Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIQUIDITY SERVICES INC
Report date October 02, 2017 · Filed October 04, 2017
Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,557 |
Ending reported balance
After 2017-10-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-10-02 · Other · Acquired 17,868 · Balance 45,935 F1: Represents the vesting of restricted stock. Row 2 · 2017-10-02 · Tax withholding · Disposed 3,856 · Balance 42,079 F2: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Row 3 · 2017-10-03 · Tax withholding · Disposed 522 · Balance 41,557 F2: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-11-27 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-02 · Other · Disposed 416 · Balance 0 F1: Represents the vesting of restricted stock. F5: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $12.57 · Expires 2024-10-27 | Direct | 6,250 |
Reported balance
After 2017-10-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-10-02 · Other · Disposed 6,250 · Balance 6,250 F1: Represents the vesting of restricted stock. F9: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2024-10-01 | Direct | 12,145 |
Reported balance
After 2017-10-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-10-02 · Other · Disposed 6,073 · Balance 12,145 F1: Represents the vesting of restricted stock. F10: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01 | Direct | 10,257 |
Reported balance
After 2017-10-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-10-02 · Other · Disposed 5,129 · Balance 10,257 F1: Represents the vesting of restricted stock. F12: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $15.47 · Expires 2020-11-30 | Direct | 2,211 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,211 F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-11-27 | Direct | 1,661 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,661 F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $13.57 · Expires 2024-05-14 | Direct | 5,527 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 5,527 F8: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.11 · Expires 2025-10-01 | Direct | 5,129 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 5,129 F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01 | Direct | 8,150 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 8,150 F14: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. |
| Employee Stock GrantSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01 | Direct | 8,150 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 8,150 F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.35 · Expires 2020-06-16 | Direct | 3,188 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,188 F3: These options became fully vested on June 1, 2014. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-11-27 | Direct | 3,519 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,519 F6: These options became fully vested on October 1, 2017. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-11-27 | Direct | 3,519 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,519 F7: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2024-10-01 | Direct | 7,338 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,338 F11: Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01 | Direct | 11,245 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 11,245 F13: Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01 | Direct | 2,811 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 2,811 F7: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01 | Direct | 4,850 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 4,850 F15: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01 | Direct | 4,850 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 4,850 F7: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock.
F2: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.
F3: These options became fully vested on June 1, 2014.
F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F5: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F6: These options became fully vested on October 1, 2017.
F7: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F8: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
F9: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F10: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
F11: Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F12: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F13: Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F14: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
F15: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 522 | $5.80 | $3,027.60 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 3 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,557 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 5,129 | $5.80 Strike: $6.63 | $29,748.20 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 14 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,257 Underlying: Common Stock · 15,386 shares Expires 2025-10-01 F1 · kind: Represents the vesting of restricted stock. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,073 | $5.80 Strike: $10.41 | $35,223.40 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 12 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,145 Underlying: Common Stock · 18,218 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,250 | $5.80 Strike: $12.57 | $36,250.00 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 11 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 12,500 shares Expires 2024-10-27 F1 · kind: Represents the vesting of restricted stock. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 416 | $5.80 Strike: $21.99 | $2,412.80 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · derivative · entry 6 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 416 shares Expires 2023-11-27 F1 · kind: Represents the vesting of restricted stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 3,856 | $5.80 | $22,364.80 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,079 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 17,868 | $5.80 | $103,634.40 |
DisclosureSEC source: 0001628280-17-009698 · wf-form4_150715095698449.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Former President, CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,935 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,073 | $7.61 Strike: $10.41 | $46,215.53 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · derivative · entry 11 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,218 Underlying: Common Stock · 24,291 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 2,104 | $7.61 | $16,011.44 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 6,073 | $7.61 | $46,215.53 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,171 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 4,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 19 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2026-10-01 F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 4,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 18 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2026-10-01 F13 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,150 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 17 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 8,150 shares Expires 2026-10-01 F2 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,150 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 16 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 8,150 shares Expires 2026-10-01 F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 5,527 | $8.56 Strike: $13.57 | $47,311.12 |
DisclosureSEC source: 0001179110-16-031177 · edgar.xml · derivative · entry 9 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,527 Underlying: Common Stock · 11,054 shares Expires 2024-05-14 F15 · kind: Represents the vesting of restricted stock F7 · derivative.exercise_date: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,307 | $8.56 | $19,747.92 |
DisclosureSEC source: 0001179110-16-031177 · edgar.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,098 F16 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 5,527 | $8.56 | $47,311.12 |
DisclosureSEC source: 0001179110-16-031177 · edgar.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,405 F15 · kind: Represents the vesting of restricted stock Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 21:50 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,482 | $10.03 | $14,864.46 |
DisclosureSEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 3 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,878 F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:50 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,057 | $10.06 | $10,633.42 |
DisclosureSEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,360 F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 21:50 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 881 | $10.28 | $9,056.68 |
DisclosureSEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,417 F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,006 | $10.51 | $21,083.06 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 4 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,298 F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 838 | $10.52 | $8,815.76 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 3 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,304 F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 5,129 | $10.65 Strike: $6.63 | $54,623.85 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 18 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,386 Underlying: Common Stock · 20,515 shares Expires 2025-10-01 F18 · kind: Represents the vesting of restricted stock F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,073 | $10.65 Strike: $10.41 | $64,677.45 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 14 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,291 Underlying: Common Stock · 30,364 shares Expires 2024-10-01 F18 · kind: Represents the vesting of restricted stock F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,250 | $10.65 Strike: $12.57 | $66,562.50 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 13 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 18,750 shares Expires 2024-10-27 F18 · kind: Represents the vesting of restricted stock F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 415 | $10.65 Strike: $21.99 | $4,419.75 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 8 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Underlying: Common Stock · 831 shares Expires 2023-11-27 F18 · kind: Represents the vesting of restricted stock F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 625 | $10.65 Strike: $38.09 | $6,656.25 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 7 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2022-11-16 F18 · kind: Represents the vesting of restricted stock F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,882 | $10.65 | $20,043.30 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,142 F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 18,492 | $10.65 | $196,939.80 |
DisclosureSEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,024 F18 · kind: Represents the vesting of restricted stock Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 5,000 | $10.22 | $51,100.00 |
DisclosureSEC source: 0001179110-16-029448 · edgar.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,352 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.