Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 14 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 24 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012109 · wf-form4_157004710386124.xml · derivative · entry 4 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,283 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012109 · wf-form4_157004710386124.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 726 shares from the vesting of 963 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 237 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012109 · wf-form4_157004710386124.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,721 shares from the vesting of 2,283 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 562 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock | 9,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012109 · wf-form4_157004710386124.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 9,427 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,073 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 21:16 UTC |
Guzman SamVP & Chief Accounting Officer
|
SaleCommon Stock | 8,226 | $7.19 | $59,144.94 |
DisclosureSEC source: 0001628280-19-011179 · wf-form4_156685414694616.xml · nonDerivative · entry 1 Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:42 UTC |
Rozdilsky NicholasVice President, Marketing
|
Exercise / conversionEmployee Stock Grant · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009792 · wf-form4_156469216318194.xml · derivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 50,000 shares Expires 2028-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 9,473 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,027 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:42 UTC |
Rozdilsky NicholasVice President, Marketing
|
Exercise / conversionCommon Stock | 9,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009792 · wf-form4_156469216318194.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 9,473 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,027 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:43 UTC |
Guzman SamVP & Chief Accounting Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009793 · wf-form4_156469218349813.xml · derivative · entry 2 Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 40,000 shares Expires 2028-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 8,226 shares from the vesting of 10,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,774 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:43 UTC |
Guzman SamVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 8,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009793 · wf-form4_156469218349813.xml · nonDerivative · entry 1 Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 8,226 shares from the vesting of 10,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,774 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:55 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008532 · wf-form4_156210089183502.xml · derivative · entry 14 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Underlying: Common Stock · 2,014 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 1,608 shares from the vesting of 2,014 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 406 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2019, and thereafter 1/4th of the restricted stock grant will vest on July 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:55 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008532 · wf-form4_156210089183502.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,608 shares from the vesting of 2,014 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 406 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:54 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Exercise / conversionEmployee Stock Grant · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008531 · wf-form4_156210087226332.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2026-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 2,051 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,699 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on July 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 1 of each year for three years. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:54 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Exercise / conversionCommon Stock | 2,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008531 · wf-form4_156210087226332.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,051 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,699 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:58 UTC |
Lutz MichaelVP, Human Resources
|
GrantCommon Stock | 13,395 | $6.61 | $88,540.95 |
DisclosureSEC source: 0001628280-19-006752 · wf-form4_155786747135046.xml · nonDerivative · entry 1 Lutz Michael · CIK 0001774710 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael Lutz 401k Disclosed balance after: 13,395 Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:28 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 57 | $6.79 | $387.03 |
DisclosureSEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,040 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:29 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Tax withholdingCommon Stock | 241 | $6.79 | $1,636.39 |
DisclosureSEC source: 0001628280-19-004259 · wf-form4_155510456881325.xml · nonDerivative · entry 3 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 3,712,487 F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:29 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Tax withholdingCommon Stock | 61 | $6.79 | $414.19 |
DisclosureSEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 3 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,382 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:27 UTC |
Rallo James MPresident RSCG and CAG
|
SaleCommon Stock | 1,408 | $6.79 | $9,560.32 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:26 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 98 | $6.79 | $665.42 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,118 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:28 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
OtherEmployee Stock Grant · Derivative | 624 | $6.94 Strike: $4.47 | $4,330.56 |
DisclosureSEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · derivative · entry 15 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248 Underlying: Common Stock · 1,872 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:28 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 143 | $6.99 | $999.57 |
DisclosureSEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,097 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:28 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
OtherCommon Stock | 624 | $6.94 | $4,330.56 |
DisclosureSEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,240 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherEmployee Stock Grant · Derivative | 2,460 | $6.94 Strike: $4.92 | $17,072.40 |
DisclosureSEC source: 0001628280-19-004259 · wf-form4_155510456881325.xml · derivative · entry 13 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,920 Underlying: Common Stock · 7,380 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Tax withholdingCommon Stock | 600 | $6.99 | $4,194.00 |
DisclosureSEC source: 0001628280-19-004259 · wf-form4_155510456881325.xml · nonDerivative · entry 2 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 3,712,728 F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherCommon Stock | 2,460 | $6.94 | $17,072.40 |
DisclosureSEC source: 0001628280-19-004259 · wf-form4_155510456881325.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 3,713,328 F1 · kind: Represents the vesting of restricted stock. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Gravley RogerPresident, GovDeals & CIO
|
OtherEmployee Stock Grant · Derivative | 612 | $6.94 Strike: $4.47 | $4,247.28 |
DisclosureSEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · derivative · entry 22 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224 Underlying: Common Stock · 1,836 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Tax withholdingCommon Stock | 151 | $6.99 | $1,055.49 |
DisclosureSEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 2 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,443 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:29 UTC |
Gravley RogerPresident, GovDeals & CIO
|
OtherCommon Stock | 612 | $6.94 | $4,247.28 |
DisclosureSEC source: 0001628280-19-004258 · wf-form4_155510452645664.xml · nonDerivative · entry 1 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,594 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC |
Rallo James MPresident RSCG and CAG
|
OtherEmployee Stock Grant · Derivative | 4,908 | $6.94 Strike: $4.47 | $34,061.52 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · derivative · entry 25 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,816 Underlying: Common Stock · 14,724 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F20 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC |
Rallo James MPresident RSCG and CAG
|
SaleCommon Stock | 3,500 | $6.99 | $24,465.00 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC |
Rallo James MPresident RSCG and CAG
|
OtherCommon Stock | 4,908 | $6.94 | $34,061.52 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 372 | $6.94 Strike: $4.47 | $2,581.68 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 Underlying: Common Stock · 1,116 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 245 | $6.99 | $1,712.55 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,216 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherCommon Stock | 372 | $6.94 | $2,581.68 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,461 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 16:24 UTC |
ELLIS GEORGE HDirector
|
SaleCommon Stock | 10,500 | $6.71 | $70,455.00 |
DisclosureSEC source: 0001628280-19-001412 · wf-form4_155017946800847.xml · nonDerivative · entry 1 ELLIS GEORGE H · CIK 0001085715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,518 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:24 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Exercise / conversionEmployee Stock Option · Derivative | 6,613 | $6.83 Strike: $4.47 | $45,166.79 |
DisclosureSEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · derivative · entry 20 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,227 Underlying: Common Stock · 19,840 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:24 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Exercise / conversionEmployee Stock Option · Derivative | 11,904 | $6.83 Strike: $4.47 | $81,304.32 |
DisclosureSEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · derivative · entry 19 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,856 Underlying: Common Stock · 29,760 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:24 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Tax withholdingCommon Stock | 12,567 | $6.83 | $85,832.61 |
DisclosureSEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · nonDerivative · entry 2 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,982 F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:24 UTC |
Gravley RogerPresident, GovDeals & CIO
|
Exercise / conversionCommon Stock | 18,517 | $6.83 | $126,471.11 |
DisclosureSEC source: 0001628280-19-001410 · wf-form4_155017943726127.xml · nonDerivative · entry 1 Gravley Roger · CIK 0001713687 · President, GovDeals & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:59 UTC |
ELLIS GEORGE HDirector
|
GrantEmployee Stock Grant · Derivative | 11,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000897 · wf-form4_154931753635545.xml · derivative · entry 10 ELLIS GEORGE H · CIK 0001085715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,176 Underlying: Common Stock · 11,176 shares Expires 2029-02-01 F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F11 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:59 UTC |
ELLIS GEORGE HDirector
|
OtherRestricted Stock Grant · Derivative | 14,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000897 · wf-form4_154931753635545.xml · derivative · entry 9 ELLIS GEORGE H · CIK 0001085715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,615 shares Expires 2028-02-01 F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F10 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F9 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:59 UTC |
ELLIS GEORGE HDirector
|
OtherCommon Stock | 14,615 | $8.50 | $124,227.50 |
DisclosureSEC source: 0001628280-19-000897 · wf-form4_154931753635545.xml · nonDerivative · entry 1 ELLIS GEORGE H · CIK 0001085715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,018 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:59 UTC |
KOLODZIESKI EDWARDDirector
|
GrantEmployee Stock Grant · Derivative | 11,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000898 · wf-form4_154931758005330.xml · derivative · entry 3 KOLODZIESKI EDWARD · CIK 0001665511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,176 Underlying: Common Stock · 11,176 shares Expires 2029-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F5 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:59 UTC |
KOLODZIESKI EDWARDDirector
|
OtherRestricted Stock Grant · Derivative | 14,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000898 · wf-form4_154931758005330.xml · derivative · entry 2 KOLODZIESKI EDWARD · CIK 0001665511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,615 shares Expires 2028-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F3 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:59 UTC |
KOLODZIESKI EDWARDDirector
|
OtherCommon Stock | 14,615 | $8.50 | $124,227.50 |
DisclosureSEC source: 0001628280-19-000898 · wf-form4_154931758005330.xml · nonDerivative · entry 1 KOLODZIESKI EDWARD · CIK 0001665511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,695 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:58 UTC |
CLOUGH PHILLIP ADirector
|
GrantEmployee Stock Option · Derivative | 11,816 | $8.50 Strike: $8.50 | $100,436.00 |
DisclosureSEC source: 0001628280-19-000896 · wf-form4_154931749954575.xml · derivative · entry 12 CLOUGH PHILLIP A · CIK 0001207712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,816 Underlying: Common Stock · 11,816 shares Expires 2029-02-01 F14 · derivative.exercise_date: These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:58 UTC |
CLOUGH PHILLIP ADirector
|
GrantEmployee Stock Grant · Derivative | 4,471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000896 · wf-form4_154931749954575.xml · derivative · entry 11 CLOUGH PHILLIP A · CIK 0001207712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,471 Underlying: Common Stock · 4,471 shares Expires 2029-02-01 F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F13 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:58 UTC |
CLOUGH PHILLIP ADirector
|
OtherEmployee Stock Grant · Derivative | 5,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000896 · wf-form4_154931749954575.xml · derivative · entry 10 CLOUGH PHILLIP A · CIK 0001207712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,846 shares Expires 2028-02-01 F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F12 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F11 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:58 UTC |
CLOUGH PHILLIP ADirector
|
OtherCommon Stock | 5,846 | $8.50 | $49,691.00 |
DisclosureSEC source: 0001628280-19-000896 · wf-form4_154931749954575.xml · nonDerivative · entry 1 CLOUGH PHILLIP A · CIK 0001207712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,758 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 22:00 UTC |
Mateus-Tique JaimeDirector
|
GrantEmployee Stock Grant · Derivative | 11,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000899 · wf-form4_154931761732904.xml · derivative · entry 5 Mateus-Tique Jaime · CIK 0001352656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,176 Underlying: Common Stock · 11,176 shares Expires 2029-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F5 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.