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Gravley Roger

Disclosed activity across 1 company

Tapewire entity
157618
SEC CIK
0001713687

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIQUIDITY SERVICES INC

Report date May 13, 2019 · Filed May 14, 2019

Section 16 reporting ended · disclosed 2019-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,382 Reported balance Holding disclosure · report date 2019-05-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,382

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.05 · Expires 2019-10-01Direct1,801 Reported balance Holding disclosure · report date 2019-05-13 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,801

F1: These options became fully vested on October 1, 2013.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.47 · Expires 2020-10-01Direct2,292 Reported balance Holding disclosure · report date 2019-05-13 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,292

F2: These options became fully vested on October 1, 2014.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2021-10-01Direct2,857 Reported balance Holding disclosure · report date 2019-05-13 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,857

F3: These options became fully vested on October 1, 2015.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-10-01Direct3,519 Reported balance Holding disclosure · report date 2019-05-13 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 3,519

F4: These options became fully vested on October 1, 2017.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-11-27Direct2,464 Reported balance Holding disclosure · report date 2019-05-13 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,464

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2024-10-01Direct7,338 Reported balance Holding disclosure · report date 2019-05-13 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 7,338

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01Direct10,239 Reported balance Holding disclosure · report date 2019-05-13 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 10,239

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01Direct2,144 Reported balance Holding disclosure · report date 2019-05-13 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 2,144

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01Direct3,165 Reported balance Holding disclosure · report date 2019-05-13 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 3,165

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2027-10-01Direct1,240 Reported balance Holding disclosure · report date 2019-05-13 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 1,240

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2027-10-01Direct5,952 Reported balance Holding disclosure · report date 2019-05-13 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 5,952

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: These options became fully vested on October 1, 2013.

F2: These options became fully vested on October 1, 2014.

F3: These options became fully vested on October 1, 2015.

F4: These options became fully vested on October 1, 2017.

F5: This is the portion of the employee stock option grant that had become vested prior to May 13, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2019 Filed Apr 12, 2019 21:29 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 61 $6.79 $414.19
Disclosure

SEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 3

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,382

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:29 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 612 $6.94 Strike: $4.47 $4,247.28
Disclosure

SEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224

Underlying: Common Stock · 1,836 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:29 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 151 $6.99 $1,055.49
Disclosure

SEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:29 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 612 $6.94 $4,247.28
Disclosure

SEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Option · Derivative 6,613 $6.83 Strike: $4.47 $45,166.79
Disclosure

SEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · derivative · entry 20

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

Underlying: Common Stock · 19,840 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Option · Derivative 11,904 $6.83 Strike: $4.47 $81,304.32
Disclosure

SEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · derivative · entry 19

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

Underlying: Common Stock · 29,760 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 12,567 $6.83 $85,832.61
Disclosure

SEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982

F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 18,517 $6.83 $126,471.11
Disclosure

SEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 1,224 $7.65 Strike: $4.47 $9,363.60
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · derivative · entry 20

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Common Stock · 3,060 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F16 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 342 $7.65 $2,616.30
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,032

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,224 $7.65 $9,363.60
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 510 $6.12 Strike: $4.47 $3,121.20
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

Underlying: Common Stock · 2,040 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 178 $6.12 $1,089.36
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 3,910 $6.99 Strike: $6.63 $27,330.90
Disclosure

SEC source: 0001628280-18-014976 · wf-form4_154448027166545.xml · derivative · entry 14

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303

Underlying: Common Stock · 5,213 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 1,092 $6.99 $7,633.08
Disclosure

SEC source: 0001628280-18-014976 · wf-form4_154448027166545.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 3,910 $6.99 $27,330.90
Disclosure

SEC source: 0001628280-18-014976 · wf-form4_154448027166545.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 37,850 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014886 · wf-form4_154413281169405.xml · derivative · entry 25

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,850

Underlying: Common Stock · 37,850 shares

Expires 2028-10-01

F18 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 6,150 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014886 · wf-form4_154413281169405.xml · derivative · entry 24

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Common Stock · 6,150 shares

Expires 2028-10-01

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 37,850 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014886 · wf-form4_154413281169405.xml · derivative · entry 23

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,850

Underlying: Common Stock · 37,850 shares

Expires 2028-10-01

F13 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 6,150 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014886 · wf-form4_154413281169405.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Common Stock · 6,150 shares

Expires 2028-10-01

F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,778 $5.25 $19,834.50
Disclosure

SEC source: 0001628280-18-012377 · wf-form4_153908632447820.xml · nonDerivative · entry 3

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 2,161 $5.26 $11,366.86
Disclosure

SEC source: 0001628280-18-012377 · wf-form4_153908632447820.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778

F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 648 $5.53 $3,583.44
Disclosure

SEC source: 0001628280-18-012377 · wf-form4_153908632447820.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 03, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,164 $5.80 $6,751.20
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · nonDerivative · entry 4

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 171 $5.83 $996.93
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · nonDerivative · entry 3

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,751

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,062 $5.95 Strike: $8.30 $12,268.90
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · derivative · entry 18

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 6,187 shares

Expires 2026-10-01

F1 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 5,212 $5.95 Strike: $6.63 $31,011.40
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · derivative · entry 15

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213

Underlying: Common Stock · 10,425 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 4,073 $5.95 Strike: $10.41 $24,234.35
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · derivative · entry 13

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,073 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,425 $5.95 $20,378.75
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,922

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:57 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 11,347 $5.95 $67,514.65
Disclosure

SEC source: 0001628280-18-012294 · wf-form4_153860742931708.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,347

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:49 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,063 $6.23 Strike: $8.30 $12,852.49
Disclosure

SEC source: 0001628280-18-003957 · wf-form4_152278857044678.xml · derivative · entry 17

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 8,250 shares

Expires 2026-10-01

F1 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:49 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,250 $6.23 Strike: $12.57 $38,937.50
Disclosure

SEC source: 0001628280-18-003957 · wf-form4_152278857044678.xml · derivative · entry 12

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2024-10-27

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.

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April 02, 2018 Filed Apr 3, 2018 20:49 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 4,072 $6.23 Strike: $10.41 $25,368.56
Disclosure

SEC source: 0001628280-18-003957 · wf-form4_152278857044678.xml · derivative · entry 11

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Underlying: Common Stock · 8,145 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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April 02, 2018 Filed Apr 3, 2018 20:49 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 12,385 $6.23 $77,158.55
Disclosure

SEC source: 0001628280-18-003957 · wf-form4_152278857044678.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

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April 02, 2018 Filed Apr 3, 2018 20:49 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 12,385 $6.23 $77,158.55
Disclosure

SEC source: 0001628280-18-003957 · wf-form4_152278857044678.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

F1 · kind: Represents the vesting of restricted stock.

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December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 2,040 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Underlying: Common Stock · 2,040 shares

Expires 2027-10-01

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

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December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 19,840 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 21

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,840

Underlying: Common Stock · 19,840 shares

Expires 2027-10-01

F14 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

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December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 3,060 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 20

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires 2027-10-01

F2 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

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December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 29,760 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012330 · wf-form4_151320782261051.xml · derivative · entry 19

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,760

Underlying: Common Stock · 29,760 shares

Expires 2027-10-01

F6 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

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October 03, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,157 $5.80 $6,710.60
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 3

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 5,213 $5.80 Strike: $6.63 $30,235.40
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 16

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

Underlying: Common Stock · 15,638 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 4,073 $5.80 Strike: $10.41 $23,623.40
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 13

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,145

Underlying: Common Stock · 12,218 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 416 $5.80 Strike: $21.99 $2,412.80
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · derivative · entry 8

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires 2023-10-01

F1 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 8,545 $5.80 $49,561.00
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 9,702 $5.80 $56,271.60
Disclosure

SEC source: 0001628280-17-009699 · wf-form4_150715097411364.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · Operating President, GovDeals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,702

F1 · kind: Represents the vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.