-01

F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Gravley RogerOperating President, GovDeals
GrantEmployee Stock Grant · Derivative 2,040 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Underlying: Common Stock · 2,040 shares

Expires 2027-10-01

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Gravley RogerOperating President, GovDeals
GrantEmployee Stock Option · Derivative 19,840 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 21

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,840

Underlying: Common Stock · 19,840 shares

Expires 2027-10-01

F14 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Gravley RogerOperating President, GovDeals
GrantEmployee Stock Grant · Derivative 3,060 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 20

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires 2027-10-01

F2 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC
Gravley RogerOperating President, GovDeals
GrantEmployee Stock Option · Derivative 29,760 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 19

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,760

Underlying: Common Stock · 29,760 shares

Expires 2027-10-01

F6 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
GrantEmployee Stock Grant · Derivative 1,240 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 13

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Underlying: Common Stock · 1,240 shares

Expires 2027-10-01

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
GrantEmployee Stock Grant · Derivative 1,860 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 12

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock · 1,860 shares

Expires 2027-10-01

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
GrantEmployee Stock Option · Derivative 12,160 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 11

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires 2027-10-01

F8 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
GrantEmployee Stock Option · Derivative 18,240 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,240

Underlying: Common Stock · 18,240 shares

Expires 2027-10-01

F7 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Rallo James MPresident RSCG and CAG
GrantEmployee Stock Grant · Derivative 16,360 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012327 · wf-form4_151320775779930.xml · derivative · entry 25

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,360

Underlying: Common Stock · 16,360 shares

Expires 2027-10-01

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Rallo James MPresident RSCG and CAG
GrantEmployee Stock Option · Derivative 62,280 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012327 · wf-form4_151320775779930.xml · derivative · entry 24

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,280

Underlying: Common Stock · 62,280 shares

Expires 2027-10-01

F17 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Rallo James MPresident RSCG and CAG
GrantEmployee Stock Grant · Derivative 24,540 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012327 · wf-form4_151320775779930.xml · derivative · entry 23

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540

Underlying: Common Stock · 24,540 shares

Expires 2027-10-01

F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:29 UTC
Rallo James MPresident RSCG and CAG
GrantEmployee Stock Option · Derivative 93,420 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012327 · wf-form4_151320775779930.xml · derivative · entry 22

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,420

Underlying: Common Stock · 93,420 shares

Expires 2027-10-01

F14 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:21 UTC
Rallo James MPresident RSCG and CAG
OtherEmployee Stock Grant · Derivative 11,054 $5.62 Strike: $13.57 $62,123.48
Disclosure

SEC source: 0001628280-17-010862 · wf-form4_150974045129084.xml · derivative · entry 14

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,054 shares

Expires 2024-05-14

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:21 UTC
Rallo James MPresident RSCG and CAG
SaleCommon Stock 11,054 $5.62 $62,123.48
Disclosure

SEC source: 0001628280-17-010862 · wf-form4_150974045129084.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:21 UTC
Rallo James MPresident RSCG and CAG
OtherCommon Stock 11,054 $5.62 $62,123.48
Disclosure

SEC source: 0001628280-17-010862 · wf-form4_150974045129084.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,054

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,306 $5.80 $13,374.80
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,699

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 2,456 $5.80 $14,244.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,645,583

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
SaleCommon Stock 1,157 $5.80 $6,710.60
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 3

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
Tax withholdingCommon Stock 522 $5.80 $3,027.60
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 3

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,557

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:02 UTC
Rallo James MPresident RSCG and CAG
SaleCommon Stock 1,821 $5.80 $10,561.80
Disclosure

SEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · nonDerivative · entry 3

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:02 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 107 $5.80 $620.60
Disclosure

SEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,678

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 3,322 $5.80 Strike: $8.15 $19,267.60
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 9

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,644

Underlying: Common Stock · 9,966 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 6,336 $5.80 Strike: $6.63 $36,748.80
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,670

Underlying: Common Stock · 19,006 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 43,724 $5.80 Strike: $9.70 $253,599.20
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,449

Underlying: Common Stock · 131,173 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
Tax withholdingCommon Stock 17,034 $5.80 $98,797.20
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,005

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherCommon Stock 53,382 $5.80 $309,615.60
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,039

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 5,680 $5.80 Strike: $21.99 $32,944.00
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 19

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,680 shares

Expires 2023-10-01

F1 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 6,166 $5.80 Strike: $10.41 $35,762.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 15

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,333

Underlying: Common Stock · 18,499 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 36,682 $5.80 Strike: $6.63 $212,755.60
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 11

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,365

Underlying: Common Stock · 110,047 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 18,146 $5.80 $105,246.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,648,039

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 48,528 $5.80 $281,462.40
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,666,185

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
OtherEmployee Stock Grant · Derivative 5,213 $5.80 Strike: $6.63 $30,235.40
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 16

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

Underlying: Common Stock · 15,638 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
OtherEmployee Stock Grant · Derivative 4,073 $5.80 Strike: $10.41 $23,623.40
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 13

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,145

Underlying: Common Stock · 12,218 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
OtherEmployee Stock Grant · Derivative 416 $5.80 Strike: $21.99 $2,412.80
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 8

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires 2023-10-01

F1 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
SaleCommon Stock 8,545 $5.80 $49,561.00
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC
Gravley RogerOperating President, GovDeals
OtherCommon Stock 9,702 $5.80 $56,271.60
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,702

F1 · kind: Represents the vesting of restricted stock.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
OtherEmployee Stock Grant · Derivative 5,129 $5.80 Strike: $6.63 $29,748.20
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 14

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,257

Underlying: Common Stock · 15,386 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
OtherEmployee Stock Grant · Derivative 6,073 $5.80 Strike: $10.41 $35,223.40
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 12

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,145

Underlying: Common Stock · 18,218 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
OtherEmployee Stock Grant · Derivative 6,250 $5.80 Strike: $12.57 $36,250.00
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 11

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 12,500 shares

Expires 2024-10-27

F1 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
OtherEmployee Stock Grant · Derivative 416 $5.80 Strike: $21.99 $2,412.80
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 6

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires 2023-11-27

F1 · kind: Represents the vesting of restricted stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
Tax withholdingCommon Stock 3,856 $5.80 $22,364.80
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 2

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,079

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC
Dudley Gardner HFormer President, CAG
OtherCommon Stock 17,868 $5.80 $103,634.40
Disclosure

SEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 1

Dudley Gardner H · CIK 0001621432 · Former President, CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935

F1 · kind: Represents the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.